Articles | Volume 25, issue 5
https://doi.org/10.5194/nhess-25-1621-2025
© Author(s) 2025. This work is distributed under
the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
https://doi.org/10.5194/nhess-25-1621-2025
© Author(s) 2025. This work is distributed under
the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Research article
| 
08 May 2025
Research article |
| 08 May 2025
| 08 May 2025
Unravelling the capacity–action gap in flood risk adaptation
Department of Geography, Ludwig-Maximilians-Universität München, Munich, Germany
Anne von Streit
Department of Geography, Ludwig-Maximilians-Universität München, Munich, Germany
Matthias Garschagen
Department of Geography, Ludwig-Maximilians-Universität München, Munich, Germany
Related authors
No articles found.
Jiachang Tu, Jiahong Wen, Liang Emlyn Yang, Andrea Reimuth, Stephen S. Young, Min Zhang, Luyang Wang, and Matthias Garschagen
Nat. Hazards Earth Syst. Sci., 23, 3247–3260, https://doi.org/10.5194/nhess-23-3247-2023, https://doi.org/10.5194/nhess-23-3247-2023, 2023
Short summary
Short summary
This paper evaluates the flood risk and the resulting patterns in buildings following low-probability, high-impact flood scenarios by a risk analysis chain in Shanghai. The results provide a benchmark and also a clear future for buildings with respect to flood risks in Shanghai. This study links directly to disaster risk management, e.g., the Shanghai Master Plan. We also discussed different potential adaptation options for flood risk management.
Mia Wannewitz and Matthias Garschagen
Nat. Hazards Earth Syst. Sci., 21, 3285–3322, https://doi.org/10.5194/nhess-21-3285-2021, https://doi.org/10.5194/nhess-21-3285-2021, 2021
Short summary
Short summary
Focusing on Jakarta as a city with high flood risk and adaptation pressure, this study presents findings from a systematic literature review of adaptation options and the adaptation solution space to counter the city’s flood problem. Results indicate that the perceived solution space is skewed towards protection against flooding, while soft and hybrid adaptation options are less considered. This significantly influences flood risk management, including its effectiveness and sustainability.
Related subject area
Risk Assessment, Mitigation and Adaptation Strategies, Socioeconomic and Management Aspects
Mapping vulnerability to climate change for spatial planning in the region of Stuttgart
Assessing the impact of early warning and evacuation on human losses during the 2021 Ahr Valley flood in Germany using agent-based modelling
Adaptive behavior of farmers under consecutive droughts results in more vulnerable farmers: a large-scale agent-based modeling analysis in the Bhima basin, India
Content analysis of multi-annual time series of flood-related Twitter (X) data
Enhancement of state response capability and famine mitigation: a comparative analysis of two drought events in northern China during the Ming dynasty
Flood exposure of environmental assets
A new method for calculating highway blocking due to high-impact weather conditions
Impacts from cascading multi-hazards using hypergraphs: a case study from the 2015 Gorkha earthquake in Nepal
Review article: Insuring the green economy against natural hazards – charting research frontiers in vulnerability assessment
Ready, Set & Go! An anticipatory action system against droughts
Between global risk reduction goals, scientific–technical capabilities and local realities: a modular approach for user-centric multi-risk assessment
Tracing online flood conversations across borders: A watershed level analysis of geo-social media topics during the 2021 European flood
Flood risk assessment through large-scale modeling under uncertainty
Migration as a hidden risk factor in seismic fatality: spatial modeling of the Chi-Chi earthquake and suburban syndrome
Simulating the effects of sea level rise and soil salinization on adaptation and migration decisions in Mozambique
Current status of water-related planning for climate change adaptation in the Spree river basin, Germany
Using a convection-permitting climate model to assess wine grape productivity: two case studies in Italy
Volcanic risk ranking and regional mapping of the Central Volcanic Zone of the Andes
Development of a regionally consistent and fully probabilistic earthquake risk model for Central Asia
Critical infrastructure resilience: a guide for building indicator systems based on a multi-criteria framework with a focus on implementable actions
Where to start with climate-smart forest management? Climatic risk for forest-based mitigation
Dynamic response of pile–slab retaining wall structure under rockfall impact
Disaster Management Following the Great Kahramanmaraş Earthquakes in 2023, Türkiye
Applicability and effectiveness of structural measures for subsidence (risk) reduction in urban areas
Brief Communication: Bridging the data gap – enhancing the representation of global coastal flood protection
Urban growth and spatial segregation increase disaster risk: lessons learned from the 2023 disaster on the North Coast of São Paulo, Brazil
An evaluation on the alignment of drought policy and planning guidelines with the contemporary disaster risk reduction agenda
An impact-chain-based exploration of multi-hazard vulnerability dynamics: the multi-hazard of floods and the COVID-19 pandemic in Romania
Measuring extremes-driven direct biophysical impacts in agricultural drought damages
Always on my mind: indications of post-traumatic stress disorder among those affected by the 2021 flood event in the Ahr valley, Germany
Modelling Flood Losses to Microbusinesses in Ho Chi Minh City, Vietnam
Earthquake insurance in Iran: solvency of local insurers in light of current market practices
Micro-business participation in collective flood adaptation: lessons from scenario-based analysis in Ho Chi Minh City, Vietnam
Brief communication: Storm Daniel flood impact in Greece in 2023: mapping crop and livestock exposure from synthetic-aperture radar (SAR)
Risk reduction through managed retreat? Investigating enabling conditions and assessing resettlement effects on community resilience in Metro Manila
Brief communication: Lessons learned and experiences gained from building up a global survey on societal resilience to changing droughts
How does perceived heat stress differ between urban forms and human vulnerability profiles? – case study Berlin
Regional seismic risk assessment based on ground conditions in Uzbekistan
Unveiling transboundary challenges in river flood risk management: learning from the Ciliwung River basin
Quantitative study of storm surge risk assessment in an undeveloped coastal area of China based on deep learning and geographic information system techniques: a case study of Double Moon Bay
Sensitive infrastructures and people with disabilities – Key issues when strengthening resilience in reconstruction
Multisectoral analysis of drought impacts and management responses to the 2008–2015 record drought in the Colorado Basin, Texas
Simulating multi-hazard event sets for life cycle consequence analysis
Analysis of the effects of urban micro-scale vulnerabilities on tsunami evacuation using an agent-based model – case study in the city of Iquique, Chile
Factors of influence on flood risk perceptions related to Hurricane Dorian: an assessment of heuristics, time dynamics, and accuracy of risk perceptions
From insufficient rainfall to livelihoods: understanding the cascade of drought impacts and policy implications
Anticipating a risky future: long short-term memory (LSTM) models for spatiotemporal extrapolation of population data in areas prone to earthquakes and tsunamis in Lima, Peru
A new regionally consistent exposure database for Central Asia: population and residential buildings
Study on seismic risk assessment model of water supply systems in mainland China
Mapping current and future flood exposure using a 5 m flood model and climate change projections
Joanna M. McMillan, Franziska Göttsche, Joern Birkmann, Rainer Kapp, Corinna Schmidt, Britta Weisser, and Ali Jamshed
Nat. Hazards Earth Syst. Sci., 25, 1573–1596, https://doi.org/10.5194/nhess-25-1573-2025, https://doi.org/10.5194/nhess-25-1573-2025, 2025
Short summary
Short summary
Adapting to climate extremes is a challenge for spatial planning. Risk maps that include not just a consideration of hazards but also social vulnerability can help. We develop social vulnerability maps for the Stuttgart region, Germany. We show the maps, describe how and why we developed them, and provide an analysis of practitioners' needs and their feedback. Insights presented in this paper can help to improve map usability and to better link research and planning practice.
André Felipe Rocha Silva, Julian Cardoso Eleutério, Heiko Apel, and Heidi Kreibich
Nat. Hazards Earth Syst. Sci., 25, 1501–1520, https://doi.org/10.5194/nhess-25-1501-2025, https://doi.org/10.5194/nhess-25-1501-2025, 2025
Short summary
Short summary
This work uses agent-based modelling to evaluate the impact of flood warning and evacuation systems on human losses during the 2021 Ahr Valley flood in Germany. While the first flood warning with evacuation instructions is identified as timely, its lack of detail and effectiveness resulted in low public risk awareness. Better dissemination of warnings and improved risk perception and preparedness among the population could reduce casualties by up to 80 %.
Maurice W. M. L. Kalthof, Jens de Bruijn, Hans de Moel, Heidi Kreibich, and Jeroen C. J. H. Aerts
Nat. Hazards Earth Syst. Sci., 25, 1013–1035, https://doi.org/10.5194/nhess-25-1013-2025, https://doi.org/10.5194/nhess-25-1013-2025, 2025
Short summary
Short summary
Our study explores how farmers in India's Bhima basin respond to consecutive droughts. We simulated farmers' individual choices – like changing crops or digging wells – and their effects on profits, yields, and water resources. Results show these adaptations, while improving incomes, ultimately increase drought vulnerability and damage. Such insights emphasize the need for alternative adaptations and highlight the value of socio-hydrological models in shaping policies to lessen drought impacts.
Nadja Veigel, Heidi Kreibich, Jens A. de Bruijn, Jeroen C. J. H. Aerts, and Andrea Cominola
Nat. Hazards Earth Syst. Sci., 25, 879–891, https://doi.org/10.5194/nhess-25-879-2025, https://doi.org/10.5194/nhess-25-879-2025, 2025
Short summary
Short summary
This study explores how social media, specifically Twitter (X), can help us understand public reactions to floods in Germany from 2014 to 2021. Using large language models, we extract topics and patterns of behavior from flood-related tweets. The findings offer insights to improve communication and disaster management. Topics related to low-impact flooding contain descriptive hazard-related content, while the focus shifts to catastrophic impacts and responsibilities during high-impact events.
Fangyu Tian, Yun Su, Xudong Chen, and Le Tao
Nat. Hazards Earth Syst. Sci., 25, 591–607, https://doi.org/10.5194/nhess-25-591-2025, https://doi.org/10.5194/nhess-25-591-2025, 2025
Short summary
Short summary
This study developed a model of extreme drought-induced famine processes and response mechanisms in ancient China. The spatial distribution of drought and famine during the Chenghua drought and the Wanli drought was constructed. By categorizing drought-affected counties into three types, a comparative analysis of the differences in famine severity and response effectiveness between the Chenghua and Wanli droughts was conducted.
Gabriele Bertoli, Chiara Arrighi, and Enrica Caporali
Nat. Hazards Earth Syst. Sci., 25, 565–580, https://doi.org/10.5194/nhess-25-565-2025, https://doi.org/10.5194/nhess-25-565-2025, 2025
Short summary
Short summary
Environmental assets are crucial to sustaining and fulfilling life on Earth via ecosystem services (ESs). Studying their flood risk is thus seminal, in addition to being required by several norms. However, this field is not yet adequately developed. We studied the exposure component of flood risk and developed an evaluating methodology based on the ESs provided by environmental assets to discern assets and areas that are more important than others with metrics suitable to large-scale studies.
Duanyang Liu, Tian Jing, Mingyue Yan, Ismail Gultepe, Yunxuan Bao, Hongbin Wang, and Fan Zu
Nat. Hazards Earth Syst. Sci., 25, 493–513, https://doi.org/10.5194/nhess-25-493-2025, https://doi.org/10.5194/nhess-25-493-2025, 2025
Short summary
Short summary
Highway-blocking events are characterized by diurnal variation. A classification method of severity levels of highway blocking is catagorized into five levels. The severity levels of highway blocking due to high-impact weather are evaluated. A method for calculating the degree of highway load in China is proposed. A quantitative assessment of the losses of highway blocking due to dense fog is conducted. The highway losses caused by dense fog are concentrated in North, East, and Southwest China.
Alexandre Dunant, Tom R. Robinson, Alexander L. Densmore, Nick J. Rosser, Ragindra Man Rajbhandari, Mark Kincey, Sihan Li, Prem Raj Awasthi, Max Van Wyk de Vries, Ramesh Guragain, Erin Harvey, and Simon Dadson
Nat. Hazards Earth Syst. Sci., 25, 267–285, https://doi.org/10.5194/nhess-25-267-2025, https://doi.org/10.5194/nhess-25-267-2025, 2025
Short summary
Short summary
Natural hazards like earthquakes often trigger other disasters, such as landslides, creating complex chains of impacts. We developed a risk model using a mathematical approach called hypergraphs to efficiently measure the impact of interconnected hazards. We showed that it can predict broad patterns of damage to buildings and roads from the 2015 Nepal earthquake. The model's efficiency allows it to generate multiple disaster scenarios, even at a national scale, to support preparedness plans.
Harikesan Baskaran, Ioanna Ioannou, Tiziana Rossetto, Jonas Cels, Mathis Joffrain, Nicolas Mortegoutte, Aurelie Fallon Saint-Lo, and Catalina Spataru
Nat. Hazards Earth Syst. Sci., 25, 49–76, https://doi.org/10.5194/nhess-25-49-2025, https://doi.org/10.5194/nhess-25-49-2025, 2025
Short summary
Short summary
There is a global need for insuring green economy assets against natural hazard events. But their complexity and low exposure history mean the data required for vulnerability evaluation by the insurance industry are scarce. A systematic literature review is conducted in this study to determine the suitability of current published literature for this purpose. Knowledge gaps are charted, and a representative asset–hazard taxonomy is proposed to guide future quantitative research.
Gabriela Guimarães Nobre, Jamie Towner, Bernardino Nhantumbo, Célio João da Conceição Marcos Matuele, Isaias Raiva, Massimiliano Pasqui, Sara Quaresima, and Rogério Manuel Lemos Pereira Bonifácio
Nat. Hazards Earth Syst. Sci., 24, 4661–4682, https://doi.org/10.5194/nhess-24-4661-2024, https://doi.org/10.5194/nhess-24-4661-2024, 2024
Short summary
Short summary
The
Ready, Set & Go!system, developed by the World Food Programme and partners, employs seasonal forecasts to tackle droughts in Mozambique. With the Maputo Declaration, efforts to expand early warning systems are aligning with global initiatives for universal protection by 2027. Through advanced forecasting and anticipatory action, it could cover 76 % of districts against severe droughts, reaching 87 % national coverage for the first months of the rainy season.
Elisabeth Schoepfer, Jörn Lauterjung, Torsten Riedlinger, Harald Spahn, Juan Camilo Gómez Zapata, Christian D. León, Hugo Rosero-Velásquez, Sven Harig, Michael Langbein, Nils Brinckmann, Günter Strunz, Christian Geiß, and Hannes Taubenböck
Nat. Hazards Earth Syst. Sci., 24, 4631–4660, https://doi.org/10.5194/nhess-24-4631-2024, https://doi.org/10.5194/nhess-24-4631-2024, 2024
Short summary
Short summary
In this paper, we provide a brief introduction of the paradigm shift from managing disasters to managing risks, followed by single-hazard to multi-risk assessment. We highlight four global strategies that address disaster risk reduction and call for action. Subsequently, we present a conceptual approach for multi-risk assessment which was designed to serve potential users like disaster risk managers, urban planners or operators of critical infrastructure to increase their capabilities.
Sébastien Dujardin, Dorian Arifi, Sebastian Schmidt, Catherine Linard, and Bernd Resch
EGUsphere, https://doi.org/10.5194/egusphere-2024-3255, https://doi.org/10.5194/egusphere-2024-3255, 2024
Short summary
Short summary
Our research explores how social media can help understand public responses to floods, focusing on the 2021 Western European flood. By analysing flood-related topics on social media, we found that conversations varied depending on the location and impact of the flood, with in-disaster concerns emerging in severely affected upstream areas and post-disaster discussions in less affected regions. This shows the potential of social media for better disaster coordination along border crossing rivers.
Luciano Pavesi, Elena Volpi, and Aldo Fiori
Nat. Hazards Earth Syst. Sci., 24, 4507–4522, https://doi.org/10.5194/nhess-24-4507-2024, https://doi.org/10.5194/nhess-24-4507-2024, 2024
Short summary
Short summary
Several sources of uncertainty affect flood risk estimation for reliable assessment for investment, insurance and risk management. Here, we consider the uncertainty of large-scale flood hazard modeling, providing a range of risk values that show significant variability depending on geomorphic factors and land use types. This allows for identifying the critical points where single-value estimates may underestimate the risk and the areas of vulnerability for prioritizing risk reduction efforts.
Tzu-Hsin Karen Chen, Kuan-Hui Elaine Lin, Thung-Hong Lin, Gee-Yu Liu, Chin-Hsun Yeh, and Diana Maria Ceballos
Nat. Hazards Earth Syst. Sci., 24, 4457–4471, https://doi.org/10.5194/nhess-24-4457-2024, https://doi.org/10.5194/nhess-24-4457-2024, 2024
Short summary
Short summary
This study shows migration patterns to be a critical factor in seismic fatalities. Analyzing the Chi-Chi earthquake in Taiwan, we find that lower income and a higher indigenous population at migrants' origins are correlated with higher fatalities at their destinations. This underscores the need for affordable and safe housing on the outskirts of megacities, where migrants from lower-income and historically marginalized groups are more likely to reside due to precarious employment conditions.
Kushagra Pandey, Jens A. de Bruijn, Hans de Moel, W. J. Wouter Botzen, and Jeroen C. J. H. Aerts
Nat. Hazards Earth Syst. Sci., 24, 4409–4429, https://doi.org/10.5194/nhess-24-4409-2024, https://doi.org/10.5194/nhess-24-4409-2024, 2024
Short summary
Short summary
As sea levels rise, coastal areas will experience more frequent flooding, and salt water will start seeping into the soil, which is a serious issue for farmers who rely on good soil quality for their crops. Here, we studied coastal Mozambique to understand the risks from sea level rise and flooding by looking at how salt intrusion affects farming and how floods damage buildings. We find that 15 %–21 % of coastal households will adapt and 13 %–20 % will migrate to inland areas in the future.
Saskia Arndt and Stefan Heiland
Nat. Hazards Earth Syst. Sci., 24, 4369–4383, https://doi.org/10.5194/nhess-24-4369-2024, https://doi.org/10.5194/nhess-24-4369-2024, 2024
Short summary
Short summary
This study provides an overview of the current status of climate change adaptation in plans for water management, spatial planning and landscape planning in the Spree river basin. Only 39 % of 28 plans analysed specify objectives and measures for adaptation to climate change. To fill this gap, more frequent updates of plans, a stronger focus on multifunctional measures, and the adaptation of best-practice examples for systematic integration of climate change impacts and adaptation are needed.
Laura T. Massano, Giorgia Fosser, Marco Gaetani, and Cécile Caillaud
Nat. Hazards Earth Syst. Sci., 24, 4293–4315, https://doi.org/10.5194/nhess-24-4293-2024, https://doi.org/10.5194/nhess-24-4293-2024, 2024
Short summary
Short summary
Traditional wine-growing regions are threatened by expected climate change. Climate models and observations are used to calculate bioclimatic indices based on both temperature and precipitation. These indices are correlated with grape productivity in two wine-growing regions in Italy. This analysis paves the way for using climate models to study how climate change will affect wine production in the future.
María-Paz Reyes-Hardy, Luigia Sara Di Maio, Lucia Dominguez, Corine Frischknecht, Sébastien Biass, Leticia Freitas Guimarães, Amiel Nieto-Torres, Manuela Elissondo, Gabriela Pedreros, Rigoberto Aguilar, Álvaro Amigo, Sebastián García, Pablo Forte, and Costanza Bonadonna
Nat. Hazards Earth Syst. Sci., 24, 4267–4291, https://doi.org/10.5194/nhess-24-4267-2024, https://doi.org/10.5194/nhess-24-4267-2024, 2024
Short summary
Short summary
The Central Volcanic Zone of the Andes (CVZA) spans four countries with 59 volcanoes. We identify those with the most intense and frequent eruptions and the highest potential impact that require risk mitigation actions. Using multiple risk factors, we encourage the use of regional volcanic risk assessments to analyse the level of preparedness especially of transboundary volcanoes. We hope that our work will motivate further collaborative studies and promote cooperation between CVZA countries.
Mario A. Salgado-Gálvez, Mario Ordaz, Benjamín Huerta, Osvaldo Garay, Carlos Avelar, Ettore Fagà, Mohsen Kohrangi, Paola Ceresa, Georgios Triantafyllou, and Ulugbek T. Begaliev
Nat. Hazards Earth Syst. Sci., 24, 3851–3868, https://doi.org/10.5194/nhess-24-3851-2024, https://doi.org/10.5194/nhess-24-3851-2024, 2024
Short summary
Short summary
Central Asia is prone to earthquake losses, which can heavily impact different types of assets. This paper presents the details of a probabilistic earthquake risk model which made use of a regionally consistent approach to assess feasible earthquake losses in five countries. Results are presented in terms of commonly used risk metrics, which are aimed at facilitating a policy dialogue regarding different disaster risk management strategies, from risk mitigation to disaster risk financing.
Zhuyu Yang, Bruno Barroca, Ahmed Mebarki, Katia Laffréchine, Hélène Dolidon, and Lionel Lilas
Nat. Hazards Earth Syst. Sci., 24, 3723–3753, https://doi.org/10.5194/nhess-24-3723-2024, https://doi.org/10.5194/nhess-24-3723-2024, 2024
Short summary
Short summary
To integrate resilience assessment into practical management, this study designs a step-by-step guide that enables managers of critical infrastructure (CI) to create specific indicator systems tailored to real cases. This guide considers the consequences of hazards to CI and the cost–benefit analysis and side effects of implementable actions. The assessment results assist managers, as they are based on a multi-criterion framework that addresses several factors valued in practical management.
Natalie Piazza, Luca Malanchini, Edoardo Nevola, and Giorgio Vacchiano
Nat. Hazards Earth Syst. Sci., 24, 3579–3595, https://doi.org/10.5194/nhess-24-3579-2024, https://doi.org/10.5194/nhess-24-3579-2024, 2024
Short summary
Short summary
Natural disturbances are projected to intensify in the future, threatening our forests and their functions such as wood production, protection against natural hazards, and carbon sequestration. By assessing risks to forests from wind and fire damage, alongside the vulnerability of carbon, it is possible to prioritize forest stands at high risk. In this study, we propose a novel methodological approach to support climate-smart forest management and inform better decision-making.
Peng Zou, Gang Luo, Yuzhang Bi, and Hanhua Xu
Nat. Hazards Earth Syst. Sci., 24, 3497–3517, https://doi.org/10.5194/nhess-24-3497-2024, https://doi.org/10.5194/nhess-24-3497-2024, 2024
Short summary
Short summary
The pile–slab retaining wall, an innovative rockfall shield, is widely used in China's western mountains. However, its dynamic impact response and resistance remain unclear due to structural complexity. A comprehensive dynamic analysis of the structure, under various impacts, was done using the finite-element method. The maximum impact energy that the structure can withstand is 905 kJ, and various indexes were obtained.
Bektaş Sari
EGUsphere, https://doi.org/10.5194/egusphere-2024-2538, https://doi.org/10.5194/egusphere-2024-2538, 2024
Short summary
Short summary
After the earthquake, the Turkish Government mobilized all available resources, ensured regular information updates, and deployed a significant number of rescue personnel to the affected areas. However, the scale of this devastating disaster, resulting in the loss of over 50,000 lives, underscores the critical importance of building earthquake-resistant structures as the most effective means to mitigate such calamities.
Nicoletta Nappo and Mandy Korff
EGUsphere, https://doi.org/10.5194/egusphere-2024-2537, https://doi.org/10.5194/egusphere-2024-2537, 2024
Short summary
Short summary
Cities in coastal and delta areas need effective engineering techniques to contrast subsidence and its damages. This paper presents a framework for choosing these techniques using a decision tree and four performance parameters. This procedure was tested on various cases representative of different scenarios. This demonstrated the potential of this method for initial screenings of techniques, to which site-specific assessment should always follow.
Nicole van Maanen, Joël J.-F. G. De Plaen, Timothy Tiggeloven, Maria Luisa Colmenares, Philip J. Ward, Paolo Scussolini, and Elco Koks
Nat. Hazards Earth Syst. Sci. Discuss., https://doi.org/10.5194/nhess-2024-137, https://doi.org/10.5194/nhess-2024-137, 2024
Revised manuscript accepted for NHESS
Short summary
Short summary
Understanding coastal flood protection is vital for assessing risks from natural disasters and climate change. However, current global data on coastal flood protection is limited and based on simplified assumptions, leading to potential uncertainties in risk estimates. As a step in this direction, we propose a comprehensive dataset, COASTPROS-EU, which compiles coastal flood protection standards in Europe.
Cassiano Bastos Moroz and Annegret H. Thieken
Nat. Hazards Earth Syst. Sci., 24, 3299–3314, https://doi.org/10.5194/nhess-24-3299-2024, https://doi.org/10.5194/nhess-24-3299-2024, 2024
Short summary
Short summary
We evaluate the influence of urban processes on the impacts of the 2023 disaster that hit the North Coast of São Paulo, Brazil. The impacts of the disaster were largely associated with rapid urban expansion over the last 3 decades, with a recent occupation of risky areas. Moreover, lower-income neighborhoods were considerably more severely impacted, which evidences their increased exposure to such events. These results highlight the strong association between disaster risk and urban poverty.
Ilyas Masih
Nat. Hazards Earth Syst. Sci. Discuss., https://doi.org/10.5194/nhess-2024-163, https://doi.org/10.5194/nhess-2024-163, 2024
Revised manuscript accepted for NHESS
Short summary
Short summary
This study evaluates twelve drought policy and planning guidelines for their alignment with the four priority areas of the SENDAI Framework. The guidelines do not align very well with the contemporary disaster risk reduction agenda. The study highlights strengths, weaknesses, opportunities and threats, and provides useful insights to develop next generation of drought guidelines.
Andra-Cosmina Albulescu and Iuliana Armaș
Nat. Hazards Earth Syst. Sci., 24, 2895–2922, https://doi.org/10.5194/nhess-24-2895-2024, https://doi.org/10.5194/nhess-24-2895-2024, 2024
Short summary
Short summary
This study delves into the dynamics of vulnerability within a multi-hazard context, proposing an enhanced impact-chain-based framework that analyses the augmentation of vulnerability. The case study refers to the flood events and the COVID-19 pandemic that affected Romania (2020–2021). The impact chain shows that (1) the unforeseen implications of impacts, (2) the wrongful action of adaptation options, and (3) inaction can form the basis for increased vulnerability.
Mansi Nagpal, Jasmin Heilemann, Luis Samaniego, Bernd Klauer, Erik Gawel, and Christian Klassert
EGUsphere, https://doi.org/10.5194/egusphere-2024-2585, https://doi.org/10.5194/egusphere-2024-2585, 2024
Short summary
Short summary
This study measures the direct effects of droughts in association with other extreme weather events on agriculture in Germany at district level. Using a statistical yield model, we quantify the direct impact of extremes on crop yields and farm revenues. Extreme events during drought cause an average annual damage of €781 million, accounting for 45 % of reported revenue losses. The insights can help develop better strategies for managing and mitigating the effects of future climate extremes.
Marie-Luise Zenker, Philip Bubeck, and Annegret H. Thieken
Nat. Hazards Earth Syst. Sci., 24, 2837–2856, https://doi.org/10.5194/nhess-24-2837-2024, https://doi.org/10.5194/nhess-24-2837-2024, 2024
Short summary
Short summary
Despite the visible flood damage, mental health is a growing concern. Yet, there is limited data in Germany on mental health impacts after floods. A survey in a heavily affected region revealed that 28 % of respondents showed signs of post-traumatic stress disorder 1 year later. Risk factors include gender, serious injury or illness due to flooding, and feeling left alone to cope with impacts. The study highlights the need for tailored mental health support for flood-affected populations.
Anna Buch, Dominik Paprotny, Kasra Rafiezadeh Shahi, Heidi Kreibich, and Nivedita Sairam
EGUsphere, https://doi.org/10.5194/egusphere-2024-2340, https://doi.org/10.5194/egusphere-2024-2340, 2024
Short summary
Short summary
Many households in Vietnam depend on revenues from microbusinesses (shop-houses). However, losses caused by regular flooding to the microbusinesses are not modelled. Business turnover, building age and water depth are found to be the main drivers of flood losses to microbusinesses. We built and validated probabilistic models (Non-parametric Bayesian Networks) that estimate flood losses to microbusinesses. The results help in flood risk management and adaption decision making for microbusinesses.
Mohsen Ghafory-Ashtiany and Hooman Motamed
Nat. Hazards Earth Syst. Sci., 24, 2707–2726, https://doi.org/10.5194/nhess-24-2707-2024, https://doi.org/10.5194/nhess-24-2707-2024, 2024
Short summary
Short summary
Iranian insurers have been offering earthquake coverage since the 1990s. However, despite international best practices, they still do not use modern methods for risk pricing and management. As such, they seem to be accumulating seismic risk over time. This paper examines the viability of this market in Iran by comparing the local market practices with international best practices in earthquake risk pricing (catastrophe modeling) and insurance risk management (European Solvency II regime).
Javier Revilla Diez, Roxana Leitold, Van Tran, and Matthias Garschagen
Nat. Hazards Earth Syst. Sci., 24, 2425–2440, https://doi.org/10.5194/nhess-24-2425-2024, https://doi.org/10.5194/nhess-24-2425-2024, 2024
Short summary
Short summary
Micro-businesses, often overlooked in adaptation research, show surprising willingness to contribute to collective adaptation despite limited finances and local support. Based on a study in Ho Chi Minh City in Vietnam, approximately 70 % are ready for awareness campaigns, and 39 % would provide financial support if costs were shared. These findings underscore the need for increased involvement of micro-businesses in local adaptation plans to enhance collective adaptive capacity.
Kang He, Qing Yang, Xinyi Shen, Elias Dimitriou, Angeliki Mentzafou, Christina Papadaki, Maria Stoumboudi, and Emmanouil N. Anagnostou
Nat. Hazards Earth Syst. Sci., 24, 2375–2382, https://doi.org/10.5194/nhess-24-2375-2024, https://doi.org/10.5194/nhess-24-2375-2024, 2024
Short summary
Short summary
About 820 km2 of agricultural land was inundated in central Greece due to Storm Daniel. A detailed analysis revealed that the crop most affected by the flooding was cotton; the inundated area of more than 282 km2 comprised ~ 30 % of the total area planted with cotton in central Greece. In terms of livestock, we estimate that more than 14 000 ornithoids and 21 500 sheep and goats were affected. Consequences for agriculture and animal husbandry in Greece are expected to be severe.
Hannes Lauer, Carmeli Marie C. Chaves, Evelyn Lorenzo, Sonia Islam, and Jörn Birkmann
Nat. Hazards Earth Syst. Sci., 24, 2243–2261, https://doi.org/10.5194/nhess-24-2243-2024, https://doi.org/10.5194/nhess-24-2243-2024, 2024
Short summary
Short summary
In many urban areas, people face high exposure to hazards. Resettling them to safer locations becomes a major strategy, not least because of climate change. This paper dives into the success factors of government-led resettlement in Manila and finds surprising results which challenge the usual narrative and fuel the conversation on resettlement as an adaptation strategy. Contrary to expectations, the location – whether urban or rural – of the new home is less important than safety from floods.
Marina Batalini de Macedo, Marcos Roberto Benso, Karina Simone Sass, Eduardo Mario Mendiondo, Greicelene Jesus da Silva, Pedro Gustavo Câmara da Silva, Elisabeth Shrimpton, Tanaya Sarmah, Da Huo, Michael Jacobson, Abdullah Konak, Nazmiye Balta-Ozkan, and Adelaide Cassia Nardocci
Nat. Hazards Earth Syst. Sci., 24, 2165–2173, https://doi.org/10.5194/nhess-24-2165-2024, https://doi.org/10.5194/nhess-24-2165-2024, 2024
Short summary
Short summary
With climate change, societies increasingly need to adapt to deal with more severe droughts and the impacts they can have on food production. To make better adaptation decisions, drought resilience indicators can be used. To build these indicators, surveys with experts can be done. However, designing surveys is a costly process that can influence how experts respond. In this communication, we aim to deal with the challenges encountered in the development of surveys to help further research.
Nimra Iqbal, Marvin Ravan, Zina Mitraka, Joern Birkmann, Sue Grimmond, Denise Hertwig, Nektarios Chrysoulakis, Giorgos Somarakis, and Angela Wendnagel-Beck
EGUsphere, https://doi.org/10.5194/egusphere-2024-1907, https://doi.org/10.5194/egusphere-2024-1907, 2024
Short summary
Short summary
This work deepens the understanding of how perceived heat stress, human vulnerability (e.g. age, income) and adaptive capacities (e.g. green, shaded spaces) are coupled with urban structures. The results show that perceived heat stress decreases with distance from urban center, however, human vulnerability and adaptive capacities depend stronger on inner-variations and differences between urban structures. Planning policies and adaptation strategies should account for these differences.
Vakhitkhan Alikhanovich Ismailov, Sharofiddin Ismatullayevich Yodgorov, Akhror Sabriddinovich Khusomiddinov, Eldor Makhmadiyorovich Yadigarov, Bekzod Uktamovich Aktamov, and Shuhrat Bakhtiyorovich Avazov
Nat. Hazards Earth Syst. Sci., 24, 2133–2146, https://doi.org/10.5194/nhess-24-2133-2024, https://doi.org/10.5194/nhess-24-2133-2024, 2024
Short summary
Short summary
For the basis of seismic risk assessment, maps of seismic intensity increment and an improved map of seismic hazard have been developed, taking into account the engineering-geological conditions of the territory of Uzbekistan and the seismic characteristics of soils. For seismic risk map development, databases were created based on geographic information system platforms, allowing us to systematize and evaluate the regional distribution of information.
Harkunti Pertiwi Rahayu, Khonsa Indana Zulfa, Dewi Nurhasanah, Richard Haigh, Dilanthi Amaratunga, and In In Wahdiny
Nat. Hazards Earth Syst. Sci., 24, 2045–2064, https://doi.org/10.5194/nhess-24-2045-2024, https://doi.org/10.5194/nhess-24-2045-2024, 2024
Short summary
Short summary
Transboundary flood risk management in the Ciliwung River basin is placed in a broader context of disaster management, environmental science, and governance. This is particularly relevant for areas of research involving the management of shared water resources, the impact of regional development on flood risk, and strategies to reduce economic losses from flooding.
Lichen Yu, Hao Qin, Shining Huang, Wei Wei, Haoyu Jiang, and Lin Mu
Nat. Hazards Earth Syst. Sci., 24, 2003–2024, https://doi.org/10.5194/nhess-24-2003-2024, https://doi.org/10.5194/nhess-24-2003-2024, 2024
Short summary
Short summary
This paper proposes a quantitative storm surge risk assessment method for data-deficient regions. A coupled model is used to simulate five storm surge scenarios. Deep learning is used to extract building footprints. Economic losses are calculated by combining adjusted depth–damage functions with inundation simulation results. Zoning maps illustrate risk levels based on economic losses, aiding in disaster prevention measures to reduce losses in coastal areas.
Alessa Truedinger, Joern Birkmann, Mark Fleischhauer, and Celso Ferreira
EGUsphere, https://doi.org/10.5194/egusphere-2024-1607, https://doi.org/10.5194/egusphere-2024-1607, 2024
Short summary
Short summary
In post-disaster reconstruction, emphasis should be placed on critical and sensitive infrastructures. In Germany as in other countries, sensitive infrastructures have not yet been focused on – therefore, we developed a method for determining the risk sensitive infrastructures are facing in the context of riverine and pluvial flooding. The easy-to-use assessment framework can be applied to various sensitive infrastructures, e.g. to qualify and accelerate decisions in the reconstruction process.
Stephen B. Ferencz, Ning Sun, Sean W. D. Turner, Brian A. Smith, and Jennie S. Rice
Nat. Hazards Earth Syst. Sci., 24, 1871–1896, https://doi.org/10.5194/nhess-24-1871-2024, https://doi.org/10.5194/nhess-24-1871-2024, 2024
Short summary
Short summary
Drought has long posed an existential threat to society. Population growth, economic development, and the potential for more extreme and prolonged droughts due to climate change pose significant water security challenges. Better understanding the impacts and adaptive responses resulting from extreme drought can aid adaptive planning. The 2008–2015 record drought in the Colorado Basin, Texas, United States, is used as a case study to assess impacts and responses to severe drought.
Leandro Iannacone, Kenneth Otárola, Roberto Gentile, and Carmine Galasso
Nat. Hazards Earth Syst. Sci., 24, 1721–1740, https://doi.org/10.5194/nhess-24-1721-2024, https://doi.org/10.5194/nhess-24-1721-2024, 2024
Short summary
Short summary
The paper presents a review of the available classifications for hazard interactions in a multi-hazard context, and it incorporates such classifications from a modeling perspective. The outcome is a sequential Monte Carlo approach enabling efficient simulation of multi-hazard event sets (i.e., sequences of events throughout the life cycle). These event sets can then be integrated into frameworks for the quantification of consequences for the purposes of life cycle consequence (LCCon) analysis.
Rodrigo Cienfuegos, Gonzalo Álvarez, Jorge León, Alejandro Urrutia, and Sebastián Castro
Nat. Hazards Earth Syst. Sci., 24, 1485–1500, https://doi.org/10.5194/nhess-24-1485-2024, https://doi.org/10.5194/nhess-24-1485-2024, 2024
Short summary
Short summary
This study carries out a detailed analysis of possible tsunami evacuation scenarios in the city of Iquique in Chile. Evacuation modeling and tsunami modeling are integrated, allowing for an estimation of the potential number of people that the inundation may reach under different scenarios by emulating the dynamics and behavior of the population and their decision-making regarding the starting time of the evacuation.
Laurine A. de Wolf, Peter J. Robinson, W. J. Wouter Botzen, Toon Haer, Jantsje M. Mol, and Jeffrey Czajkowski
Nat. Hazards Earth Syst. Sci., 24, 1303–1318, https://doi.org/10.5194/nhess-24-1303-2024, https://doi.org/10.5194/nhess-24-1303-2024, 2024
Short summary
Short summary
An understanding of flood risk perceptions may aid in improving flood risk communication. We conducted a survey among 871 coastal residents in Florida who were threatened to be flooded by Hurricane Dorian. Part of the original sample was resurveyed after Dorian failed to make landfall to investigate changes in risk perception. We find a strong influence of previous flood experience and social norms on flood risk perceptions. Furthermore, flood risk perceptions declined after the near-miss event.
Louise Cavalcante, David W. Walker, Sarra Kchouk, Germano Ribeiro Neto, Taís Maria Nunes Carvalho, Mariana Madruga de Brito, Wieke Pot, Art Dewulf, and Pieter van Oel
EGUsphere, https://doi.org/10.5194/egusphere-2024-650, https://doi.org/10.5194/egusphere-2024-650, 2024
Short summary
Short summary
The research aimed to understand the role of society in mitigating drought impacts through policy responses in the context of northeast Brazil. Results revealed that socio-environmental-economic impacts of drought are less frequently reported, while hydrological impacts of drought were the most reported. It emphasized that public policies addressing the impacts of drought need to focus not only on increasing water availability, but also on strengthening the local economy.
Christian Geiß, Jana Maier, Emily So, Elisabeth Schoepfer, Sven Harig, Juan Camilo Gómez Zapata, and Yue Zhu
Nat. Hazards Earth Syst. Sci., 24, 1051–1064, https://doi.org/10.5194/nhess-24-1051-2024, https://doi.org/10.5194/nhess-24-1051-2024, 2024
Short summary
Short summary
We establish a model of future geospatial population distributions to quantify the number of people living in earthquake-prone and tsunami-prone areas of Lima and Callao, Peru, for the year 2035. Areas of high earthquake intensity will experience a population growth of almost 30 %. The population in the tsunami inundation area is estimated to grow by more than 60 %. Uncovering those relations can help urban planners and policymakers to develop effective risk mitigation strategies.
Chiara Scaini, Alberto Tamaro, Baurzhan Adilkhan, Satbek Sarzhanov, Vakhitkhan Ismailov, Ruslan Umaraliev, Mustafo Safarov, Vladimir Belikov, Japar Karayev, and Ettore Faga
Nat. Hazards Earth Syst. Sci., 24, 929–945, https://doi.org/10.5194/nhess-24-929-2024, https://doi.org/10.5194/nhess-24-929-2024, 2024
Short summary
Short summary
Central Asia is highly exposed to multiple hazards, including earthquakes, floods and landslides, for which risk reduction strategies are currently under development. We provide a regional-scale database of assets at risk, including population and residential buildings, based on existing information and recent data collected for each Central Asian country. The population and number of buildings are also estimated for the year 2080 to support the definition of disaster risk reduction strategies.
Tianyang Yu, Banghua Lu, Hui Jiang, and Zhi Liu
Nat. Hazards Earth Syst. Sci., 24, 803–822, https://doi.org/10.5194/nhess-24-803-2024, https://doi.org/10.5194/nhess-24-803-2024, 2024
Short summary
Short summary
A basic database for seismic risk assessment of 720 urban water supply systems in mainland China is established. The parameters of the seismic risk curves of 720 cities are calculated. The seismic fragility curves of various facilities in the water supply system are given based on the logarithmic normal distribution model. The expected seismic loss and the expected loss rate index of 720 urban water supply systems in mainland China in the medium and long term are given.
Connor Darlington, Jonathan Raikes, Daniel Henstra, Jason Thistlethwaite, and Emma K. Raven
Nat. Hazards Earth Syst. Sci., 24, 699–714, https://doi.org/10.5194/nhess-24-699-2024, https://doi.org/10.5194/nhess-24-699-2024, 2024
Short summary
Short summary
The impacts of climate change on local floods require precise maps that clearly demarcate changes to flood exposure; however, most maps lack important considerations that reduce their utility in policy and decision-making. This article presents a new approach to identifying current and projected flood exposure using a 5 m model. The results highlight advancements in the mapping of flood exposure with implications for flood risk management.
Cited articles
Adger, W. N.: Social Capital, Collective Action, and Adaptation to Climate Change, Econ. Geogr., 79, 387–404, 2003. a
Adger, W. N. and Barnett, J.: Four reasons for concern about adaptation to climate change, Environ. Plann. A, 41, 2800–2805, 2009. a
Ajzen, I.: The theory of planned behavior, Organ. Behav. Hum. Dec., 50, 179–211, https://doi.org/10.1016/0749-5978(91)90020-T, 1991. a, b, c
Andrijevic, M., Schleussner, C.-F., Crespo Cuaresma, J., Lissner, T., Muttarak, R., Riahi, K., Theokritoff, E., Thomas, A., van Maanen, N., and Byers, E.: Towards scenario representation of adaptive capacity for global climate change assessments, Nat. Clim. Change, 13, 778–787, https://doi.org/10.1038/s41558-023-01725-1, 2023. a, b
Ara Begum, R., Lempert, R., Ali, E., Benjaminsen, T. A., Bernauer, T., Cramer, W., Cui, X., Mach, K., Nagy, G., Stenseth, N. C., Sukumar, R., and Wester, P.: Point of Departure and Key Concepts, in: Climate Change 2022 – Impacts, Adaptation and Vulnerability, edited by IPCC, Cambridge University Press, Cambridge, UK and New York, NY, USA, 121–196, ISBN 9781009325844, https://doi.org/10.1017/9781009325844.003, 2022. a
Arel-Bundock, V., Greifer, N., and Heiss, A.: How to Intepret Statistical Models Using marginaleffects in R and Python, J. Stat. Softw., 111, 1–32, https://doi.org/10.18637/jss.v111.i09, 2024. a
Bamberg, S., Masson, T., Brewitt, K., and Nemetschek, N.: Threat, coping and flood prevention – A meta-analysis, J. Environ. Psychol., 54, 116–126, https://doi.org/10.1016/j.jenvp.2017.08.001, 2017. a, b, c, d
Barnes, M. L., Wang, P., Cinner, J. E., Graham, N. A. J., Guerrero, A. M., Jasny, L., Lau, J., Sutcliffe, S. R., and Zamborain-Mason, J.: Social determinants of adaptive and transformative responses to climate change, Nat. Clim. Change, 10, 823–828, https://doi.org/10.1038/s41558-020-0871-4, 2020. a, b, c, d, e, f, g, h, i, j, k, l, m, n, o, p, q
Bartelet, H. A., Barnes, M. L., Bakti, L. A., and Cumming, G. S.: Testing the reliability of adaptive capacity as a proxy for adaptive and transformative responses to climate change, Global Environ. Chang., 81, 102700, https://doi.org/10.1016/j.gloenvcha.2023.102700, 2023. a, b, c, d, e, f, g, h, i, j
Bayerisches Landesamt für Statistik: Struktur der Bevölkerung und der Haushalte in Bayern 2019: Regionalergebnisse des Mikrozensus Teil V der Ergebnisse der 1 %-Mikrozensuserhebung 2019, https://www.statistik.bayern.de/mam/produkte/veroffentlichungen/statistische_berichte/a6205c_201900.pdf (last access: 4 June 2024), 2021. a
Bayerisches Landesamt für Umwelt: Sturzfluten- und Hochwasserereignisse Mai/Juni 2016: Wasserwirtschaftlicher Bericht, Bayerisches Landesamt für Umwelt (LfU), Augsburg, 2017. a
Bednar-Friedl, B., Biesbroek, R., Schmidt, D. N., Alexander, P., Børsheim, K. Y., Carnicer, J., Georgopoulou, E., Haasnoot, M., Le Cozannet, G., Lionello, P., Lipka, O., Möllmann, C., Muccione, V., Mustonen, T., Piepenburg, D., and Whitmarsh, L.: Europe, in: Climate Change 2022 – Impacts, Adaptation and Vulnerability, edited by IPCC, Cambridge University Press, Cambridge, UK and New York, NY, USA, 1817–1928, ISBN 9781009325844, https://doi.org/10.1017/9781009325844.015, 2022. a, b
Bernardi, F., Chakhaia, L., and Leopold, L.: `Sing Me a Song with Social Significance': The (Mis)Use of Statistical Significance Testing in European Sociological Research, Eur. Sociol. Rev., 33, 1–15, https://doi.org/10.1093/esr/jcw047, 2017. a
Brühlmann, F., Petralito, S., Aeschbach, L. F., and Opwis, K.: The quality of data collected online: An investigation of careless responding in a crowdsourced sample, Methods in Psychology, 2, 100022, https://doi.org/10.1016/j.metip.2020.100022, 2020. a
Bubeck, P., Osberghaus, D., and Thieken, A. H.: Explaining Changes in Threat Appraisal, Coping Appraisal, and Flood Risk-Reducing Behavior Using Panel Data From a Nation-Wide Survey in Germany, Environ. Behav., 55, 001391652311760, https://doi.org/10.1177/00139165231176069, 2023. a
Bundesinstitut für Bau-, Stadt- und Raumforschung: Laufende Raumbeobachtung des BBSR: Wachsende und schrumpfende Kreise, https://www.bbsr.bund.de/BBSR/DE/forschung/raumbeobachtung/Raumabgrenzungen/deutschland/kreise/wachsend-schrumpfend-kreise/wachsend-schrumpfend-kreise.html (last access: 18 October 2024), 2021. a
Cinner, J. E. and Barnes, M. L.: Social Dimensions of Resilience in Social-Ecological Systems, One Earth, 1, 51–56, https://doi.org/10.1016/j.oneear.2019.08.003, 2019. a, b, c, d
Cinner, J. E., Adger, W. N., Allison, E. H., Barnes, M. L., Brown, K., Cohen, P. J., Gelcich, S., Hicks, C. C., Hughes, T. P., Lau, J., Marshall, N. A., and Morrison, T. H.: Building adaptive capacity to climate change in tropical coastal communities, Nat. Clim. Change, 8, 117–123, https://doi.org/10.1038/s41558-017-0065-x, 2018. a, b, c, d, e, f, g, h, i, j, k, l
Collins, L. M., Schafer, J. L., and Kam, C.-M.: A comparison of inclusive and restrictive strategies in modern missing data procedures, Psychol. Methods, 6, 330–351, https://doi.org/10.1037/1082-989X.6.4.330, 2001. a
Curran, P. G.: Methods for the detection of carelessly invalid responses in survey data, J. Exp. Soc. Psychol., 66, 4–19, https://doi.org/10.1016/j.jesp.2015.07.006, 2016. a
Dillenardt, L. and Thieken, A. H.: Individual Flood Risk Adaptation in Germany: Exploring the Role of Different Types of Flooding, EGUsphere [preprint], https://doi.org/10.5194/egusphere-2024-162, 2024. a, b, c
Doorn, N., Brackel, L., and Vermeulen, S.: Distributing Responsibilities for Climate Adaptation: Examples from the Water Domain, Sustainability, 13, 3676, https://doi.org/10.3390/su13073676, 2021. a, b
Elmer, F., Seifert, I., Seifert, J., Kunert, U., Ackermann, V., Kreibich, H., Schwarze, R., and Thieken, A.: Vorschläge für Mindesterhebungen in verschiedenen Schadenssektoren, in: Hochwasserschäden, edited by: Thieken, A., Seifert, I., and Merz, B., 81–138, Oekom-Verlag, München, ISBN 9783865811868, 2010. a
Elrick-Barr, C. E., Preston, B. L., Thomsen, D. C., and Smith, T. F.: Toward a new conceptualization of household adaptive capacity to climate change: applying a risk governance lens, Ecol. Soc., 19, 12, https://doi.org/10.5751/ES-06745-190412, 2014. a
Emeis, S.: Analysis of decadal precipitation changes at the northern edge of the Alps, Meteorol. Z., 30, 285–293, https://doi.org/10.1127/metz/2021/1053, 2021. a, b, c
Eriksen, C., Simon, G. L., Roth, F., Lakhina, S. J., Wisner, B., Adler, C., Thomalla, F., Scolobig, A., Brady, K., Bründl, M., Neisser, F., Grenfell, M., Maduz, L., and Prior, T.: Rethinking the interplay between affluence and vulnerability to aid climate change adaptive capacity, Clim. Change, 162, 25–39, https://doi.org/10.1007/s10584-020-02819-x, 2020. a, b
Friedrich, T., Stieß, I., Sunderer, G., Böhmer, C., Murawski, W., Knirsch, F., Otto, A., Wutzler, B., and Thieken, A.: Kommunalbefragung Klimaanpassung 2023, vol. 34 of Climate Change, Dessau-Roßlau, https://www.umweltbundesamt.de/publikationen/kommunalbefragung-klimaanpassung-2023 (last access: 18 October 2024), 2024. a
Green, K. M., Selgrath, J. C., Frawley, T. H., Oestreich, W. K., Mansfield, E. J., Urteaga, J., Swanson, S. S., Santana, F. N., Green, S. J., Naggea, J., and Crowder, L. B.: How adaptive capacity shapes the Adapt, React, Cope response to climate impacts: insights from small-scale fisheries, Clim. Change, 164, 15, https://doi.org/10.1007/s10584-021-02965-w, 2021. a, b, c, d, e, f, g, h, i, j, k, l, m, n
Grothmann, T.: Klimawandel, Wetterextreme und private Schadensprävention. Entwicklung, Überprüfung und praktische Anwendbarkeit der Theorie privater proaktiver Wetterextrem-Vorsorge: Dissertation, Universitätsbibliothek Magdeburg, Magdeburg, https://doi.org/10.25673/4665, 2005. a, b, c, d, e, f, g, h, i, j, k, l, m
Koç, G., von Streit, A., Schubert, A., and Garschagen, M.: Understanding of floods on regional scale: aggravating pathways, Understanding of floods on regional scale: aggravating pathways, vulnerability, and adaptive capacity: A case study for Oberland Region (Upper Bavaria), Germany, in: Book of Abstracts zur 1. KAHR Book of Abstracts zur 1. KAHR Wissenschaftskonferenz, 29–30 Juni 2022, KAHR Wissenschaftskonferenz, 36, https://hochwasser-kahr.de/images/KAHR_BoA_final_20April.pdf (last access: 20 June 2024), 2022. a
Kuhlicke, C., Steinführer, A., Begg, C., Bianchizza, C., Bründl, M., Buchecker, M., de Marchi, B., Di Masso Tarditti, M., Höppner, C., Komac, B., Lemkow, L., Luther, J., McCarthy, S., Pellizzoni, L., Renn, O., Scolobig, A., Supramaniam, M., Tapsell, S., Wachinger, G., Walker, G., Whittle, R., Zorn, M., and Faulkner, H.: Perspectives on social capacity building for natural hazards: outlining an emerging field of research and practice in Europe, Environ. Sci. Policy, 14, 804–814, https://doi.org/10.1016/j.envsci.2011.05.001, 2011. a
Kuhlicke, C., Seebauer, S., Hudson, P., Begg, C., Bubeck, P., Dittmer, C., Grothmann, T., Heidenreich, A., Kreibich, H., Lorenz, D. F., Masson, T., Reiter, J., Thaler, T., Thieken, A. H., and Bamberg, S.: The behavioral turn in flood risk management, its assumptions and potential implications, WIREs Water, 7, e1418, https://doi.org/10.1002/wat2.1418, 2020. a
Kussel, G. and Larysch, T.: Sozial-Ökologisches Panel: Datenbeschreibung der Haushaltsbefragung, vol. Heft 110 of RWI Materialien, RWI Leibniz-Institut für Wirtschaftsforschung, Essen, ISBN 978-3-86788-772-4, https://hdl.handle.net/10419/149892, 2017. a
Laudan, J., Zöller, G., and Thieken, A. H.: Flash floods versus river floods – a comparison of psychological impacts and implications for precautionary behaviour, Nat. Hazards Earth Syst. Sci., 20, 999–1023, https://doi.org/10.5194/nhess-20-999-2020, 2020. a
Lee, Y.-Y. and Bhattacharya, D.: Applied welfare analysis for discrete choice with interval-data on income, J. Econ., 211, 361–387, https://doi.org/10.1016/j.jeconom.2019.02.007, 2019. a
Lengfeld, K., Walawender, E., Winterrath, T., and Becker, A.: CatRaRE: A Catalogue of radar-based heavy rainfall events in Germany derived from 20 years of data, Meteorol. Z., 30, 469–487, https://doi.org/10.1127/metz/2021/1088, 2021a. a, b
Lengfeld, K., Walawender, E., Winterrath, T., Weigl, E., and Becker, A.: CatRaRE_W3_Eta_v2021.01: Catalogues of heavy precipitation events exceeding DWD's warning level 3 for severe weather based on RADKLIM-RW Version 2017.002, https://doi.org/10.5676/DWD/CatRaRE_W3_Eta_v2021.01, 2021b.
Mees, H., Tempels, B., Crabbé, A., and Boelens, L.: Shifting public-private responsibilities in Flemish flood risk management. Towards a co-evolutionary approach, Land Use Policy, 57, 23–33, https://doi.org/10.1016/j.landusepol.2016.05.012, 2016. a
Mesfin, D., Simane, B., Belay, A., Recha, J. W., and Schmiedel, U.: Assessing the Adaptive Capacity of Households to Climate Change in the Central Rift Valley of Ethiopia, Climate, 8, 106, https://doi.org/10.3390/cli8100106, 2020. a, b
Mood, C.: Logistic Regression: Why We Cannot Do What We Think We Can Do, and What We Can Do About It, Eur. Sociol. Rev., 26, 67–82, https://doi.org/10.1093/esr/jcp006, 2010. a
NASA, METI, AIST, Japan Spacesystems, and U.S./Japan ASTER Science Team: ASTER Global Digital Elevation Model V003 [data set], https://doi.org/10.5067/ASTER/ASTGTM.003, 2019.
Nelson, D. R., Adger, W. N., and Brown, K.: Adaptation to Environmental Change: Contributions of a Resilience Framework, Annu. Rev. Environ. Resour., 32, 395–419, https://doi.org/10.1146/annurev.energy.32.051807.090348, 2007. a, b
Nelson, R., Kokic, P., Crimp, S., Martin, P., Meinke, H., Howden, S. M., de Voil, P., and Nidumolu, U.: The vulnerability of Australian rural communities to climate variability and change: Part II – Integrating impacts with adaptive capacity, Environ. Sci. Pol., 13, 18–27, https://doi.org/10.1016/j.envsci.2009.09.007, 2010. a
Niehues, J., Stockhausen, M., and Calderón, M.: Faktencheck Verteilung – Bayern und Gesamtdeutschland im Vergleich: Gutachten im Auftrag der Vereinigung der Bayerischen Wirtschaft e. V. (vbw), Köln/Berlin, https://www.vbw-bayern.de/Redaktion/Frei-zugaengliche-Medien/Abteilungen-GS/Sozialpolitik/2023/Downloads/Studie-Faktencheck-Verteilung__final.pdf (last access: 4 October 2024), 2023. a
Osberghaus, D., Achtnicht, M., Bubeck, P., Frondel, M., Kükenthal, V. C., Larysch, T., and Thieken, A.: Klimawandel in Deutschland: Risikowahrnehmung und Anpassung in privaten Haushalten 2020, Ergebnisse und Fragebogen einer Haushaltsbefragung in Deutschland, Mannheim, https://hdl.handle.net/10419/230967, 2020. a
Pelling, M. and High, C.: Understanding adaptation: What can social capital offer assessments of adaptive capacity?, Global Environ. Chang., 15, 308–319, https://doi.org/10.1016/j.gloenvcha.2005.02.001, 2005. a
Poussin, J. K., Wouter Botzen, W. J., and Aerts, J. C.: Effectiveness of Flood Damage Mitigation Measures: Empirical Evidence from French Flood Disasters, Global Environ. Chang., 31, 74–84, https://doi.org/10.1016/j.gloenvcha.2014.12.007, 2015. a, b
Riedl, J., Drews, W., Jager, A., and Kurze, K.: Krisen- und Risikokommunikation bei Hochwasser- und Unwetterereignissen (Version 1.0.0), GESIS Data Archive [data set], https://doi.org/10.4232/1.12593, 2016. a
Rözer, V., Müller, M., Bubeck, P., Kienzler, S., Thieken, A., Pech, I., Schröter, K., Buchholz, O., and Kreibich, H.: Coping with Pluvial Floods by Private Households, Water, 8, 304, https://doi.org/10.3390/w8070304, 2016. a, b, c
Schubert, A., von Streit, A., and Garschagen, M.: Haushaltsbefragung “Schäden durch Extremwetterereignisse im Oberland” – Variablenreport: KARE Methodenbericht 1, https://doi.org/10.17605/osf.io/bfqcu, 2024a. a
Schubert, A., von Streit, A., and Garschagen, M.: R code from: Unravelling the capacity-action gap in flood risk adaptation, Open Science Framework [code], https://doi.org/10.17605/osf.io/8fygh, 2024b. a
Schwartz, S. H.: Normative Influences on Altruism, in: Advances in Experimental Social Psychology, edited by: Berkowitz, L., Academic Press, 10, 221–279, ISBN 0065-2601, https://doi.org/10.1016/S0065-2601(08)60358-5, 1977. a, b, c, d
Smit, B. and Wandel, J.: Adaptation, adaptive capacity and vulnerability, Global Environ. Chang., 16, 282–292, https://doi.org/10.1016/j.gloenvcha.2006.03.008, 2006. a, b, c
Sparkassen-Immobilien-Vermittlungs-GmbH: Marktspiegel für Oberbayern 2024, https://www.sparkassen-immo.de/media/file/marktspiegel24-obb.pdf (last access: 31 May 2024), 2024. a
Spekkers, M., Rözer, V., Thieken, A., ten Veldhuis, M.-C., and Kreibich, H.: A comparative survey of the impacts of extreme rainfall in two international case studies, Nat. Hazards Earth Syst. Sci., 17, 1337–1355, https://doi.org/10.5194/nhess-17-1337-2017, 2017. a, b
Templ, M., Alfons, A., and Filzmoser, P.: Exploring incomplete data using visualization techniques, Adv. Data Anal. Classi., 6, 29–47, https://doi.org/10.1007/s11634-011-0102-y, 2012. a
Thulstrup, A. W.: Livelihood Resilience and Adaptive Capacity: Tracing Changes in Household Access to Capital in Central Vietnam, World Dev., 74, 352–362, https://doi.org/10.1016/j.worlddev.2015.05.019, 2015. a
Uittenbroek, C. J., Mees, H. L. P., Hegger, D. L. T., and Driessen, P. P. J.: From Public to Citizen Responsibilities in Urban Climate Adaptation: A Thick Analysis, in: Urban climate politics, edited by: van der Heijden, J., Bulkeley, H., and Certomà, C., The earth system governance series, Cambridge University Press, Cambridge, UK and New York, NY and Port Melbourne and New Delhi and Singapore, ISBN 9781108632157, 2019. a
Vallury, S., Smith, A. P., Chaffin, B. C., Nesbitt, H. K., Lohani, S., Gulab, S., Banerjee, S., Floyd, T. M., Metcalf, A. L., Metcalf, E. C., Twidwell, D., Uden, D. R., Williamson, M. A., and Allen, C. R.: Adaptive capacity beyond the household: a systematic review of empirical social-ecological research, Environ. Res. Lett., 17, 063001, https://doi.org/10.1088/1748-9326/ac68fb, 2022. a
van Buuren, S. and Groothuis-Oudshoorn, K.: mice : Multivariate Imputation by Chained Equations in R, J. Stat. Softw., 45, 1–67, https://doi.org/10.18637/jss.v045.i03, 2011. a
van Valkengoed, A. M. and Steg, L.: Meta-analyses of factors motivating climate change adaptation behaviour, Nat. Clim. Change, 9, 158–163, https://doi.org/10.1038/s41558-018-0371-y, 2019. a, b, c, d
Vincent, K.: Uncertainty in adaptive capacity and the importance of scale, Global Environ. Chang., 17, 12–24, https://doi.org/10.1016/j.gloenvcha.2006.11.009, 2007. a
von Hippel, P. T.: Regression with Missing Ys: An Improved Strategy for Analyzing Multiply Imputed Data, Sociol. Methodol., 37, 83–117, https://doi.org/10.1111/j.1467-9531.2007.00180.x, 2007. a
von Hippel, P. T.: How Many Imputations Do You Need? A Two-stage Calculation Using a Quadratic Rule, Sociol. Meth. Res., 49, 699–718, https://doi.org/10.1177/0049124117747303, 2020. a
von Hippel, P. T., Scarpino, S. V., and Holas, I.: Robust Estimation of Inequality from Binned Incomes, Sociol. Methodol., 46, 212–251, https://doi.org/10.1177/0081175015599807, 2016. a
Wamsler, C.: From Risk Governance to City–Citizen Collaboration: Capitalizing on individual adaptation to climate change, Environ. Policy Gov., 26, 184–204, https://doi.org/10.1002/eet.1707, 2016. a, b
Ward, M. K. and Meade, A. W.: Dealing with Careless Responding in Survey Data: Prevention, Identification, and Recommended Best Practices, Annu. Rev. Psychol., 74, 577–596, https://doi.org/10.1146/annurev-psych-040422-045007, 2023. a
Werg, J., Grothmann, T., and Schmidt, P.: Assessing social capacity and vulnerability of private households to natural hazards – integrating psychological and governance factors, Nat. Hazards Earth Syst. Sci., 13, 1613–1628, https://doi.org/10.5194/nhess-13-1613-2013, 2013. a
Whitney, C. K., Bennett, N. J., Ban, N. C., Allison, E. H., Armitage, D., Blythe, J. L., Burt, J. M., Cheung, W., Finkbeiner, E. M., Kaplan-Hallam, M., Perry, I., Turner, N. J., and Yumagulova, L.: Adaptive capacity: from assessment to action in coastal social-ecological systems, Ecol. Soc., 22, 22, https://doi.org/10.5751/ES-09325-220222, 2017. a, b, c, d, e, f, g, h, i, j
Yan, T., Curtin, R. T., and Jans, M. E.: Trends in Income nonresponse over two decades, J. Off. Stat., 26, 145–164, 2010. a
Short summary
Households play a crucial role in climate adaptation efforts. Yet, households require capacities to implement measures. We explore which capacities enable German households to adapt to flooding. Our results indicate that flood-related capacities such as risk perception, responsibility appraisal, and motivation are pivotal, whereas financial assets are secondary. Enhancing these specific capacities, e.g. through collaborations between households and municipalities, could promote local adaptation.
Households play a crucial role in climate adaptation efforts. Yet, households require capacities...
Altmetrics
Final-revised paper
Preprint