Articles | Volume 22, issue 6
https://doi.org/10.5194/nhess-22-1819-2022
https://doi.org/10.5194/nhess-22-1819-2022
Invited perspectives
 | 
02 Jun 2022
Invited perspectives |  | 02 Jun 2022

Invited perspectives: When research meets practice: challenges, opportunities, and suggestions from the implementation of the Floods Directive in the largest Italian river basin

Tommaso Simonelli, Laura Zoppi, Daniela Molinari, and Francesco Ballio
Dates

Flood damage assessment is a non-consolidated challenging practice for river district authorities (European Commission, 2016, 2021), which, however, are required to produce flood damage and risk maps to accomplish with the European “Floods Directive”. On the other hand, no consolidated standard is available for such evaluations as flood damage assessment is still an immature topic in scientific debate (Handmer, 2002; Messner and Meyer, 2006; Merz et al., 2010; Gerl et al., 2016; Molinari et al., 2019). In such a context, this paper reports challenges, opportunities, and perspectives that came to light during the current revision of flood risk maps and flood risk management plans (FRMPs) in the Po River District (northern Italy; Fig. 1), with specific reference to flood damage assessment.

https://nhess.copernicus.org/articles/22/1819/2022/nhess-22-1819-2022-f01

Figure 1Areas of potentially significant flood risk (APSFRs) in the Po River District.

The revision process started in January 2020 and is taking place within a partnership led by the Po River District Authority and including several Italian universities and research centres, coordinated by Politecnico di Milano (i.e. the MOVIDA project). At present, we are in the conclusion of the project, with first results available on the web page of the Po River District Authority (AdBPo, 2021). The objective of the project was to identify shared and feasible state-of-the-art solutions for flood damage assessment in the district where, so far, damage and risk were evaluated only in qualitative terms, mostly according to expert-driven rules of thumb (Molinari et al., 2016). To this aim the project implemented an iterative approach, based on the investigation of case studies (Fig. 2). Suitable tools for the assessment of flood damage were first identified among those available in the literature and suitable for the context under investigation or newly developed (WP_met). Such tools were then tested in six pilot areas, characterised by different susceptibility to being damaged in the case of a flood as well as data availability (WP_6); this step allowed the tuning of a damage assessment procedure that is flexible and usable in the different implementation scenarios which can occur in the district. Once validated, the procedure was implemented in all the areas of potentially significant flood risk (APSFRs) in the district (WP_21A), with the final aim of updating flood damage maps; this was done in collaboration with the main institutions responsible for flood risk management in the district, which were trained in the implementation of the MOVIDA tools (WP_tra) and were supported by the development of a dedicated open information system that allows the procedure to be implemented in a semi-automatic way (WP_inf). More details on MOVIDA can be found on the website of the project (MOVIDA, 2022).

FRMPs ideally require consistent and comprehensive damage assessment for all items which are included in potentially flooded areas and all kinds of expected impacts, being related to the direct contact with flood water (i.e. direct damage) or being an indirect consequence of it, like business and service interruption or environmental contamination. Nonetheless, the assessment should lead to a monetary evaluation to be used as input in cost benefit analyses of alternative mitigation strategies. In practice, this goal is not presently achievable due to the inhomogeneous levels of development of (and, in some cases, the lack of) damage models (for an overview see e.g. Merz et al., 2010; Pregnolato et al., 2015; and Gerl et al., 2016). In particular, in MOVIDA, we were able to identify models for the estimation of direct damage in monetary terms only for residential buildings and a limited number of crops; for economic activities and livestock we could only estimate the exposed economic value (i.e. the maximum potential damage). Scarcity of damage models is also an issue for those items which can be hardly quantified in economic terms (i.e. intangible goods) like people, critical infrastructures, cultural heritage, and environmental assets. For them, we were only able to assess their amount within the potentially flooded areas and to classify them according to some vulnerability features, linked to their susceptibility to being damaged. For the specific case of cultural heritage, given its importance in the Italian context, an ad hoc procedure was also developed to estimate damage, however in qualitative terms (i.e. in class ranges from low to high damage). Indirect damage estimation was instead not feasible, although an attempt has been made to estimate consequences of road and railway interruption. Indeed, evidence from the past (collected during the project) shows that the weight of direct damage to transport infrastructures is negligible compared to the indirect one.

https://nhess.copernicus.org/articles/22/1819/2022/nhess-22-1819-2022-f02

Figure 2Structure of the MOVIDA project.

Paucity and low quality of georeferenced data for the evaluation of characteristics of exposed items further limited the range of damage models that could be implemented for the assessment. In fact, we dealt with scarcity of institutional databases (data are often stored in commercial repositories), legal impediments in the use of data, fragmentation of information among different databases (even for the same category of elements), and their inadequacy in supplying information required as inputs of the damage models; obsolescence of information was sometimes a problem, with data referring to up to 10 years ago. A meaningful example of data inadequacy for the Italian context is represented by cultural heritage, for which data are spread among several institutional databases, while a specific asset may be included in more than one database. Moreover, such databases are characterised by different structures, levels of detail, and available information; lack of metadata also hinders their interpretation and comparison.

In general, however, our experience is in line with those of the other European Member States, as can be inferred from Table 1, which summarises how flood damage is currently evaluated within the scope of the Floods Directive. In detail, Table 1 shows how different levels of analysis can currently be achieved for the various items exposed to floods and how the MOVIDA project allowed the Po River District Authority to implement state-of-the-art flood damage modelling tools in the district. In particular, the table highlights the lack of appropriate knowledge and tools for indirect damage assessment.

Table 1State-of-the art of flood damage assessment in the European Union within the scope of the Floods Directive at the end of the first implementation cycle and levels of analysis achievable thanks to the tools developed in the MOVIDA project (in italics) for the various assets exposed to flood risk and kinds of damage. Characters in bold refer to ISO country codes; “MSs” stands for Member States (source: European Commission, 2016).

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Given the previous premises, the main challenge for damage assessment is the necessity to compare inhomogeneous quantities having different meanings (e.g. damage vs. exposed value, direct vs. indirect damage) and metrics (e.g. economic loss, physical damage, qualitative damage). Such synthesis is unavoidable if we want to assess the total impact of a flood as an input for decision-making.

What our experience highlights, however, is that the close collaboration between researchers and practitioners allowed an equilibrium to be found between scientific rigour and the need of technical improvement. The MOVIDA project led to the identification of feasible solutions to emerged problems and, at the same time, the transferability of scientific knowledge; in this regard, the commitment of several research institutions working together and sharing knowledge was certainly an added value. For example, thanks to such a collaborative environment we were able to develop tentative models for the estimation of indirect damage to roads and railways; we created an ad hoc database and procedure for the assessment of damage to cultural heritage; we are presently setting up a model allowing different damage-related data to be compared by the definition of appropriate comparison criteria. The final product of the project is a comprehensive tool allowing for decision-making on flood risk mitigation on the basis of expected risk scenarios, contrary to the present situation, in which decisions are taken mostly according to hazard knowledge. At the same time, facing real problems made researchers aware of limits of available tools, thus proposing new research questions. Starting from such limitations and with the perspective of the next revisions of flood damage maps, we are now developing models for the (quantitative) estimation of flood mortality, indirect damage to people, direct and indirect damage to economic activities, damage to cultural and environmental assets, and damage to infrastructures, also with specific reference to coastal areas (WP_svi in Fig. 2).

What clearly emerged from our experience is that flood damage (and, more in general, risk) assessment is not a solely technical problem; social and economic aspects are key elements, calling for a multidisciplinary and a participative approach. Local stakeholders must be especially involved in the final synthesis of the damage evaluations (WP_tav in Fig. 2): as previously discussed exposed assets are evaluated through different metrics and suffer from different types of consequences as a result of a flood; the total damage must, therefore, reflect the perception of such values by those who will make use of the assessment in decision-making.

The main conclusion that we can infer from the development of the MOVIDA project is that implementing available and upcoming damage models in real practice is the most appropriate way towards the standardisation of damage assessment tools. Indeed, differently from other disciplines, flood damage models cannot be validated by laboratory tests. Their quality, validity, and transferability must be evaluated on the field and strongly depend on the objective for which the model is implemented as performing damage assessment for long-term planning purposes may have different requirements than for insurance- or emergency-management-related reasons. In fact, a model can be very useful for one objective and not for others. To clarify whether a damage model is useful, scientists, practitioners, and stakeholders must confront each other, overcoming shared practices. The MOVIDA project represented a good opportunity in this direction. We wish that such a collaborative way of working will be adopted not only in other districts or river basins but at the European community level. Indeed, in light of the harmonisation required by the European Commission as regards the implementation of the Floods Directive among Member States, a comparison between scientists, practitioners, and stakeholders at the European level would be suitable in order to converge on objectives and methods and, in turn, on homogenous requirements of input data at the European level (on which improved datasets can be designed) in a top-down approach; Table 1 shows instead a very fragmented reality as regards flood damage assessment and mapping at the European scale, where the level of analysis achievable for the different exposed assets strongly depends on the availability of national and local tools and required input data. As occurred during the MOVIDA project, the new research challenges and directions will consequently emerge. We claim that such an approach would be beneficial not only for damage-assessment-related problems but also for challenges linked to other aspects of flood risk management (like climate change) or to the management of other risks. Our wish is the creation of real opportunities to work in this direction such as the definition of a European platform; a COST (European Cooperation in Science and Technology) action; or, more ambitiously, an inclusive, big (research) project supported by the European Commission.

Code and data availability

The information system (including the database) on which the MOVIDA procedure is based is not freely accessible, but it is available upon request.

Author contributions

All authors were responsible for the conceptualisation. DM wrote the first draft of the paper, and all authors contributed to the final draft.

Competing interests

At least one of the (co-)authors is a member of the editorial board of Natural Hazards and Earth System Sciences. The peer-review process was guided by an independent editor, and the authors also have no other competing interests to declare.

Disclaimer

Publisher’s note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Special issue statement

This article is part of the special issue “Perspectives on challenges and step changes for addressing natural hazards”. It is not associated with a conference.

Acknowledgements

The authors acknowledge with gratitude all researchers involved in the MOVIDA project: Clara Armaroli, Marcello Arosio,Riccardo Giusti, Mario Lloyd Virgilio Martina, and Beatrice Monteleone from IUSS Pavia (Italy); Chiara Arrighi and Fabio Castelli from the University of Florence (Italy); Enrico Borgogno-Mondino and Francesca Ghilardi from the University of Turin (Italy); Francesca Carisi, Alessio Domeneghetti, and Natasha Petruccelli from the University of Bologna (Italy); Paolo Ciavola, Silvia De Biaggi, and Enrico Duo from the University of Ferrara (Italy); Gabriele Farina and Marco Pilotti from the University of Brescia (Italy); Alice Gallazzi from Politecnico di Milano (Italy); Fabio Luino and Laura Turconi from CNR-IRPI (Italy); Anna Rita Scorzini from the University of L'Aquila (Italy); and Mohammed Hammouti, Simone Sterlacchini, and Marco Zazzeri from CNR-IGAG (Italy).

Financial support

MOVIDA was funded by the Po River District Authority and co-funded by the consortium of universities and research centres involved in the project: Politecnico di Milano, University School for Advanced Studies (IUSS) Pavia, University of Florence, University of Turin, University of Bologna, University of Ferrara, University of Brescia, University of l'Aquila, and the National Research Council (CNR).

Review statement

This paper was edited by Heidi Kreibich and reviewed by Uwe Ulbrich and one anonymous referee.

References

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European Commission: EU overview of methodologies used in preparation of Flood Hazard and Flood Risk Maps – Final Report, https://op.europa.eu/en/publication-detail/-/publication/23526418-c0d4-11e5-9e54-01aa75ed71a1 (last access: 9 May 2022), 2016. 

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Short summary
The paper discusses challenges (and solutions) emerged during a collaboration among practitioners, stakeholders, and scientists in the definition of flood damage maps in the Po River District. Social aspects were proven to be fundamental components of the risk assessment; variety of competences in the working group was key in finding solutions and revealing weaknesses of intermediate proposals. This paper finally highlights the need of duplicating such an experience at a broader European level.
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