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  <front>
    <journal-meta><journal-id journal-id-type="publisher">NHESS</journal-id><journal-title-group>
    <journal-title>Natural Hazards and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">NHESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Nat. Hazards Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1684-9981</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/nhess-23-2111-2023</article-id><title-group><article-title>Analyzing the informative value of alternative hazard indicators for
monitoring drought hazard for human water supply and river ecosystems at the
global scale</article-title><alt-title>SDHIs for large-scale DEWSs</alt-title>
      </title-group><?xmltex \runningtitle{SDHIs for large-scale DEWSs}?><?xmltex \runningauthor{C. Herbert and P. D\"{o}ll}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Herbert</surname><given-names>Claudia</given-names></name>
          <email>c.herbert@em.uni-frankfurt.de</email>
        <ext-link>https://orcid.org/0000-0002-4795-5328</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Döll</surname><given-names>Petra</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2238-4546</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Institute of Physical Geography, Goethe University Frankfurt,
60438 Frankfurt am Main,  Germany</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Senckenberg Leibniz Biodiversity and Climate Research Centre Frankfurt (SBiK-F), 60325 Frankfurt am Main,  Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Claudia Herbert (c.herbert@em.uni-frankfurt.de)</corresp></author-notes><pub-date><day>15</day><month>June</month><year>2023</year></pub-date>
      
      <volume>23</volume>
      <issue>6</issue>
      <fpage>2111</fpage><lpage>2131</lpage>
      <history>
        <date date-type="received"><day>17</day><month>June</month><year>2022</year></date>
           <date date-type="rev-request"><day>22</day><month>June</month><year>2022</year></date>
           <date date-type="rev-recd"><day>14</day><month>April</month><year>2023</year></date>
           <date date-type="accepted"><day>3</day><month>May</month><year>2023</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2023 Claudia Herbert</copyright-statement>
        <copyright-year>2023</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://nhess.copernicus.org/articles/nhess-23-2111-2023.html">This article is available from https://nhess.copernicus.org/articles/nhess-23-2111-2023.html</self-uri><self-uri xlink:href="https://nhess.copernicus.org/articles/nhess-23-2111-2023.pdf">The full text article is available as a PDF file from https://nhess.copernicus.org/articles/nhess-23-2111-2023.pdf</self-uri>
      <abstract><title>Abstract</title>

      <p id="d1e96">Streamflow drought hazard indicators (SDHIs) are mostly lacking in
large-scale drought early warning systems (DEWSs). This paper presents a new
systematic approach for selecting and computing SDHIs for monitoring drought
for human water supply from surface water and for river ecosystems. We
recommend considering the habituation of the system at risk (e.g., a
drinking water supplier or small-scale farmers in a specific region) to the
streamflow regime when selecting indicators; i.e., users of the DEWSs should
determine which type of deviation from normal (e.g., a certain
interannual variability or a certain relative reduction of streamflow) the
risk system of interest has become used to and adapted to. Distinguishing four
indicator types, we classify indicators of drought magnitude (water anomaly
during a predefined period) and severity (cumulated magnitude since the
onset of the drought event) and specify the many relevant decisions that
need to be made when computing SDHIs. Using the global hydrological model
WaterGAP 2.2d, we quantify eight existing and three new SDHIs globally. For
large-scale DEWSs based on the output of hydrological models, we recommend
specific SDHIs that are suitable for assessing the drought hazard for (1) river ecosystems, (2) water users without access to large reservoirs, and (3) water users with access to large reservoirs, as well as being suitable for
informing reservoir managers. These SDHIs include both drought magnitude and
severity indicators that differ by the temporal averaging period and the
habituation of the risk system to reduced water availability. Depending on
the habituation of the risk system, drought magnitude is best quantified
either by the relative deviation from the mean or by the return period of
the streamflow value that is based on the frequency of non-exceedance. To
compute the return period, we favor empirical percentiles over the
standardized streamflow indicator as the former do not entail uncertainties
due to the fitting of a probability distribution and can be computed for all
streamflow time series. Drought severity should be assessed with indicators
that imply habituation to a certain degree of interannual variability, to a
certain reduction from mean streamflow, and to the ability to fulfill human
water demand and environmental flows. Reservoir managers are best informed
by the SDHIs of the grid cell that represents inflow into the reservoir. The
DEWSs must provide comprehensive and clear explanations about the suitability
of the provided indicators for specific risk systems.</p>
  </abstract>
    
<funding-group>
<award-group id="gs1">
<funding-source>Bundesministerium für Bildung und Forschung</funding-source>
<award-id>02WGR1457B</award-id>
</award-group>
</funding-group>
</article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e108">Drought occurs when there is a prolonged period with less water than normal
in different components of the hydrological cycle (van Loon et al., 2016),
but the term drought also has the connotation that during the drought period
there is less water than required (Popat and Döll, 2021). No universal
definition of “drought” exists (Lloyd-Hughes, 2014). While drought is a
local to regional phenomenon, its impacts can have transnational to global
dimensions, in particular related to crop production and trade (Wilhite and
Glantz, 1985; van Loon, 2015; UNECE, 2015). Streamflow drought in
transboundary basins implies direct international impacts. Hence,
global-scale assessment, monitoring, and<?pagebreak page2112?> forecasting of drought hazards or
risks have the potential to support drought risk management (Pozzi et al., 2013).</p>
      <p id="d1e111">A stakeholder survey encompassing 33 regional to global drought early
warning systems (DEWSs) revealed that streamflow drought hazard indicators
(SDHIs) are rarely applied in DEWSs, while drought hazard indicators based on
meteorological variables, soil moisture, and remotely sensed vegetation
conditions dominate (Bachmair et al., 2016). Among SDHIs, streamflow
percentiles are mostly applied, e.g., in the US Drought Monitor. Other
indicators include the Palmer Hydrological Drought Severity Index (Palmer,
1965), cumulative streamflow anomalies (Fleig et al., 2006; Lehner et al.,
2006; van Loon et al., 2012; Heudorfer and Stahl, 2017), and the
standardized streamflow (Modarres, 2007; Nalbantis and Tsakiris, 2009) or
runoff index (Shukla and Wood, 2008; Satoh et al., 2021). At the continental
scale, only the European Drought Observatory provides an SDHI (Cammalleri et
al., 2016a), which has also been tested for global implementation in the
Global Drought Observatory (Cammalleri et al., 2020). There is currently no
global-scale operational streamflow drought hazard monitoring system.</p>
      <p id="d1e114">SDHIs are commonly classified into threshold-based and standardized
indicators (van Loon, 2015). The threshold level method (TLM) was first
applied by Yevjevich (1967), who determined that a drought event begins when
streamflow falls below a certain threshold (e.g., a percentile) and ends as
soon as the threshold is exceeded. Then, drought magnitude is the streamflow
deficit in the considered period (computed as the difference between the
threshold streamflow and the actual streamflow in that period), while
drought severity is equivalent to the cumulative magnitude since the
beginning of the drought event. Standardized indicators such as the
standardized precipitation index (SPI) (McKee et al., 1993) and the
standardized streamflow index (SSI) (Zaidman et al., 2002; Modarres, 2007;
Nalbantis and Tsakiris, 2009) quantify the anomaly of the variable (e.g.,
precipitation or streamflow) during a certain period from the long-term mean
in units of standard deviation. Negative values quantify the drought
magnitude per time step. However, classification in threshold-based and
standardized indicators is somewhat misleading, since standardized
indicators can also be cumulated to derive drought severity, which requires
setting of a threshold as is the case for TLM indicators (McKee et al.,
1993; Barker et al., 2019; van Oel et al., 2018; Tijdeman et al., 2020). On
the other hand, comparing SSI and threshold-based indicators directly
implies that different drought characteristics (magnitude and severity) are
analyzed. Moreover, the term drought severity is sometimes used to describe
drought magnitude and vice versa (Steinemann et al., 2015; Vidal et al.,
2010; López-Moreno et al., 2009). Certainly, an improved classification
of drought hazard indicators would facilitate a better understanding of
drought characteristics and guide the selection of appropriate drought
hazard indicators.</p>
      <p id="d1e117">Previous research has revealed that there is often no common understanding
among stakeholders about drought hazard concepts (Steinemann et al., 2015).
Also, in most descriptions of drought indicator calculations, it is not made
explicit what is assumed to be “normal”, i.e., what people and
ecosystems are used to and adapted to; this is hereafter referred to as <italic>habituation</italic>. For
instance, defining the long-term mean value of the physical variable per
calendar month as the normal state implies that people and ecosystems are
habituated to the seasonality of water availability. Applying percentiles
per calendar month instead implies habituation to interannual
variability. Clearly, the conception or selection of hazard indicators needs
to take into account the habituation and related vulnerability of the
system at risk, e.g., different water users such as water supply companies,
farmers, or river ecosystems in a specific region. However, investigations
and guidance on how to select the optimal SDHI, considering both the
targeted risk and the habituation of the system at risk to the streamflow
regime, are missing.</p>
      <p id="d1e124">A further consideration in designing SDHIs is how to conceptualize drought
in intermittent or highly seasonal streamflow regimes. If periods of zero
flow are a normal part of the streamflow regime, as is the case in arid
regions, then it is meaningless to assess streamflow deficits during these
periods. Hence, arid regions are often excluded from global drought analyses
(Corzo Perez et al., 2011; Prudhomme et al., 2014; Spinoni et al., 2019). To
overcome these limitations, van Huijgevoort et al. (2012) introduced a
method that combines the TLM with the consecutive dry period method (CDPM)
for streamflow, in analogy to the consecutive dry days (CDD) approach for
precipitation (Vincent and Mekis, 2006; Griffiths and Bradley, 2007).
However, this method may be too complex to be applied in DEWSs.</p>
      <p id="d1e127">This paper analyzes which SDHIs are suitable for assessing and monitoring
drought hazard for human water supply from surface water and for river
ecosystems in large-scale DEWSs. We propose a systematic approach to
indicator selection, which encompasses the explicit consideration of the
habituation of people and river ecosystems to streamflow availability as
well as a new classification system for drought hazard indicators. This new
methodology is exemplified at the global scale for eight existing and three
newly developed SDHIs using (a) modeled output from the global water
resources and use model WaterGAP 2.2d and (b) observed monthly streamflow at
four selected gauging stations.</p>
      <p id="d1e130">The following section describes how streamflow and other variables required
for the computation of the SDHIs were computed and defines the 11
investigated SDHIs. In Sect. 3, we present the new systematic approach for
selecting and computing SDHIs. In Sect. 4, we analyze spatial and temporal
discrepancies and similarities of the indicators at the global scale. In
Sect. 5, we give recommendations on the suitability of the indicators for
large-scale applications. Finally, we draw conclusions in Sect. 6.</p>
</sec>
<?pagebreak page2113?><sec id="Ch1.S2">
  <label>2</label><title>Methods and data</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Streamflow data</title>
<sec id="Ch1.S2.SS1.SSS1">
  <label>2.1.1</label><title>Streamflow observations</title>
      <p id="d1e155">Eight SDHIs were computed for four selected gauging stations using monthly
streamflow data from the Global Runoff Data Centre (GRDC, 2019) for the
period 1986–2015 (Figs. 6, S2, and S6). The stations comprise the Danube
River at Hofkirchen (Germany), the Angara River at Boguchany (Russia), the
White River near Oacoma (US), and the Orange River at Vioolsdrif (South
Africa). Moreover, a limited model validation was performed (Supplement S2) using monthly streamflow data from 220 GRDC stations with
continuous time series during the reference period 1986–2015. The model
validation focused on the correlation between observed Q80 per calendar
month (the streamflow that is exceeded in 8 out of 10 months) and Q80
as modeled by WaterGAP.</p>
</sec>
<sec id="Ch1.S2.SS1.SSS2">
  <label>2.1.2</label><title>Modeled streamflow</title>
      <p id="d1e166">A total of 11 SDHIs were computed for the whole land area except Greenland and
Antarctica with a spatial resolution of 0.5<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> using monthly time
series of WaterGAP 2.2d  model output for the reference period 1986–2015
(Sect. 2.2). For computing each indicator, we used the 30 monthly values
available for each of the 12 calendar months individually to determine
distributions, thresholds, and deficits. All indicators were computed using
streamflow of the standard model run (Qant) (“ant”: anthropogenic), in
which the impact of human water use and human-made reservoirs on streamflow is
simulated. Naturalized (“nat”) streamflow (Qnat) without these two types
of human activities was only used for deriving environmental streamflow
requirements for the indicator CQDI1(WUs-EFR) (Sect. 2.3.5).</p>
</sec>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Global-scale simulation of streamflow and surface water use</title>
      <p id="d1e187">SDHIs were computed using output from the global water availability and
water use model WaterGAP 2.2d (Müller Schmied et al., 2021). WaterGAP 2.2d
has a spatial resolution of 0.5<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> latitude by 0.5<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> longitude
(55 km <inline-formula><mml:math id="M4" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 55 km at the Equator) and covers the whole global land
area except Antarctica. WaterGAP consists of the WaterGAP Global Hydrology
Model (WGHM) and five water use models for the sectors households,
manufacturing, and cooling of thermal power plants (Flörke et al., 2013),
as well as irrigation and livestock. WGHM computes daily time series of fast
surface and subsurface runoff, groundwater recharge, and streamflow, as well
as water storage variations in the canopy, snow, soil, groundwater, lakes,
reservoirs, wetlands, and rivers. Model input includes time series of
climate data between 1901 and 2016 and physio-geographic information, such
as land cover, soil type, relief, and hydrogeology. For this study, WaterGAP
2.2d was forced by the WFDEI-GPCC climate data set (Weedon et al., 2014),
which was developed by applying the forcing data methodology from the EU
project WATCH on ERA-Interim reanalysis data. Daily model outputs of
streamflow and surface water abstractions (WUs) were aggregated to monthly
time series. WaterGAP total runoff is calibrated against long-term mean
annual streamflow at 1319 gauging stations worldwide covering approximately
54 % of the Earth's land area (except Greenland and Antarctica). A
detailed model description and evaluation can be found in Müller Schmied
et al. (2021). Please note that while WaterGAP simulates the impact of
reservoirs on streamflow, the accuracy is very low as it is unknown how all
human-made reservoirs on Earth are managed such that a generic algorithm is
used to simulate human reservoir management decisions.</p>
      <p id="d1e215">In several model intercomparison and assessment studies, WaterGAP proved
suitable for computing streamflow and SDHIs, although the discrepancies
between simulated and observed low flows, seasonality, and interannual
variability can be significant at the regional scale (see the literature review
in the Supplement Sect. S1). A limited model validation of the
WaterGAP version 2.2d applied in this study (Sect. S2)
revealed that Q80 is overestimated by WaterGAP in 63 % of all months and
stations with median percent deviations between 35 % in February and
<inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula> % in July (Fig. S1). In another model validation exercise, SSI3 as
modeled by WaterGAP was compared to observed SSI3 at 183 gauging stations
(Sect. S2). With a median NSE of 0.5 and an interquartile
range of 0.2–0.7, WaterGAP 2.2d model output showed moderate agreement
with the observations. NSE exceeded 0.7 at 25 out of the 183 stations mainly
located in central and eastern Europe and the United States.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>SDHIs</title>
<sec id="Ch1.S2.SS3.SSS1">
  <label>2.3.1</label><title>Standardized streamflow anomaly indicators SSI1 and SSI12</title>
      <p id="d1e243">SSI1 was computed using mean monthly streamflow Qant analogously to SPI1
(McKee et al., 1993) following the method provided in Kumar et al. (2009).
First, a gamma distribution was fitted to the 30 monthly streamflow values
per calendar month using the R package fitdistrplus. The probabilities of
the streamflow values were transformed to a variable <inline-formula><mml:math id="M6" display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula> with a normal
distribution that has a mean of zero and a standard deviation of 1 (McKee et
al., 1993; Stagge et al., 2015) using an approximation method introduced by
Zelen and Severo (1965). The value of the variable <inline-formula><mml:math id="M7" display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula> (also called
<inline-formula><mml:math id="M8" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> score) is equal to the value of the SSI1. Thus, an SSI1 of <inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> describes a
streamflow value that is 1 standard deviation lower than the mean
streamflow of the calendar month. The mean of the normal distribution is
equal to the median of the fitted nonlinear cumulative<?pagebreak page2114?> distribution
function (Vicente-Serrano et al., 2010). The gamma distribution showed the
best fit among 23 parametric probability distributions for most grid cells.
The goodness of fit between simulated streamflow values and the probability
distribution was assessed based on the one-sample Kolmogorov–Smirnov test
(KS test) at the 0.05 significance level. The fits were rejected in 17 %
to 21 % of all grid cells (excluding Greenland) depending on the calendar
month.</p>
      <p id="d1e277">SSI12 was computed like SSI1, but with an averaging period of 12 months. For
SSI12, the fits were rejected in around 6 % of all grid cells (excluding
Greenland) with only slight variations among the calendar months.</p>
</sec>
<sec id="Ch1.S2.SS3.SSS2">
  <label>2.3.2</label><title>Cumulative streamflow deficit indicators CQDI1(Q50), CQDI1(Q80), CQDI1(Q80-HS), and CQDI6(Q80)</title>
      <p id="d1e288">CQDI1(Q50) is the cumulative, volume-based streamflow deficit computed
following the threshold level method (TLM) (Sect. 1). It should be noted
that the term “deficit”, which is generally used for the TLM, refers to
the negative anomaly below a selected threshold, and not to an unsatisfied
water demand. With CQDI1(Q50), a deficit is defined to occur if modeled
monthly streamflow is lower than the 50th percentile (median) of the
long-term calendar month streamflow (Eq. 1). The empirical percentile Q50
was computed in R using the quantile function with the default quantile
algorithm. The streamflow deficit is computed as
              <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M10" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9.3}{9.3}\selectfont$\displaystyle}?><mml:mi mathvariant="normal">streamflow</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi mathvariant="normal">deficit</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="normal">Q</mml:mi><mml:msub><mml:mn mathvariant="normal">50</mml:mn><mml:mi>m</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="normal">for</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>&lt;</mml:mo><mml:mi mathvariant="normal">Q</mml:mi><mml:msub><mml:mn mathvariant="normal">50</mml:mn><mml:mi>m</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>,</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>
            with <inline-formula><mml:math id="M11" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> representing the month, <inline-formula><mml:math id="M12" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> the year, Q50<inline-formula><mml:math id="M13" display="inline"><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub></mml:math></inline-formula> the calendar month median, and
<inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> the current streamflow.</p>
      <p id="d1e402">The last deficit month is the last month of the drought event. Monthly
deficits (drought magnitude) are accumulated for all drought months to
obtain severity. The cumulative streamflow deficit (in units of m<inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is
normalized by mean annual streamflow (in units of m<inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. A value of 2
[–], for example, indicates that the cumulative streamflow deficit in a
certain month is twice the mean annual streamflow. Following Spinoni et al. (2019), a drought event is defined to start with at least 2 consecutive
months with a deficit and it ends (deficit set to zero) if there are 2
consecutive months without a deficit (2-month criterion, 2mc). This
approach avoids short-term streamflow deficits that hardly pose a
drought hazard to humans and other biota being defined as drought events
(Spinoni et al., 2019). Any streamflow surplus over the median in a single
month between 2 deficit months does not decrease the cumulative deficit
value. Q50 as a rather high threshold can be viewed as a “conservative
upper bound for low flows” (Smakhtin, 2001: 153).</p>
      <p id="d1e429">Streamflow intermittency generally poses a problem, as in grid cells where
the threshold (in this case Q50) is zero in a particular calendar month,
droughts are never identified in this month. To overcome this problem,
CQDI1(Q50) allows an existing drought to continue during months with
Q50 <inline-formula><mml:math id="M17" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0, but only if <inline-formula><mml:math id="M18" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> in the respective month is also zero. In months during which
Q50 is zero but <inline-formula><mml:math id="M19" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> exceeds zero, the drought event ends. This approach
implies that a drought event can be prolonged, but never begin, in calendar
months with Q50 <inline-formula><mml:math id="M20" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.</p>
      <p id="d1e460">CQDI1(Q80) was calculated in the same manner as CQDI1(Q50) but using Q80 per
calendar month as a threshold. With Q80, a deficit is computed in 20 % of
the 30 calendar months. Q80 was computed in R using the quantile function
with the default quantile algorithm such that Q80 is a streamflow value
slightly higher than the sixth-lowest calendar month streamflow. Daily or
monthly Q80 is often used as a threshold for defining the onset and
termination of a streamflow deficit period (van Huijgevoort et al., 2014;
van Loon et al., 2014; Heudorfer and Stahl, 2017; Laaha et al., 2017), but
the selected threshold should represent local water requirements (including
environmental flow) (Cammalleri et al., 2016a).</p>
      <p id="d1e464">CQDI1(Q80-HS) is a variant of CQDI1(Q80) suitable in intermittent and highly
seasonal (HS) streamflow regimes wherein people strongly rely on water storage
in human-made reservoirs that needs to be replenished by streamflow. It allows
an existing drought to continue in any month in which Q80 is zero even if the
current streamflow <inline-formula><mml:math id="M21" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> exceeds zero. However, the cumulative deficit is
reduced by any streamflow surplus over the calendar month Q80. The rationale
behind this approach is that streamflow during low-flow months (calendar
months in which Q80 is zero) is not relevant for people relying on large
reservoirs. Below-normal water storage can only marginally be replenished
during a low-flow period, and hence drought severity should remain at the
level of the preceding high-flow period. Like CQDI1(Q80), a drought can be
prolonged but never begin in months with Q80 <inline-formula><mml:math id="M22" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.</p>
      <p id="d1e481">CQDI6(Q80) is computed like CQDI1(Q80) but applying an averaging period of
6 months. The indicator is suitable in regions with access to large
reservoirs. In each month, the streamflow deficit is computed by subtracting
the average streamflow of the preceding 6 months (including the current
month) from the long-term Q80 of the same 6 months during the reference
period.</p>
</sec>
<sec id="Ch1.S2.SS3.SSS3">
  <label>2.3.3</label><?xmltex \opttitle{Empirical percentiles EP1 and cumulative empirical percentiles
CEP1(20\,{\%})}?><title>Empirical percentiles EP1 and cumulative empirical percentiles
CEP1(20 %)</title>
      <p id="d1e493">Empirical streamflow percentiles EP1 were computed per calendar month
following Eq. (2) with an averaging period of 1 month. EP1 expresses the
frequency of non-exceedance, while the inverse is the return period, in
years, with
              <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M23" display="block"><mml:mrow><mml:mi mathvariant="normal">EP</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mo>=</mml:mo><mml:mi mathvariant="normal">rank</mml:mi><mml:mo>(</mml:mo><mml:mi>Q</mml:mi><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:mi>n</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where rank(<inline-formula><mml:math id="M24" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula>) is the rank of a streamflow value of a certain calendar month
and <inline-formula><mml:math id="M25" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> is the sample size, i.e., the number of years in the reference period.</p>
      <p id="d1e536">Rank 1 was assigned to the smallest streamflow value. If a sample contained
several months with the same streamflow<?pagebreak page2115?> value, the largest rank among these
months was assigned to the tied streamflow values. For a calendar month
comprising, for instance, 26 out of 30 months with zero streamflow, a value
of EP1 <inline-formula><mml:math id="M26" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 26 <inline-formula><mml:math id="M27" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> 30 would be assigned to the respective 26 months corresponding
to a return period of 1.2 years. This method slightly adjusts the approach
by Tijdeman et al. (2020), who used the average rank among the tied values.
In the given example, this would result in EP1 <inline-formula><mml:math id="M28" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.45 and a return period of
2.2 years for the first 26 values. In this study, we chose the largest EP1
for tied values to reflect the fact that frequent streamflow values have a high
frequency of non-exceedance and a low return period assuming that people and
the ecosystem are habituated to more frequent values including zero
streamflow.</p>
      <p id="d1e560">CEP1(20 %) is the cumulative percentile-based deficit. The monthly
percentile deficit is computed by subtracting the current streamflow
percentile from a selected percentile threshold (Eq. 3). In this study, a
deficit is computed for the six lowest calendar month values (20 % out of
30 values). Consequently, the selected threshold percentile is slightly
higher than 20 % depending on the sample size (22.7 % in this study with
a sample size of 30 % and 22 % for a sample size of 40). Monthly percentile
deficits are accumulated for all drought months to obtain severity. Like
CQDI1(Q80), CEP1(20 %) allows an existing drought event to continue during
months in which both Q80 and the current streamflow are zero. The 2mc is also
applied. Hence, CEP1(20 %) identifies the same drought months as
CQDI1(Q80). The percentile deficit is computed as
              <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M29" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9.5}{9.5}\selectfont$\displaystyle}?><mml:mi mathvariant="normal">percentile</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi mathvariant="normal">deficit</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="normal">P</mml:mi><mml:mn mathvariant="normal">20</mml:mn><mml:mo>-</mml:mo><mml:mi mathvariant="normal">EP</mml:mi><mml:msub><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="normal">for</mml:mi><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">EP</mml:mi><mml:msub><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>&lt;</mml:mo><mml:mi mathvariant="normal">P</mml:mi><mml:mn mathvariant="normal">20</mml:mn><mml:mo>)</mml:mo><mml:mo>,</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>
            with <inline-formula><mml:math id="M30" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> representing the month, <inline-formula><mml:math id="M31" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> the year, and EP1<inline-formula><mml:math id="M32" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> the current empirical
streamflow percentile. With a sample size of 30 calendar month values, the
percentile threshold P20<inline-formula><mml:math id="M33" display="inline"><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub></mml:math></inline-formula> is 22.7 % such that 20 % of all calendar
months are identified as drought months.</p>
</sec>
<sec id="Ch1.S2.SS3.SSS4">
  <label>2.3.4</label><?xmltex \opttitle{Relative deviation from mean conditions RQDI1, RQDI12, and cumulative CRQDI1($-50$\,{\%})}?><title>Relative deviation from mean conditions RQDI1, RQDI12, and cumulative CRQDI1(<inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)</title>
      <p id="d1e688">RQDI1 is the relative deviation of monthly streamflow from mean calendar
month streamflow (MMQ) in percent. In each month, it is calculated as the
difference between monthly streamflow and the respective MMQ, which is then
divided by MMQ.</p>
      <p id="d1e691">RQDI12 is the relative deviation of mean streamflow during the preceding 12
months (in km<inline-formula><mml:math id="M35" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> month<inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> from mean annual streamflow
(in km<inline-formula><mml:math id="M37" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> month<inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> during the reference period. In this
study, RQDI12 is only assessed for selected gauging stations (Sect. S3), but not at the global scale.</p>
      <p id="d1e742">The cumulative relative deviation CRQDI1(<inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %) is computed using a
threshold of RQDI1 <inline-formula><mml:math id="M40" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> % and applying the 2mc (Sect. 2.3.2). Months with
MMQ <inline-formula><mml:math id="M42" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0, for which the relative deviation is not computable, are defined to end
a drought event assuming that people are habituated to zero streamflow in
this month. The percent deficit is computed as
              <disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M43" display="block"><mml:mtable class="split" rowspacing="0.2ex" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mi mathvariant="normal">percent</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi mathvariant="normal">deficit</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="normal">RQDI</mml:mi><mml:msub><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="normal">for</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi mathvariant="normal">RQDI</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mo>&lt;</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
            with <inline-formula><mml:math id="M44" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> representing the month, <inline-formula><mml:math id="M45" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> the year, and RQDI1<inline-formula><mml:math id="M46" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> the current relative
streamflow deviation in percent.</p>
</sec>
<sec id="Ch1.S2.SS3.SSS5">
  <label>2.3.5</label><title>Water deficit indicators CQDI1(WUs) and CQDI1(WUs-EFR)</title>
      <p id="d1e887">The water deficit indicators CQDI1(WUs) and CQDI1(WUs-EFR) are computed like
CQDI1(Q80) but using as thresholds mean monthly potential surface water
abstraction (WUs) and WUs plus environmental flow requirement (EFR),
respectively. Following Richter et al. (2012), EFR is assumed to be 80 %
of mean monthly naturalized streamflow Qnat per calendar month such that 12
EFR values are obtained per grid cell. WUs represents the simulated water demand
(potential water abstractions from surface water bodies) and not the actual
water abstraction (Müller Schmied et al., 2021), but both values are
similar in most grid cells. The satisfied (or actual) water use is not
suitable for identifying periods of water deficit because it decreases along
with water availability during drought. Cumulative deficits are normalized
by mean annual streamflow. The indicators were not computed in grid cells
where mean annual surface water demand in the reference period is zero
(approx. 9 % of all grid cells excluding Greenland). For CQDI1(WUs), the
water deficit is computed as
              <disp-formula id="Ch1.E5" content-type="numbered"><label>5</label><mml:math id="M47" display="block"><mml:mrow><mml:mi mathvariant="normal">water</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi mathvariant="normal">deficit</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">WUs</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="normal">for</mml:mi><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>&lt;</mml:mo><mml:msub><mml:mi mathvariant="normal">WUs</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            with <inline-formula><mml:math id="M48" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> representing the month, <inline-formula><mml:math id="M49" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> the year, WUs<inline-formula><mml:math id="M50" display="inline"><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub></mml:math></inline-formula> the mean potential surface water
abstraction per calendar month, and <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> the current streamflow.</p>
      <p id="d1e993">For CQDI1(WUs-EFR), the water deficit in each month is computed as
              <disp-formula id="Ch1.E6" content-type="numbered"><label>6</label><mml:math id="M52" display="block"><mml:mtable rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">water</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi mathvariant="normal">deficit</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">WUs</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="normal">EFR</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="normal">for</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>&lt;</mml:mo><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="normal">WUs</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="normal">EFR</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
            with <inline-formula><mml:math id="M53" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> representing the month, <inline-formula><mml:math id="M54" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> the year, WUs<inline-formula><mml:math id="M55" display="inline"><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub></mml:math></inline-formula> the mean potential surface water
abstraction per calendar month, EFR<inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula> % of mean monthly
naturalized streamflow Qnat per calendar month, and <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> the current
streamflow.</p>
</sec>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Probability of non-exceedance and return period of drought events of a certain severity</title>
      <p id="d1e1150">Following the approach of Cammalleri et al. (2016a) to compute the low-flow
index (LFI), the probability of drought events of a certain severity was
computed for six cumulative indicators: CEP1(20 %), four CQDI1 variants
(thresholds Q50, Q80, WUs, and WUs <inline-formula><mml:math id="M58" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> EFR), and CRQDI1(<inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %). First, the
partial duration series of drought events was derived<?pagebreak page2116?> based on the
severities of all drought events of the reference period. Grid cells with
fewer than six drought events were excluded. The exponential cumulative
distribution function proposed in Cammalleri et al. (2016a) was used to
estimate the probability of non-exceedance <inline-formula><mml:math id="M60" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> of a certain cumulative
streamflow deficit:
            <disp-formula id="Ch1.E7" content-type="numbered"><label>7</label><mml:math id="M61" display="block"><mml:mrow><mml:mi>p</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>;</mml:mo><mml:mi mathvariant="italic">λ</mml:mi></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:msup><mml:mo>(</mml:mo><mml:mi mathvariant="normal">with</mml:mi><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where the variable <inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the severity of drought event <inline-formula><mml:math id="M63" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, as quantified
by a cumulative indicator, and the parameter <inline-formula><mml:math id="M64" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is the inverse of
the mean of the severities of all completed drought events. For instance, a
value of <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula> in a certain month denotes that, if the drought event ended
in this month, its severity would be larger than the severity of 70 % of
the drought events in the reference period. Different from LFI, which is
based on daily streamflow data, time series of monthly streamflow were used
for all indicators and the 2mc (see Sect. 2.3.2) was applied. Since <inline-formula><mml:math id="M66" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> was
computed for each month of the reference period, it describes the
non-exceedance probability (or rather frequency) of both completed drought
events and continuing droughts. Following Sharma and Panu (2015) and
Beguería (2005), the return period <inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mrow><mml:mi mathvariant="normal">r</mml:mi><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> of a drought event with
severity <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is computed as
            <disp-formula id="Ch1.E8" content-type="numbered"><label>8</label><mml:math id="M69" display="block"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mrow><mml:mi mathvariant="normal">r</mml:mi><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi>p</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M70" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> is the average number of drought events per year during the
reference period.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Proposed systematic approach for selecting and computing SDHIs</title>
      <p id="d1e1361">Wilhite and Glantz (1985) suggested distinguishing between a conceptual and
an operational drought definition, with the former referring to the general
qualitative concept of drought and the latter allowing for a quantitative
drought characterization including onset, severity, termination, and spatial
extent. In Sect. 3.1, aspects that relate to the conceptual
drought definition are discussed comprising the description of the targeted
drought risk and the system at risk (see Sect. 1). In particular,
assumptions about the habituation (see Sect. 1) of the system at risk to the
streamflow regime are discussed, an aspect that is currently not taken into
account or not made explicit in drought hazard studies. To translate these
conceptual definitions into operational drought hazard indicators, a new
classification system for hazard indicators is proposed in Sect. 3.2. The
new systematic approach is illustrated in Sect. 4 using modeled SDHIs at the
global scale as well as observation-based SDHIs at four gauging stations
with different streamflow regimes and different assumed levels of
vulnerability.</p>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Assumptions about habituation inherent in drought hazard indicators</title>
      <p id="d1e1371">The selection of drought hazard indicators for a DEWS requires a clear
definition of “the risk of what for whom”. Drought hazard indicators are
risk-system-specific (Blauhut et al., 2022), and there is not one that fits
all. Drought is usually conceptualized as an anomaly (“less water than
normal”) and/or deficit (“less water than needed”). Consequently, the
selection of an indicator requires a definition, often based on assumptions,
about “what is normal or needed”, i.e.,  what the risk system is
habituated to. In the case of streamflow, people and ecosystems are assumed
to have adapted to certain characteristics of the flow regime. For example,
if drought indicators are computed based on the calendar-month-specific
distribution of streamflow values, it is implicitly assumed that the risk
system has adapted to the seasonality of streamflow. But temporally
constant thresholds, which have traditionally been used to define
hydrological droughts (Stahl et al., 2020), are also suitable for certain
systems, e.g., for computing drought hazard for electricity generation by
thermal power plants, which require a certain minimum streamflow for
operation.</p>
      <p id="d1e1374">At the global scale, it is unknown to which streamflow characteristics
different risk systems such as drinking water supply, irrigation water
supply, hydropower production, and the river ecosystem are accustomed.
Therefore, the 11 global-scale drought hazard indicators analyzed in
this study (Table 1) cover different types of habituation, including the
habituation to a certain degree of interannual variability of streamflow, to
streamflow seasonality, to a certain reduction from mean calendar month or
mean annual streamflow, and to being able to fulfill the demand for surface
water abstractions and environmental flow. It is up to the user of a
large-scale DEWS, who understands the local risk-system-specific habituation
to reduced water availability, to select the hazard indicator that is
appropriate for the risk system of interest.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e1380">Characteristics of SDHIs suitable for global-scale assessments,
classified according to inherent assumptions about habituation of people or
other biota. The general terms “a certain degree” or “a certain
reduction” in the first column are specified in a drought assessment by
selected thresholds for drought definition.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="95pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="110pt"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="250pt"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry namest="col1" nameend="col2" align="left">Assumed habituation and suitable indicator </oasis:entry>
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col2" align="left"><italic>People or other biota accustomed to</italic></oasis:entry>
         <oasis:entry colname="col3">Characteristics</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">a certain degree of interannual variability</oasis:entry>
         <oasis:entry colname="col2">SSI12, EP12<inline-formula><mml:math id="M73" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula>, CQDI1(Q80-HS), CQDI6(Q80)</oasis:entry>
         <oasis:entry colname="col3">Suitable for quantifying drought hazard (1) for human water supply in regions with large human-made reservoirs or lakes that buffer seasonal streamflow deficits as well as (2) for large lake and wetland ecosystems.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">seasonality and a certain degree of interannual variability</oasis:entry>
         <oasis:entry colname="col2">SSI1, EP1, CQDI1(Q80)</oasis:entry>
         <oasis:entry colname="col3">Suitable for quantifying drought hazard for human water supply and river ecosystems in regions without access to reservoirs. Streamflow drought hazard might be underestimated in regions with high vulnerability and interannual variability.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">seasonality</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">and median calendar month streamflow <?xmltex \hack{\hfill\break}?>CQDI1(Q50)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Using such a high threshold (median of calendar monthly streamflow) can be beneficial in highly vulnerable regions where people cannot even cope with small reductions from median calendar month streamflow.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">and being able to fulfill demand for surface water abstractions <?xmltex \hack{\hfill\break}?>CQDI1(WUs)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">The system at risk is accustomed to the seasonality of human water demand (WUs). People are used to being able to fulfill human water demand. <?xmltex \hack{\hfill\break}?>The health of river ecosystems is not taken into account. <?xmltex \hack{\hfill\break}?>An indicator of water deficit rather than drought hazard.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">and being able to fulfill demand for surface water abstractions and environmental flow <?xmltex \hack{\hfill\break}?>CQDI1(WUs-EFR)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">The system at risk is accustomed to the seasonality of human water demand (WUs) and to the seasonality of environmental flow requirements (EFR). <?xmltex \hack{\hfill\break}?>Alternative 1, EFR based on Qant<inline-formula><mml:math id="M74" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>: the river ecosystem has adjusted to the altered flow regime over the last decades, which is considered the “new normal status”. <?xmltex \hack{\hfill\break}?>Alternative 2, EFR based on Qnat<inline-formula><mml:math id="M75" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>: the natural flow regime is the aspired status.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">and a certain reduction from mean calendar month streamflow RQDI1</oasis:entry>
         <oasis:entry colname="col3">Suitable in highly vulnerable regions where people cannot even cope with small reductions from mean calendar month streamflow. <?xmltex \hack{\hfill\break}?>Drought hazard might be overestimated in regions with low vulnerability and low interannual variability.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">a certain reduction from mean annual streamflow</oasis:entry>
         <oasis:entry colname="col2">RQDI12</oasis:entry>
         <oasis:entry colname="col3">Suitable in study regions with large human-made reservoirs or lakes, which buffer seasonal streamflow deficits. <?xmltex \hack{\hfill\break}?>Drought hazard might be overestimated in regions with low vulnerability and interannual variability.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">temporally constant minimum streamflow</oasis:entry>
         <oasis:entry colname="col2">Not included in this study</oasis:entry>
         <oasis:entry colname="col3">Identifies drought hazard whenever water availability drops beneath a certain level (e.g., water intake for cooling of thermal power plants has to be reduced). Identifies no drought in the wet season.</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e1383"><inline-formula><mml:math id="M71" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula> EP12: empirical streamflow percentile with an averaging period of 12 months (not analyzed in this study).
<inline-formula><mml:math id="M72" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> Qant, Qnat: modeled anthropogenic streamflow altered by human water
use and human-made reservoirs (Qant); naturalized modeled streamflow (Qnat).</p></table-wrap-foot><?xmltex \gdef\@currentlabel{1}?></table-wrap>

      <p id="d1e1578">Percentile-based indicators including empirical streamflow percentiles,
standardized indicators, and TLM indicators with a low streamflow percentile
as a threshold are often applied in DEWSs (Bachmair et al., 2016; Cammalleri et
al., 2016a). They are perceived as statistically consistent across different
temporal and spatial scales, indicating the rarity of the event (Steinemann
et al., 2015; WMO and GWP, 2016). Utilization of percentile-based indicators
(e.g., SSI12, SSI1, and CQDI1(Q80) in Table 1) implies that people in
different climate regions and social systems are equally habituated to a
certain interannual variability, which is most likely not the case. The
20th streamflow percentile (or SSI1 <inline-formula><mml:math id="M76" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.84</mml:mn></mml:mrow></mml:math></inline-formula>) would correspond to a
low relative streamflow deviation (e.g., <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> %) in a humid region (low
interannual variability) compared to a higher deviation (e.g., <inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %) in a
semi-arid region (high interannual variability). Hence, percentile-based
indicators might underestimate streamflow drought hazard in semi-arid areas
where people (and ecosystems, although possibly to a lower degree) are often
more vulnerable to reductions in water availability. Regions with high
interannual variability are depicted in Fig. A1b. Here, drought hazard
indicators that quantify relative deviations from the long-term mean or
median (RQDI1, RQDI12 in Table 1) or TLM indicators with higher percentiles
as a threshold (CQDI1(Q50) in Table 1) might be better suited to define
drought conditions. Such indicators appear to be less preferred as periods
with the same indicator value have different probabilities of occurrence in
different regions and thus not the same rarity (Steinemann et al., 2015).
Contrastingly, river ecosystems are, in the ideal case, perfectly adjusted
to interannual variability of streamflow such that percentile-based drought
hazard indicators are often suitable for drought hazard assessment for river
ecosystems. In conclusion, percentile-based hazard indicators and relative
deviations from the long-term<?pagebreak page2118?> mean or median should be used complementarily
in large-scale DEWSs to cover different types of habituation.</p>
      <p id="d1e1618">The selected averaging period defines whether people are habituated to the
annual or seasonal flow regime. One can assume that river ecosystems are
generally accustomed to seasonality. Therefore, indicators with a short
averaging period of, for example, 1 month (EP1, SSI1, RQDI1 and CQDI1
variants in Table 1) are appropriate for quantifying drought hazard for
river ecosystems. Furthermore, short averaging periods are suitable in
regions where farmers and other water users do not have access to large
water storage such as reservoirs, lakes, or groundwater (either due to
missing infrastructure or due to water use restrictions). As these users
abstract water directly from the stream, they are very vulnerable to
seasonal (monthly) streamflow deficits. Indicators with longer averaging
periods (SSI12, RQDI12), on the other hand, are suitable in regions with
large human-made reservoirs, which are usually replenished during the wet
season such that streamflow deficits during the low-flow months are
irrelevant. People in these regions are therefore only vulnerable to either
interannual variability (SSI12) or mean annual conditions (RQDI12), but not
to seasonality. Certainly, other averaging periods may be suitable depending
on the region-specific storage capacity. Since volume-based indicators (TLM
indicators) are also important components in water resources management (van
Loon, 2015), the indicators CQDI1(Q80-HS) and CQDI6(Q80) are assessed as
alternatives for SSI12 and RQDI12 (or rather the cumulated variants CSSI12
and CRQDI12) in regions with highly seasonal streamflow regimes (Fig. A1a)
and large reservoirs.</p>
      <p id="d1e1621">For water managers, the status of the actual water deficit in terms of
unsatisfied water demand might be as informative as the status of streamflow
anomaly. Drought hazard is generally defined as a climate-induced anomaly,
i.e., a period of below-normal water availability (McKee et al., 1993; van
Lanen, 2006; van Loon, 2015). This concept can be broadened by assuming that
a drought only occurs if the anomaly coincides with a water deficit for
people or ecosystems (Cammalleri et al., 2016b; Popat and Döll, 2021;
Wilhite and Glantz, 1985). Nevertheless, only a few studies exist wherein the
combination of anomaly and deficit is translated into drought hazard
indicators for soil moisture (Palmer, 1965; Cammalleri et al., 2016b; Popat
and Döll, 2021) and streamflow (Popat and Döll, 2021). In the
present study, the water deficit aspect of drought is represented by the
indicators CQDI1(WUs) and CQDI1(WUs-EFR) (Table 1). Application of these
indicators implies that the system at risk is habituated to the satisfaction
of seasonal water demand. While CQDI1(WUs) neglects the water requirements
of the ecosystem, CQDI1(WUs-EFR) assumes that the river ecosystem is
habituated to the seasonality and magnitude of natural streamflow. As EFR
might never be fulfilled in the case of strongly altered streamflow regimes,
Qnat in the EFR computation can be replaced by Qant, implying that the river
ecosystem has already adapted to the altered streamflow conditions (Table 1). Figure A1c shows regions where human water demand is high compared to
available streamflow and where a drought hazard due to unsatisfied human
surface water demand is likely.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Levels of drought characterization</title>
      <p id="d1e1632">Translating conceptual drought definitions into operational, quantitative
drought hazard indicators is not straightforward due to the complexity of
the underlying natural processes and the large number of indicators and
methods that can be applied. In the literature, there is agreement about
which drought characteristics are relevant for operational applications
comprising the temporal component (onset, termination, duration) and the
spatial extent as well as drought magnitude and severity, from which other
metrics such as intensity, return period, and frequency or probability of
occurrence can be derived (van Lanen et al., 2017). We understand drought
<italic>magnitude</italic> as an anomaly or deficit occurring within a predefined period and
<italic>severity</italic> as the accumulated deficit between the magnitude and a selected threshold
since the onset of drought, which is defined by water availability dropping
below the threshold (van Lanen et al., 2017). However, the terms drought
magnitude and severity, which represent different levels of drought
characterization, are not applied consistently in the literature. The terms
are not made explicit and are sometimes interchanged (Steinemann et al.,
2015; Vidal et al., 2010; López-Moreno et al., 2009). In particular, the
commonly accepted classification of SDHIs into threshold-based and
standardized indicators (van Loon, 2015) is somewhat misleading, since the
former represents time series of severity and the latter time series of
magnitude.</p>
      <p id="d1e1641">To facilitate a better understanding of the informative value of SDHIs, we
suggest a new indicator classification that includes four types of
indicators and distinguishes severity from magnitude indicators (Fig. 1).
The indicator types (columns in Fig. 1) include the volume-based anomaly,
the standardized or percentile-based anomaly, and the relative deviation
(Sect. 2.3). Deficit anomaly indicators (last column in Fig. 1) combine an
anomaly indicator with an indicator of the deficit with respect to optimal
water availability (e.g., Popat and Döll, 2021). For each indicator
type, two levels of drought characterization, drought magnitude (level 1)
and severity (level 2), can be computed.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e1646">Classification system including four types of drought hazard
indicators, indicating (1) the magnitude of the drought at a certain time step as a
deficit and/or anomaly (level 1) or (2) the severity of the drought event, i.e., the cumulative magnitude of drought since drought onset (level 2). Both
magnitude and severity can be expressed in terms of frequency or probability to
compare the drought of interest to other droughts. The dark grey boxes
indicate decisions that have to be made when computing the indicators, e.g., which averaging period is selected. Indicators in bold have already been
applied in the literature. Assumptions about the habituation of people and
ecosystems determine the selection of the type of indicator, the averaging
period, and the threshold (see Table 1).</p></caption>
          <?xmltex \igopts{width=412.564961pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/23/2111/2023/nhess-23-2111-2023-f01.png"/>

        </fig>

      <?pagebreak page2120?><p id="d1e1656">The dark grey boxes in Fig. 1 represent decisions regarding time step length
and averaging period, as well as drought threshold and definition of drought events
(minimum length of drought event, pooling of drought events). These
decisions depend on the assumed habituation of people and ecosystems to
certain streamflow conditions (Sect. 3.1 and Table 1). Beige and orange
boxes contain indicators that are expressed in absolute or relative values
and in frequency or probability of occurrence, respectively. Indicators applied
in drought monitoring (CQDI1, low-flow index – LFI, percentiles, SSI, RDPI) or
in the literature (<inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mi>Q</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, cumulative SSI, streamflow deficit anomaly
indicator QDAI) are written in bold. The units of the four indicator types
differ at both level 1 and 2, but indicators can be directly compared when
expressed in units of probability (or frequency) of non-exceedance.</p>
      <p id="d1e1670">Figure 1 shows that drought hazard indicators pertaining to one of the four
indicator types can be transformed between level 1 (magnitude) and level 2
(severity) while still sharing the type-specific conceptual drought
definition. Furthermore, the classification system clarifies that each
indicator type requires a threshold setting either at level 1 or 2. Hence,
the term “threshold-based” applies to any indicator of drought severity,
and it is therefore not a suitable criterion for distinguishing types of
indicators.</p>
      <p id="d1e1673">The differentiation of indicator types can be ambiguous. For instance,
standardized and percentile-based anomaly indicators are subsumed in Fig. 1
(column 2), although there is a minor conceptual difference between them as
highlighted by Tijdeman et al. (2020). While standardized indicators show
the non-exceedance probability enabling extrapolation, empirical percentiles
represent the historical non-exceedance frequency within the boundaries of
observations. We account for this aspect by including the terms frequency
and probability in Fig. 1.</p>
      <p id="d1e1676">On the other hand, volume-based and standardized or percentile-based anomaly
indicators are presented as different indicator types, although they can be
based on the same conceptual drought definition if equivalent thresholds are
applied. If Q80 is used as a threshold for CQDI1 and <inline-formula><mml:math id="M81" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.84</mml:mn></mml:mrow></mml:math></inline-formula> for cumulative SSI1
(corresponding to the 20th percentile for cumulative EP1 and a return
period of 5 years), both indicators capture the same drought signal.
Differences between the drought signals are then attributable to the
computational methods for the standardization of streamflow. Analyzing the
sensitivity of SSI1 to different parametric and nonparametric
standardization methods in European river basins, Tijdeman et al. (2020)
revealed considerable differences in computed SSI1 among seven probability
distributions (and two fitting methods) and five nonparametric methods. A
major difference between volume-based and standardized indicators is that
the former detect absolute drought deficits and the latter relative drought
deficits. This can result in different frequency values for the same drought
event.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Similarities and discrepancies in SDHIs as quantified by a global
hydrological model</title>
      <p id="d1e1698">The objective of this section is to identify which of the SDHIs presented in
Table 1 can be meaningfully quantified at the global scale using WaterGAP
2.2d and which SDHIs are appropriate for monitoring different drought
hazards in large-scale DEWSs. We emphasize that the objective is not a
drought impact assessment, which is beyond the scope of this study. We want
to show how the conceptual discrepancies and similarities between SDHIs
(Sect. 3), which are of a general nature and apply to any month of the
reference period, are translated into global-scale hazard indicators and how
these indicators should be interpreted by end users of a large-scale DEWS.
The indicators are illustrated in global maps for 2 example months
capturing known drought events in Europe (July 2003) and South Africa
(September 1993), two regions that are characterized by different streamflow
regimes and assumed habituation. Following the classification of Table 1,
SDHIs are differentiated by drought magnitude (Figs. 2 and S3) and drought
severity, the latter either expressed as volume-based anomaly or deficit
(Figs. 3 and S4) or as frequency of non-exceedance (denoted with the suffix
“_f”) (Figs. 5 and S5). In addition, CQDI1(Q80) and
CQDI1(Q80-HS) are compared at the global scale with respect to drought
occurrence during the whole reference period (Fig. 4). SDHIs are further
illustrated for four selected gauging stations with different streamflow
regimes and assumed vulnerabilities of the risk system to streamflow
anomalies (Figs. 6, S2, and S6). These include two stations with low
interannual streamflow variability (Danube River at Hofkirchen, Germany, with
probably low vulnerability and Angara River at Boguchany, Russia, with possibly higher vulnerability) and two stations with high interannual
variability (White River near Oacoma, US, with probably low vulnerability and
Orange River at Vioolsdrif, South Africa, with possibly higher vulnerability).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e1703">Magnitude of drought hazard (level 1 in Fig. 1): non-cumulative
anomaly in July 2003 as indicated by SSI1 <bold>(a)</bold>, RQDI1 <bold>(b)</bold>, EP1 <bold>(c)</bold>, and SSI12
<bold>(d)</bold> for the reference period 1986–2015. For the standardized indicators and
EP1, the <inline-formula><mml:math id="M82" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> scores and the corresponding frequencies of non-exceedance and
return periods are shown. In the blue grid cells in <bold>(c)</bold>, drought
identification is not possible with EP1, since Q80 and <inline-formula><mml:math id="M83" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> are zero. The notation “nc” indicates
not computable.</p></caption>
        <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/23/2111/2023/nhess-23-2111-2023-f02.jpg"/>

      </fig>

<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>SDHIs based on empirical percentiles or standardized streamflow</title>
      <p id="d1e1749">EP1 patterns (Fig. 2c for July 2003 and Fig. S3c for September 1993) are very
similar to SSI1 (Fig. 2a and S3a) since both indicators are based on the
same conceptual drought definition (Sect. 3.1). Both indicators generally
identify the same drought regions. However, drought classes differ in many
regions of the world, with EP1 indicating both higher and lower drought
magnitude. For instance, in eastern France, EP1 indicates a higher drought
magnitude class in July 2003 (return period RP <inline-formula><mml:math id="M84" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 20 years) than
SSI1 (RP <inline-formula><mml:math id="M85" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 10 years) and vice versa in southern Germany.
In September 1993, SSI1 indicates a higher drought hazard than EP1 for the
Orange River along the Namibia–South Africa border, but a lower hazard in a
few grid cells in central South Africa and Lesotho. These differences can be
attributed to the fitting of the gamma distribution in the case of SSI1 and
the assignment of the maximum rank among tied values within a streamflow
sample in the case of EP1 (Sect. 2.3.3).</p>
      <p id="d1e1766">Comparing SSI1 with empirical percentiles, Tijdeman et al. (2020) identified
several advantages and limitations for both indicators. SSI1 has the
disadvantage that for different streamflow regimes, different parametric
probability distributions would be required to achieve the best fit, which
reduces consistency at the global scale. In this study, the gamma
distribution showed the best fit among 23 parametric probability
distributions for most grid cells and was<?pagebreak page2121?> applied in each month and grid
cell. Of course, using only one distribution for the whole globe results in
poorly fitting distributions for some cells and months (Tijdeman et al.,
2020). Grid cells where gamma fitting was rejected in the calendar months
July and September based on the KS test (Sect. 2.3.1) are shown in grey in
Figs. 2a and S3a (18 % of all grid cells excluding Greenland). EP1 does
not require fitting of a distribution and can therefore be computed in more
grid cells than SSI1. Only if a sample includes more zero flows than the
selected threshold is drought identification not possible (blue grid cells
in Figs. 2c). On the other hand, if Q80 is zero and the current streamflow
exceeds zero, it is possible to define the current month as not a
drought month (shown in beige in Fig. 2a and c). EP1 has the disadvantage
that it only allows the quantification of the historical non-exceedance
frequency within the reference period, while probabilistic information, for
example on extreme events such as a 100-year drought, cannot be derived
(Tijdeman et al., 2020). Nonetheless, EP1 seems to be more suitable for a
global-scale DEWS, as the indicator does not entail the possibly large
uncertainties due to the fitting of a probability distribution and can be
computed in more grid cells than SSI1.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>SDHIs assuming habituation to mean streamflow or interannual variability of streamflow</title>
      <p id="d1e1778">With percentile-based indicators (e.g., EP1, SSI1), risk systems in
different regions are assumed to be equally habituated to a certain
interannual streamflow variability, which is most likely not the case as
interannual variability varies strongly (Fig. A1b). Comparing two regions
with high and low interannual variability, the same streamflow percentile or
<inline-formula><mml:math id="M86" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> score corresponds to a much higher relative deviation from mean calendar
month streamflow (RQDI1) if interannual variability is high. For instance,
at the Orange River and White River with high interannual variability (Fig. S2), SSI1 values below <inline-formula><mml:math id="M87" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.84</mml:mn></mml:mrow></mml:math></inline-formula> (RP <inline-formula><mml:math id="M88" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 5 years) always correspond to
RQDI1 values below <inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">70</mml:mn></mml:mrow></mml:math></inline-formula> % and <inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">60</mml:mn></mml:mrow></mml:math></inline-formula> %, respectively. At the Danube River
and Angara River (Fig. S2) (low interannual variability), RQDI1 of <inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %
is (almost) never reached, while maximum SSI1 values are higher than at the
Orange River and White River. Hence, SSI1 might underestimate drought
magnitude if interannual variability is high, especially for vulnerable
systems.</p>
      <p id="d1e1836">At the global scale, RQDI1 (Figs. 2b and S3b) identifies most of the drought
hotspots as indicated by EP1 (Figs. 2c and S3c), although the relative
levels of magnitude differ. These differences correspond well to the
interannual streamflow variability depicted in Fig. A1b. Drought hotspots
according to EP1 in regions with low interannual variability<?pagebreak page2122?> (parts of North
America, northern Europe, northern Russia) only show moderate relative
streamflow deviations by global comparison. This is because RQDI1 values of
<inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> % or lower are never reached in these regions, as illustrated at
the Danube and Angara stations (see above). Here, RQDI1 might underestimate
drought magnitude. On the other hand, in regions with high interannual
variability (e.g., large parts of Africa, central Asia, western US), both
drought magnitude and the affected area are larger according to RQDI1. Here,
RQDI1 can draw attention to potential drought impacts in regions with higher
suspected vulnerability (e.g., southern Africa) that would otherwise be
overlooked using EP1 or SSI1. In regions where people are probably well
accustomed to the interannual variability of streamflow (e.g., western
US), RQDI1 is less suited than EP1 to indicate drought magnitude. At the
severity level, regions with low interannual variability are excluded using
CRQDI1(<inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)_f (Figs. 4d and S5d) due to the low threshold
of <inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> % (grid cells in light grey).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e1871">Severity of drought hazard (level 2 in Fig. 1): cumulative deficit
in July 2003 since the onset of a drought event as indicated by CQDI1(Q80) <bold>(a)</bold>,
CQDI6(Q80) <bold>(b)</bold>, CQDI1(WUs) <bold>(c)</bold>, and CQDI1(WUs-EFR) <bold>(d)</bold> for the reference
period 1986–2015. Grid cells with a deficit of zero are shown in beige.
Values larger than zero and below 0.1 are shown in green. A value of 0.1,
for example, denotes that the current cumulative deficit is equivalent to
10 % of mean annual streamflow (MAQ). WUs: mean annual surface water
withdrawals.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/23/2111/2023/nhess-23-2111-2023-f03.jpg"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><?xmltex \def\figurename{Figure}?><label>Figure 4</label><caption><p id="d1e1895">Comparison of CQDI1(Q80) and CQDI1(Q80-HS) in the reference period
1986–2015: percent of months in drought based on CQDI1(Q80) <bold>(a)</bold> and the
increase due to the “HS method” in percent points <bold>(b)</bold>. Both indicators
allow an existing drought to continue in months in which Q80 and the current
streamflow <inline-formula><mml:math id="M95" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> are zero. The HS method additionally facilitates drought
prolongation in months with Q80 <inline-formula><mml:math id="M96" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0 if <inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:mi>Q</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>. Neither indicator
allows a drought to begin in months with Q80 <inline-formula><mml:math id="M98" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0. Drought prolongation in
the case of Q80 <inline-formula><mml:math id="M99" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0 is only possible if a streamflow deficit was computed in
at least 2 antecedent months with Q80 <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> (2mc, Sect. 2.3.2). In
<bold>(a)</bold>, the fraction of drought months is reduced to <inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> % if
1-month droughts are ignored (2mc). In grid cells with 0 % in <bold>(a)</bold>, Q80
is either always zero, or the few calendar months with Q80 <inline-formula><mml:math id="M102" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 0
result in 1-month droughts only. The fraction can be increased to
<inline-formula><mml:math id="M103" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 20 % in the case of drought pooling (2mc) or in the case of
drought prolongation if Q80 <inline-formula><mml:math id="M104" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0. MAQ: mean annual streamflow.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/23/2111/2023/nhess-23-2111-2023-f04.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>SDHIs taking into account human water use and EFR</title>
      <p id="d1e2007">The water deficit indicators CQDI1(WUs) and CQDI1(WUs-EFR) (Figs. 3c, d and
S4c, d) define drought as “less water than needed” as opposed to the
anomaly indicator CQDI1(Q80) (Figs. 3a and S4a) indicating “less water than
normal” (or rather less water in a certain month than in 80% of the
years). Consequently, the spatial pattern of the former is very different
from CQDI1(Q80) patterns. For instance, the drought event in 2003 in central
and eastern Europe (Fig. 3) identified by CQDI1(Q80) is not indicated by
CQDI1(WUs), while the latter shows an additional drought hazard in the
northern part of South Africa (Fig. S4). This is because CQDI1(WUs) strongly
depends on surface water stress, which is generally low in Europe and high
in South Africa (Fig. A1c). The spatial patterns of CQDI1(WUs) correlate
well with Fig. A1c, comparing human water demand for surface water as a
fraction of mean streamflow. CQDI1(WUs-EFR) additionally considers the
environmental flow requirement (EFR) computed as 80% of naturalized mean
calendar month streamflow. Like RQDI1, the indicator thus depends on mean
monthly streamflow, and the spatial pattern corresponds well to the map of
interannual variability (Fig. A1b). A comparison between CQDI1(WUs) and
CQDI1(WUs-EFR) shows that only in a few regions is human water demand the
dominant component determining the water deficit. In most regions, EFR leads
to high cumulative deficits even if seasonal human water demand is small
(<inline-formula><mml:math id="M105" display="inline"><mml:mo lspace="0mm">&lt;</mml:mo></mml:math></inline-formula> 10 % of available streamflow, Fig. A1c). CQDI1(WUs-EFR) is the
only indicator in this study that explicitly takes into account the health
of the river ecosystem, an aspect that should be included in a global-scale
DEWS. Alternatively, the cumulative anomaly deficit indicator (QDAI) (Popat
and Döll, 2021), considering EFR based on a similar approach, can inform
decision-makers and water users about the drought hazard for water supply.
In strongly altered flow regimes, wherein simulated anthropogenic monthly
streamflow (Qant) is always below 80 % of mean monthly naturalized
streamflow (Qnat), time series of CQDI1(WUs-EFR) are continuously
increasing, and it is not possible to distinguish drought events. In such
cases, it is more meaningful to set EFR to 80 % of mean monthly Qant,
implying that the altered flow regime is the “new normal” (see also Table 1).</p>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>SDHIs for reservoir management or water users with access to reservoirs</title>
      <p id="d1e2025">In large-scale hydrological modeling, it is very difficult to accurately
simulate how human-made reservoirs affect water availability, i.e., how they
impact downstream streamflow and how reservoir storage varies in time.
Therefore, it is more informative to use time series of reservoir inflow
(streamflow data) instead of reservoir storage for assessing drought hazard
for these risk systems. For water users that depend on large reservoirs,
streamflow deficits during the low-flow months are not relevant, since
reservoirs can store water from the high-flow season. Hence, drought
magnitude should be assessed using SDHIs with longer averaging periods that
either assume habituation to interannual variability (e.g., SSI12, EP12,
Table 1) or mean annual conditions (RQDI12, Table 1), but not seasonality.
At the four investigated gauging stations (Fig. S2), the relation between
SSI12 and RQDI12 is the same as for SSI1 and RQDI1 (Sect. 4.2). If
interannual variability is high (Orange River and White River), SSI12 values
correspond to much higher RQDI12 values compared to the stations with low
interannual variability (Danube River and Angara River). To obtain drought
severity, these indicators can be cumulated using a suitable threshold. As
described in Sect. 4.2, a threshold of <inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> % for RQDI12 would exclude
regions with low interannual variability, where this value is rarely
reached, and where RQDI12 might underestimate drought magnitude.</p>
      <p id="d1e2038">In addition to these magnitude indicators, the volume-based severity
indicators CQDI1(Q80-HS) and CQDI6(Q80) were assessed. With CQDI1(Q80-HS),
an existing drought is allowed to continue in months in which the calendar
month Q80 is zero, even if streamflow <inline-formula><mml:math id="M107" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> exceeds zero. In contrast,
CQDI1(Q80) only allows a drought to continue if Q80 and <inline-formula><mml:math id="M108" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> are zero. A
comparison of the two indicators (Fig. 4) reveals that the impact of the HS
method is rather small at the global scale but can be relevant at the
regional scale. Figure 4a depicts the fraction of drought months as a
percentage of all 360 months during the reference period as indicated by
CQDI1(Q80). Using Q80 as a threshold implies that the time series should be in
drought 20 % of the time. The fact that this percentage is often reduced
and sometimes increased can be attributed to the 2-month criterion (Sect. 2.3.2) (1-month droughts are ignored, and several droughts are pooled) and
to drought prolongation if Q80 and <inline-formula><mml:math id="M109" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> are zero. The HS method leads to an
increase in drought<?pagebreak page2123?> months by up to 3 percent points (corresponding to 11
out of 360 months) in 6 % of all grid cells, e.g., parts of India,
Pakistan, Afghanistan, Iran, and the western US, all of which are regions
with highly seasonal streamflow regimes (Fig. 4b). Larger increases of up to
12 percent points are only computed in 0.4 % of all grid cells. Hence, the
additional information value of CQDI1(Q80-HS) in a large-scale DEWS would be
small. Instead, CQDI variants with longer averaging periods like CQDI6(Q80)
(Figs. 3b and S4b) are more suitable for assessing risk systems with
reservoirs. The time series of CQDI6(Q80) at the four gauging stations (Fig. S2) illustrate how the maximum drought severity is shifted by 1 month or
more compared to CQDI1(Q80), reflecting the fact that a reservoir storage requires
several months of “normal” streamflow to be replenished.</p>
</sec>
<sec id="Ch1.S4.SS5">
  <label>4.5</label><title>Range of drought severity as quantified by the various SDHIs</title>
      <?pagebreak page2124?><p id="d1e2070">A direct comparison between different severity indicators is possible when
the time series of drought severity are transformed into frequency of
non-exceedance. Figures 5 and S5 depict the probability (frequency) of
non-exceedance <inline-formula><mml:math id="M110" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> of drought severity in July 2003 and September 1993,
respectively, between four CQDI1 variants, the cumulative relative deviation
CRQDI1 with a threshold of <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %, and the cumulative empirical percentile
CEP1 with a threshold of 20 %. The indicators are denoted with the suffix
“f” for frequency. A <inline-formula><mml:math id="M112" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> value of 0.7, for example, indicates a high drought
hazard, with the severity up to July 2003 being higher than the severity of
70 % of all completed drought events in the reference period. In both
example months, the spatial extent of regions with <inline-formula><mml:math id="M113" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula>, i.e.,
severe droughts, is larger according to the indicators that do not assume
habituation to interannual variability (CQDI1(Q50)_f,
CQDI1(WUs)_EFR_f, and
CRQDI1(<inline-formula><mml:math id="M114" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)_f). Spatial patterns of
CQDI1(Q50)_f and CQDI1(WUs-EFR)_f are rather
similar. Correspondence between these two indicators is higher than between
CQDI1(Q50)_f and CQDI1(Q80)_f.
CRQDI1(<inline-formula><mml:math id="M115" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)_f identifies fewer regions with severe
drought status compared to CQDI1(Q50)_f but more regions
compared to CQDI1(Q80)_f.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><?xmltex \def\figurename{Figure}?><label>Figure 5</label><caption><p id="d1e2132">Probability of non-exceedance of drought events (level 2 in Fig. 1) in July 2003 for the cumulative indicators CQDI1(Q80)_f
<bold>(a)</bold>, CEP1(20 %)_f <bold>(b)</bold>, CQDI1(Q50)_f <bold>(c)</bold>,
CRQDI1(<inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)_f <bold>(d)</bold>, CQDI1(WUs-EFR)_f <bold>(e)</bold>,
and CQDI6(Q80)_f <bold>(f)</bold> for the reference period 1986–2015. A
value of 0.8, for example, indicates that the cumulative anomaly or deficit,
i.e., the severity up to this month, is higher than the severity of 80 %
of all drought events in the reference period. The probability of
non-exceedance was not computed for grid cells shown in light grey, where
fewer than six drought events were computed in the reference period (Sect. 2.4). The notation “nc” stands for “not computable”.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/23/2111/2023/nhess-23-2111-2023-f05.png"/>

        </fig>

      <p id="d1e2170">Spatial patterns of CQDI1(Q80)_f (Figs. 5a and S5a) and
CEP1(20 %)_f (Figs. 5b and S5b) are very similar, since
they are based on the same drought concept. Nonetheless, small differences
occur in all identified drought hotspots, which can be explained by the fact
that the former quantifies absolute and the latter relative streamflow
anomalies per calendar month, leading to a different ranking of low-flow and
high-flow droughts during the reference period. This relation is illustrated
for the Danube gauging station in Fig. 6 and for the other three
investigated stations in Fig. S6. Although CEP1(20 %) (in units of
cumulative percent) and CQDI1(Q80) (in units of mean annual streamflow)
capture the same drought signal at the four stations, the relative levels
among the drought events differ. In Fig. 6, the three most severe droughts
according to CQDI1(Q80) are the drought events in 1998, followed by 2014 and
2003. In contrast, the 2003 drought, which occurred mainly during the
low-flow period (August to November), has the second-highest severity
according to CEP1(20 %). The high-flow drought from March to May 2011, on
the other hand, has a lower severity rank according to CEP1(20 %). The
differences are more pronounced with higher seasonal variability (Orange
River and White River, Fig. S6) but almost negligible if seasonality is
very low (Angara River, Fig. S6). Consequently, in a large-scale DEWS,
CEP1(20 %) appears to be more suitable in regions where the risk system is
more vulnerable to low-flow droughts than to high-flow droughts. These
differences would not occur if volume-based monthly streamflow deficits were
normalized using mean monthly streamflow. They only occur if they are either
not normalized (e.g., the low-flow index – LFI, Cammalleri et al., 2016a) or
normalized against mean annual streamflow volume (e.g., van Loon et al., 2014, and all CQDI1 variants in this paper).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><?xmltex \def\figurename{Figure}?><label>Figure 6</label><caption><p id="d1e2176">Drought severity per month during the reference period 1986–2015
at the Danube River, Hofkirchen, Germany, as indicated by CQDI1(Q80) (blue)
and CEP1(20 %) (red). MAQ: mean annual streamflow.</p></caption>
          <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/23/2111/2023/nhess-23-2111-2023-f06.png"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Recommendations for SDHIs in continental and global DEWSs</title>
      <p id="d1e2195">Continental and global DEWSs, which encompass near-real-time monitoring as
well as seasonal forecasts, aim to provide information about drought hazards for diverse
risk systems, which are characterized by different risk bearers (e.g., human
water supply, river ecosystems), habituation, streamflow regimes, and water
storage capacities. Therefore, a large-scale DEWS should provide data for a
rather large number of drought hazard indicators together with a clear
description of suitability for different risk systems including the
underlying assumptions about habituation (or adaptation) of the risk bearer
to the streamflow regime (Sect. 3.1). Then, end users can select and combine
several drought hazard indicators that are most informative. Table 2 lists
the SDHIs that should be provided by large-scale DEWSs, differentiating three
risk groups and three main types of habituation. In a DEWS, drought
magnitude indicators should be clearly differentiated from drought severity
indicators (Sect. 3.2), and the specific suitability of each SDHI for
different risk systems should be explained comprehensively.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e2201">SDHIs for human water supply and river ecosystems that should be
provided by large-scale DEWSs for different risk groups. <italic>Italic font</italic>: indicator assumes
habituation to a certain degree of interannual variability (see Fig. A1b).
<bold>Bold font</bold>: indicator assumes the ability to fulfill seasonally varying
demand for surface water abstractions and environmental flow. Normal font:
indicator assumes habituation to a certain reduction from mean monthly
streamflow, and it is likely suitable for highly vulnerable systems with
high interannual streamflow variability. All indicators assume habituation
to the seasonality of streamflow.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="130pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="130pt"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="180pt"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Risk group</oasis:entry>
         <oasis:entry colname="col2">Indicators of</oasis:entry>
         <oasis:entry colname="col3">Indicators of</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">drought magnitude<inline-formula><mml:math id="M158" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">drought severity</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Water users without access to large reservoirs and river ecosystems</oasis:entry>
         <oasis:entry colname="col2"><italic>Return period based on EP1</italic><inline-formula><mml:math id="M159" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>RQDI1<inline-formula><mml:math id="M160" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><italic>CQDI1(Q80)</italic><inline-formula><mml:math id="M161" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula>, <italic>CQDI1(Q80)</italic>_<italic>f</italic><inline-formula><mml:math id="M162" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?> <italic>with streamflow deficit</italic><inline-formula><mml:math id="M163" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula><italic>Q80</italic><inline-formula><mml:math id="M164" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?> <italic>CEP1</italic>(<italic>20</italic> %)_<italic>f</italic><inline-formula><mml:math id="M165" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">7</mml:mn></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?> <italic>with percentile deficit</italic><inline-formula><mml:math id="M166" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula><italic>P20 - EP1</italic><inline-formula><mml:math id="M167" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>CRQDI1(<inline-formula><mml:math id="M168" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)_f<inline-formula><mml:math id="M169" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">8</mml:mn></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>with percent deficit<inline-formula><mml:math id="M170" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M171" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> % – RQDI1<inline-formula><mml:math id="M172" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?> <bold>CQDI1(WUs-EFR)</bold><inline-formula><mml:math id="M173" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">9</mml:mn></mml:msup></mml:math></inline-formula>, <bold>CQDI1(WUs-EFR)</bold>_<bold>f</bold><inline-formula><mml:math id="M174" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">10</mml:mn></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?> <bold>with water deficit</bold><inline-formula><mml:math id="M175" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi mathvariant="bold">m</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="bold">y</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M176" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <bold>WUs</bold><inline-formula><mml:math id="M177" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="bold">m</mml:mi></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M178" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> <bold>EFR</bold><inline-formula><mml:math id="M179" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="bold">m</mml:mi></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M180" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold">Q</mml:mi><mml:mrow><mml:mi mathvariant="bold">m</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="bold">y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Water users who have access to or are downstream of large reservoirs</oasis:entry>
         <oasis:entry colname="col2">Same as in first row but with averaging periods of 6 and 12 months</oasis:entry>
         <oasis:entry colname="col3">Same as in first row but with averaging periods of 6 and 12 months</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Reservoir managers<inline-formula><mml:math id="M182" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Same as in first row but with averaging periods of 1, 6, and 12 month(s)</oasis:entry>
         <oasis:entry colname="col3">Same as in first row but with averaging periods of 1, 6, and 12 month(s)</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e2210"><inline-formula><mml:math id="M117" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula> In regions with (suspected) poor quality of hydrological model
output, analysis of SPEI6 and SPEI12 is suggested in addition to SDHIs.
<inline-formula><mml:math id="M118" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> Reservoir managers should be informed to consider SDHIs of
the grid cells that represent inflow into the reservoir.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M119" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> <italic>EP1</italic>: empirical streamflow percentile per calendar month with an averaging period of 1 month, with <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>&lt;</mml:mo></mml:mrow></mml:math></inline-formula> EP1 <inline-formula><mml:math id="M121" display="inline"><mml:mo>≤</mml:mo></mml:math></inline-formula> 100 %. EP1
expresses the frequency of non-exceedance of the current streamflow. The
return period, in years, is computed as 100 <inline-formula><mml:math id="M122" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> EP1. The lower the EP1 and the
higher the return period, the higher the drought hazard.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M123" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:math></inline-formula> RQDI1: relative deviation of monthly streamflow from mean calendar
month streamflow (MMQ) in percent. It is calculated as the difference
between monthly streamflow and the respective MMQ, which is then divided by
MMQ. The indicator is not computable in months with MMQ <inline-formula><mml:math id="M124" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M125" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula> <italic>CQDI1(Q80)</italic>: cumulative volume-based streamflow deficit with an averaging period
of 1 month divided by mean annual streamflow. A deficit occurs if monthly
streamflow <inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> falls below Q80<inline-formula><mml:math id="M127" display="inline"><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub></mml:math></inline-formula> (the 20th percentile) of the
long-term calendar month streamflow. Monthly deficits are accumulated for
all drought months to obtain severity. A drought event starts with at least
2 consecutive months with a deficit, and it ends (deficit set to zero) if
there are 2 consecutive months without a deficit (2mc: 2-month
criterion). Any streamflow surplus over Q80 in a single month between 2
deficit months does not decrease the cumulative deficit. To address flow
intermittency, an existing drought continues during months in which both Q80
and the current streamflow are zero. If Q80 <inline-formula><mml:math id="M128" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0 and the current streamflow
exceeds zero, the drought event ends. Hence, a drought can be prolonged, but
never begin, in calendar months with Q80 <inline-formula><mml:math id="M129" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0. The indicator is expressed in
units of mean annual streamflow.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M130" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula> <italic>CQDI1(Q80)_f</italic>: the frequency of non-exceedance of drought events of a certain
severity as quantified by CQDI1(Q80), with values between 0 and 1. A high
frequency value indicates a high drought hazard. First, the partial duration
series of drought events is derived based on the severities of all drought
events of the reference period. Grid cells with fewer than six drought events
are excluded. Second, the frequency of non-exceedance is quantified using
the exponential cumulative distribution function. Preferably, the indicator
should be expressed as the return period <inline-formula><mml:math id="M131" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 1/(<inline-formula><mml:math id="M132" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>(1-CQDI1(Q80)_f)), with <inline-formula><mml:math id="M133" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> as the average number of
drought events per year during the reference period.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M134" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">7</mml:mn></mml:msup></mml:math></inline-formula> <italic>CEP1(20 %)_f</italic>: the frequency of non-exceedance of drought events of a certain
severity (see above) as quantified by the cumulative percentile-based
anomaly CEP1(20 %). The monthly percentile deficit is computed by
subtracting the current streamflow percentile EP1<inline-formula><mml:math id="M135" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> from the
percentile threshold P20. Like CQDI1(Q80), CEP1(20 %) allows an existing
drought event to continue during months in which both Q80 and the current
streamflow are zero. The 2mc is also applied. As the unit of CEP1(20 %)
(cumulative percent) is not informative, the indicator should be provided in
frequency of non-exceedance or preferably as the return period <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>/(<inline-formula><mml:math id="M137" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>(1-CEP1(20 %)_f)), with <inline-formula><mml:math id="M138" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> as the
average number of drought events per year during the reference period.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M139" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">8</mml:mn></mml:msup></mml:math></inline-formula> CRQDI1(<inline-formula><mml:math id="M140" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)_f: the frequency of non-exceedance of
drought events of a certain severity (see above) as quantified by the
cumulative relative streamflow deviation CRQDI1(<inline-formula><mml:math id="M141" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %). The monthly
percentile deficit is computed by subtracting the relative deviation of the
current month RQDI1<inline-formula><mml:math id="M142" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> from the threshold <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %. Months with MMQ <inline-formula><mml:math id="M144" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0,
for which the relative deviation is not computable, are defined to end a drought
event assuming that people are habituated to zero streamflow in this month.
The 2mc is also applied. As the unit of CRQDI1(<inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %) (cumulative percent)
is not informative, the indicator should be provided in frequency of
non-exceedance or preferably the return period <inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> 1/(<inline-formula><mml:math id="M147" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>(1-CRQDI1(<inline-formula><mml:math id="M148" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)_f)), with <inline-formula><mml:math id="M149" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> as the average number
of drought events per year during the reference period.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M150" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">9</mml:mn></mml:msup></mml:math></inline-formula> <bold>CQDI1(WUs-EFR)</bold>: cumulative, volume-based water deficit with an
averaging period of 1 month divided by mean annual streamflow. It is
computed like CQDI1(Q80) but using the threshold mean monthly potential
surface water abstraction WUs<inline-formula><mml:math id="M151" display="inline"><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub></mml:math></inline-formula> plus environmental flow requirement
(EFR<inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi>m</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> per calendar month. EFR is assumed to be 80 % of mean monthly
naturalized streamflow Qnat per calendar month. As EFR might never be
fulfilled in the case of strongly altered streamflow regimes, Qnat can be
replaced by Qant, implying that the river ecosystem has adapted to the
altered streamflow conditions. WUs represents the water demand from surface water
bodies. The indicator is not computed in grid cells where mean annual WUs in
the reference period is zero (approx. 9 % of all grid cells excluding
Greenland). The indicator is expressed in units of mean annual streamflow.<?xmltex \hack{\break}?>
<inline-formula><mml:math id="M153" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">10</mml:mn></mml:msup></mml:math></inline-formula> <bold>CQDI1(WUs-EFR)</bold>_<bold>f</bold>: the frequency of non-exceedance of
drought events of a certain severity (see above) as quantified by
CQDI1(WUs-EFR). The indicator should be expressed as the return period <inline-formula><mml:math id="M154" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
<inline-formula><mml:math id="M155" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1/(<inline-formula><mml:math id="M156" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>(1-CQDI1(WUs-EFR)_f)), with <inline-formula><mml:math id="M157" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> as the
average number of drought events per year during the reference period.</p></table-wrap-foot><?xmltex \gdef\@currentlabel{2}?></table-wrap>

      <p id="d1e3046">To assess drought magnitude, we recommend using empirical percentiles and relative
deviations to cover risk systems that are either habituated to a certain
degree of interannual variability or to a certain reduction to mean calendar
month streamflow. An averaging period of 1 month is suitable for river
ecosystems and water users without access to large reservoirs, who depend on
the currently available streamflow. Longer averaging periods of 6 or 12 months are suitable for people who have access to or are downstream of reservoirs
that are replenished during high-flow periods and that can alleviate short
periods of below-normal streamflow. For reservoir managers, EP and RQDI with
short and longer averaging periods (1, 6, and 12 months) are recommended for
monitoring current reservoir inflow anomalies as well as reservoir storage
anomalies (with different averaging periods depending on the storage
capacity of the reservoir). Due to model uncertainties, time series of
reservoir storage as simulated by WaterGAP should not be used for drought
assessment. Importantly, reservoir managers should only consider SDHIs of
the grid cells that represent inflow into the reservoir. This also applies if
drought hazard for large lakes is analyzed by SHDIs.</p>
      <p id="d1e3050">We favor empirical percentiles (EP) over SSI as the former are more
transparent to end users of a DEWS and do not entail uncertainties due to
the fitting of a probability distribution. Moreover, application of one
selected probability distribution function at large scales will always
exclude many grid cells where the fitting is not possible. Here, other
methods such as empirical percentiles would be required in any case.
Expressing percentiles as a return period (in years) may further increase the
transparency of EP as end users are accustomed to quantifying flood hazards
by return periods. If the current streamflow is lower than the 30 values of
the reference period, EP would only indicate a return period <inline-formula><mml:math id="M183" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 30 years (or a <inline-formula><mml:math id="M184" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> score below <inline-formula><mml:math id="M185" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.83</mml:mn></mml:mrow></mml:math></inline-formula>), while SSI would indicate an extrapolated
value, albeit with high uncertainty (Tijdeman et al., 2020). Hence, 40
reference years should be used, if possible, to differentiate severe and
extreme droughts with return periods of up to 40 years (equivalent to <inline-formula><mml:math id="M186" display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.96</mml:mn></mml:mrow></mml:math></inline-formula>). In addition to the streamflow-based indicators, the standardized
precipitation–potential evapotranspiration index (SPEI) (Vicente-Serrano et
al., 2010) is suggested in regions with (suspected) poor quality of
hydrological model output. Longer averaging periods of 6 and 12 months are
recommended to consider the delayed response of streamflow to below-normal
precipitation and potential evapotranspiration. However, it should be noted
that meteorological indicators have limitations in describing<?pagebreak page2126?> hydrological
drought processes (Haslinger et al., 2014; Blauhut et al., 2016; Laaha et
al., 2017).</p>
      <p id="d1e3091">Drought severity should be assessed with indicators that imply habituation to a
certain degree of interannual variability (CEP(20 %) and CQDI(Q80)), to a
certain reduction from mean monthly streamflow (CRQDI(<inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %)), and to the
ability to fulfill seasonally varying human water demand from surface water
and environmental flow (CQDI(WUs-EFR)). Recommended averaging periods are
the same as for magnitude indicators. With exceptions, we recommend that
drought severity at a certain point in time be expressed in terms of the
probability or frequency of non-exceedance<?pagebreak page2127?> (return period) of a drought event
with such severity. These recommendations also relate to variable types
other than streamflow (precipitation, soil moisture, etc.) and other spatial
scales. In addition, the CQDIs should be provided in units of mean
annual streamflow. CRQDI1(<inline-formula><mml:math id="M188" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %) is preferred over CQDI1(Q50), which is
based on a similar assumption about habituation since percent deviations are
often applied in climate change impact studies and may thus be easier to
grasp. Moreover, CQDI1(WUs-EFR) is preferred over CQDI1(WUs) since the
environmental component of water demand should be considered in a DEWS.
Regarding the percentile-based indicators CEP1(20 %) and CQDI1(Q80 %),
the problem of flow intermittency is overcome by allowing an existing
drought to continue during months in which Q80 and the current streamflow are
zero. CEP1 was found to be more sensitive to low-flow droughts than CQDI1,
and it is therefore preferred over the latter if the risk system is more
vulnerable to low-flow droughts than to high-flow droughts. CQDI1(Q80-HS),
conceptualized for risk systems with reservoirs, is not recommended due to
the small impact of the HS criterion (Sect. 2.3.2) at the global scale.</p>
      <p id="d1e3114">According to Stahl et al. (2020), practitioners often use particular
streamflow values rather than anomalies as the trigger for management
actions. These practitioners could use forecasted RQDI1 as provided by the
global-scale DEWS to determine whether this trigger will be reached by
computing streamflow from RQDI1 and observed mean monthly streamflow.</p>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <label>6</label><title>Conclusions</title>
      <p id="d1e3125">This paper presents a new systematic approach for selecting global-scale
streamflow drought hazard indicators (SDHIs) for monitoring drought hazard
for human water supply and river ecosystems in large-scale drought early
warning systems (DEWSs). The methodology replaces the conventional and
imprecise classification into threshold-based and standardized indicators by
a new classification scheme that distinguishes indicators pertaining to four
indicator types by (a) their inherent assumptions about the habituation of
people and the ecosystem to the streamflow regime and (b) their level of
drought characterization, namely drought magnitude and drought severity. The
new scheme facilitates a better understanding of the information value of
drought hazard indicators. It can support the development of a (large-scale)
DEWS as well as water managers who rely on drought hazard indicators for
their decision-making.</p>
      <p id="d1e3128"><?xmltex \hack{\newpage}?>When providing drought hazard information in a global- or continental-scale
DEWS, it is unknown which streamflow characteristics people and river
ecosystems are locally accustomed to, and it is uncertain to what degree
people have access to water stored in reservoirs. The suitability of hazard
indicators is region- and risk-system-specific (Blauhut et al., 2022) and
can only be evaluated with local knowledge about the vulnerability of the
system at risk. Therefore, a large-scale DEWS should provide data for a
rather large number of drought hazard indicators that characterize the
condition of various water flows (streamflow, actual evapotranspiration as a
fraction of potential evapotranspiration) and water storage compartments
(snow, soil, groundwater, lakes). Clear explanations for the end users about
the suitability of drought hazard indicators for specific risk systems need
to be provided in DEWSs. When selecting hazard indicators, we recommend that
end users make their assumptions about the habituation of the risk bearer
explicit before selecting a drought hazard indicator that fits these
assumptions. We suggest that future studies analyze how well these hazard
indicators, in combination with suitable vulnerability and exposure
indicators, can estimate drought impacts in the targeted risk systems at
regional or national scales.</p><?xmltex \hack{\newpage}?>
</sec>

      
      </body>
    <back><app-group>

<?pagebreak page2128?><app id="App1.Ch1.S1">
  <?xmltex \currentcnt{A}?><label>Appendix A</label><title/>

      <?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F7"><?xmltex \currentcnt{A1}?><?xmltex \def\figurename{Figure}?><label>Figure A1</label><caption><p id="d1e3145">Seasonal streamflow variability indicated by the seasonal
amplitude (<inline-formula><mml:math id="M189" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> in calendar month with highest mean monthly <inline-formula><mml:math id="M190" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> minus <inline-formula><mml:math id="M191" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> in
calendar month with lowest mean monthly <inline-formula><mml:math id="M192" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> divided by MMQ – mean monthly <inline-formula><mml:math id="M193" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula>
over all calendar months) <bold>(a)</bold>, interannual streamflow variability indicated
by the average of the 12 calendar month values of (Q20–Q80) <inline-formula><mml:math id="M194" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> Qmean <bold>(b)</bold>, and
average of the 12 calendar month values of WUsmean <inline-formula><mml:math id="M195" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> Qmean <bold>(c)</bold>. All values in
percent.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=284.527559pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/23/2111/2023/nhess-23-2111-2023-f07.png"/>

      </fig>

</app>
  </app-group><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e3219">WaterGAP 2.2d model output data used in this study are available at
<ext-link xlink:href="https://doi.org/10.1594/PANGAEA.918447" ext-link-type="DOI">10.1594/PANGAEA.918447</ext-link> (Müller Schmied et al., 2020).
The WaterGAP 2.2d source code is published at
<ext-link xlink:href="https://doi.org/10.5281/zenodo.6902111" ext-link-type="DOI">10.5281/zenodo.6902111</ext-link> (Müller Schmied et al., 2022). The outputs from this study are
available at <ext-link xlink:href="https://doi.org/10.5281/zenodo.7764879" ext-link-type="DOI">10.5281/zenodo.7764879</ext-link> (Herbert and
Döll, 2023). GRDC monthly streamflow data are available at
<uri>https://portal.grdc.bafg.de/applications/public.html?publicuser=PublicUser#dataDownload/Home</uri> (GRDC, 2019; last access: 6 June 2023).</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e3234">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/nhess-23-2111-2023-supplement" xlink:title="pdf">https://doi.org/10.5194/nhess-23-2111-2023-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e3243">This paper was conceptualized by PD and CH. CH conducted the data
analysis, visualization, and interpretation. The original draft was written
by CH and revised by PD.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e3249">The contact author has declared that none of the authors has any competing interests.</p>
  </notes><notes notes-type="disclaimer"><title>Disclaimer</title>

      <p id="d1e3255">Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.</p>
  </notes><?xmltex \hack{\newpage}?><?xmltex \hack{\vspace*{90.5mm}}?><?xmltex \hack{\noindent}?><ack><title>Acknowledgements</title><p id="d1e3265">We thank the editor and four anonymous referees for their thorough reviews
and helpful suggestions for improving the paper. We thank Eklavyya
Popat for computing the time series of SSI1 and SSI12.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e3270">This research has been supported by the Bundesministerium für Bildung und Forschung (grant no. 02WGR1457B).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e3276">This paper was edited by Anne Van Loon and reviewed by four anonymous referees.</p>
  </notes><ref-list>
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