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  <front>
    <journal-meta><journal-id journal-id-type="publisher">NHESS</journal-id><journal-title-group>
    <journal-title>Natural Hazards and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">NHESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Nat. Hazards Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1684-9981</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/nhess-20-1765-2020</article-id><title-group><article-title>Brief communication: The role of using precipitation or river discharge data when assessing global coastal compound flooding</article-title><alt-title>Difference in assessing global compound flooding based on sea level</alt-title>
      </title-group><?xmltex \runningtitle{Difference in assessing global compound flooding based on sea level}?><?xmltex \runningauthor{E.~Bevacqua et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff4">
          <name><surname>Bevacqua</surname><given-names>Emanuele</given-names></name>
          <email>e.bevacqua@reading.ac.uk</email>
        <ext-link>https://orcid.org/0000-0003-0472-5183</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Vousdoukas</surname><given-names>Michalis I.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2655-6181</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Shepherd</surname><given-names>Theodore G.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Vrac</surname><given-names>Mathieu</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-6176-0439</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Department of Meteorology, University of Reading, Reading, UK</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Joint Research Centre (JRC), European Commission, Ispra, Italy</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Laboratoire des Sciences du Climat et de l'Environnement, CNRS/IPSL, Gif-sur-Yvette, France</institution>
        </aff>
        <aff id="aff4"><label>🏅</label><institution><?xmltex \bgroup\itshape?>Invited contribution by Emanuele Bevacqua, recipient of the Outstanding Student Poster and PICO (OSPP) Award 2018.<?xmltex \egroup?>
    </institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Emanuele Bevacqua (e.bevacqua@reading.ac.uk)</corresp></author-notes><pub-date><day>17</day><month>June</month><year>2020</year></pub-date>
      
      <volume>20</volume>
      <issue>6</issue>
      <fpage>1765</fpage><lpage>1782</lpage>
      <history>
        <date date-type="received"><day>16</day><month>December</month><year>2019</year></date>
           <date date-type="rev-request"><day>9</day><month>January</month><year>2020</year></date>
           <date date-type="rev-recd"><day>11</day><month>May</month><year>2020</year></date>
           <date date-type="accepted"><day>14</day><month>May</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 </copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://nhess.copernicus.org/articles/.html">This article is available from https://nhess.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://nhess.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://nhess.copernicus.org/articles/.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e131">Interacting storm surges and high water runoff can cause compound flooding (CF) in low-lying coasts and river estuaries. The large-scale CF hazard has been typically studied using proxies such as the concurrence of storm surge extremes either with precipitation or with river discharge extremes. Here the impact of the choice of such proxies is addressed employing state-of-the-art global datasets. Although they are proxies of diverse physical mechanisms, we find that the two approaches show similar CF spatial patterns. On average, deviations are smaller in regions where assessing the actual CF is more relevant, i.e. where the CF potential is high. Differences between the two assessments increase with the catchment size, and our findings indicate that CF in long rivers (catchment <inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mi mathvariant="italic">≳</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>–<inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:mn mathvariant="normal">10</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) should be analysed using river discharge data. The precipitation-based assessment allows for considering local-rainfall-driven CF and CF in small rivers not resolved by large-scale datasets.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e177">Compound flooding (CF) happens in low-lying coastal areas due to the interaction of high precipitation runoff and high sea level. The combination of the two hazards can cause larger damages than those caused by either of the hazards in isolation, and recent events have occurred in e.g. Mozambique (2019), Texas (USA, 2017), the Shoalhaven estuary (Australia, 2016), Ravenna (Italy, 2015), Cork (Ireland, 2009), and Lymington (UK, 1999) <xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx41 bib1.bibx20 bib1.bibx6 bib1.bibx27 bib1.bibx17" id="paren.1"/>. Practitioners and the scientific community are becoming more aware of CF risk, and there were several recent studies addressing the phenomenon at local <xref ref-type="bibr" rid="bib1.bibx6 bib1.bibx20 bib1.bibx33 bib1.bibx29" id="paren.2"/> or larger scales <xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx7 bib1.bibx11 bib1.bibx37 bib1.bibx14 bib1.bibx15 bib1.bibx38 bib1.bibx39 bib1.bibx25" id="paren.3"/>. Recent advances in large-scale sea level and river discharge modelling allowed for the generation of sub-daily time series of water levels along the global coastline <xref ref-type="bibr" rid="bib1.bibx35 bib1.bibx26" id="paren.4"/>, thus enabling continental CF assessments <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx7 bib1.bibx11" id="paren.5"/>.</p>
      <p id="d1e195">CF can be the result of different mechanisms depending on the local topography and meteorology. According to <xref ref-type="bibr" rid="bib1.bibx36" id="text.6"/>, CF is possible to occur when (1) the joint occurrence of high river discharge and storm surge in estuarine regions may elevate water levels to a point where flooding is initiated or its impacts are exacerbated; (2) a destructive storm surge, which already caused widespread flooding, is followed by rainfall, as the latter can drive additional flooding, even if it is not an extreme event on its own; and (3) a moderate storm surge occurs which does not directly cause flooding but is high enough to fully block or slow down gravity-fed storm water drainage, and as a result precipitation causes flooding. In addition, CF may occur if (4) precipitation falls on wet soil that is saturated by a preceding storm surge <xref ref-type="bibr" rid="bib1.bibx7" id="paren.7"/>.</p>
      <?pagebreak page1766?><p id="d1e204">Quantifying the actual CF, i.e. the water level resulting from the combination of pluvial or fluvial flooding and high sea level, is challenging. For example, quantifying and interpreting CF in the vicinity of rivers (mechanism 1) requires water level measurements in the river mouth, which are rare, probably because most gauges are installed to monitor either riverine or marine processes <xref ref-type="bibr" rid="bib1.bibx6 bib1.bibx28" id="paren.8"/>. Model-based data are also limited because only recently have modellers started considering CF. Statistical and hydrodynamic modelling approaches integrating fluvial and sea level flooding have been developed and applied recently at the local scale <xref ref-type="bibr" rid="bib1.bibx6 bib1.bibx33 bib1.bibx20 bib1.bibx18" id="paren.9"/>; however, at a large scale, these approaches are only now being developed. Similarly, the explicit study of the actual CF water level due to pluvial flooding and storm surges (mechanisms 2-4) has not received much attention so far, to our knowledge, which may also be due to the scarcity of data. Thus, to gain information on the CF hazard at the regional, continental, or global scales, scientists usually employ proxies of flood hazard, e.g. the probability of potential CF <xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx37 bib1.bibx36 bib1.bibx11 bib1.bibx28" id="paren.10"/>. Quantifying potential CF, under the present or future climate, is useful, as it allows for identifying potential hotspots of CF hazard. Then, more detailed assessments of the local CF risk can be carried out at such hotspots, using computationally intensive methodologies that integrate all the hydrological and meteorological sources of flooding and their physical interaction <xref ref-type="bibr" rid="bib1.bibx36" id="paren.11"/>.</p>
      <p id="d1e219">The large-scale assessment of potential CF includes the analysis of the probability (or return periods) of concurring extreme values of CF drivers. Two main approaches exist, focussing, respectively, on the analysis of the probability of concurring high values of sea level and river discharge or of sea level and precipitation. Through considering river discharge, the first approach takes into account CF in estuaries and deltas, i.e. serving as a proxy of CF mechanism 1. The second approach, based on the analysis of accumulated precipitation around the coast when the high sea levels occur, can represent CF due to local precipitation extremes, i.e. related to mechanisms 2, 3, and 4. Given that precipitation is among the main drivers of river discharge, the two proxies are correlated to a certain extent, and the use of precipitation can thereby allow for quantifying CF potential also in certain river estuaries. However, the correlation between the two proxies can be sometimes poor, especially in locations where river discharge is strongly influenced by other factors such as snowmelt, evaporation, and accumulated precipitation over previous weeks or months <xref ref-type="bibr" rid="bib1.bibx9" id="paren.12"/>.</p>
      <p id="d1e226">Given the scarcity and heterogeneous distribution of in situ data <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx11 bib1.bibx39" id="paren.13"/>, scientists have started to employ model data – of river discharge, storm surge, and precipitation – to assess the large-scale potential CF hazard <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx7 bib1.bibx39 bib1.bibx11 bib1.bibx39 bib1.bibx28 bib1.bibx8" id="paren.14"/>. Against the foregoing background, the present study aims to assess whether a precipitation-based large-scale CF assessment can be used as a surrogate for potential CF in estuaries at the large-scale. To that end we use coherent global model datasets of storms surges <xref ref-type="bibr" rid="bib1.bibx35" id="paren.15"><named-content content-type="pre">including wave effects;</named-content></xref>, precipitation <xref ref-type="bibr" rid="bib1.bibx5" id="paren.16"/>, and river discharge <xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx13" id="paren.17"/> and conduct a first global comparison of the results obtained through the two approaches, keeping all the other methodological aspects identical.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Data</title>
      <p id="d1e254">We analyse the period 1979–2015. We consider river discharge daily maxima from a publicly available global dataset <xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx11" id="paren.18"/>, which includes coastal catchments larger than 1000 km<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>. The dataset was the result of hydrological model simulations forced with temperature and potential evaporation derived from ERA-Interim (European Centre for Medium-Range Weather Forecasts Reanalysis) and with precipitation from the MSWEPv1.2 dataset <xref ref-type="bibr" rid="bib1.bibx11" id="paren.19"><named-content content-type="pre">Multi-Source Weighted-Ensemble Precipitation;</named-content></xref>. The latter is obtained by merging gauge, satellite, and reanalysis data (including ERA-Interim); more information can be found in <xref ref-type="bibr" rid="bib1.bibx5" id="text.20"/>.</p>
      <p id="d1e277">Precipitation is taken from the same MSWEPv1.2 dataset used to simulated river discharges and consists of daily data over a 0.25<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> grid. On each day we consider accumulated precipitation amounts within a 3 d centred window. This enables us to account for precipitation occurring just before and after midnight of the storm surge day <xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx23" id="paren.21"/> and to consider different mechanisms causing CF <xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx7" id="paren.22"/>.</p>
      <p id="d1e295">Storm surges and waves were simulated with the hydrodynamic model D-Flow Flexible Mesh <xref ref-type="bibr" rid="bib1.bibx34 bib1.bibx35" id="paren.23"><named-content content-type="pre">D-Flow FM;</named-content></xref> and the wave model Wavewatch III <xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx34 bib1.bibx35" id="paren.24"/>. The wave model was forced by 6-hourly wind, while D-Flow FM was also forced by sea level pressure fields, both available from the ERA-Interim reanalysis <xref ref-type="bibr" rid="bib1.bibx12" id="paren.25"/>. The effects of tropical cyclones (TCs) were considered in the reanalysis through storm surge simulations forced by downscaled atmospheric fields from all recorded TCs and by considering satellite-observed TC wave extremes <xref ref-type="bibr" rid="bib1.bibx35" id="paren.26"/>. Astronomical tides are not considered in this analysis in order to focus on the meteorological component of the sea level, excluding the stochastic coupling with tide induced water level variations. We consider daily water level maxima from the combined result of storm surges and wave setup (hereinafter mentioned as storm surges) according to <xref ref-type="bibr" rid="bib1.bibx35" id="text.27"/>.</p>
      <?pagebreak page1767?><p id="d1e315">We analyse CF only around river mouth locations whose nearest precipitation and storm surge grid points lie within a distance of 75 km <xref ref-type="bibr" rid="bib1.bibx11" id="paren.28"/>. This results in considering locations at river mouths of catchments with a size of between about 1000 and 3 690 000 km<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (95 % having a size smaller than 50 000 km<inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>; Fig. <xref ref-type="fig" rid="Ch1.F3"/>f).</p>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Methods</title>
      <p id="d1e349">We assess the potential CF hazard via bivariate return periods of concurring extreme events <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx22" id="paren.29"/> of the variables <inline-formula><mml:math id="M8" display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M9" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>, i.e. storm surge and precipitation (CF<inline-formula><mml:math id="M10" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:math></inline-formula>) or storm surge and river discharge (CF<inline-formula><mml:math id="M11" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:math></inline-formula>). Extremes of the individual variables (<inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:msub><mml:mi>y</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) are defined as the associated <inline-formula><mml:math id="M14" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>-year return levels. We use different <inline-formula><mml:math id="M15" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> values in the following, though we present the main results for <inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>; images for <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> are shown in the Appendix. Return levels are obtained through fitting a generalised-extreme-value distribution to the annual maxima of the individual variables <xref ref-type="bibr" rid="bib1.bibx10" id="paren.30"/>. Annual maxima are defined based on adjacent windows centred on the month where the climatological river discharge average is the highest, rather than from January–December windows (such a window definition reduces the chance of selecting two consecutive annual maxima belonging to the same river discharge extreme event and therefore leads to a more robust definition of the return levels). Overall, given the definition of the extremes based on <inline-formula><mml:math id="M18" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>-year return levels, the bivariate return period is inherently linked to the dependence of the pairs in the tail of the distribution.</p>
      <p id="d1e459">CF bivariate return periods are computed following the methodology presented by <xref ref-type="bibr" rid="bib1.bibx7" id="text.31"/>. The CF return period computation is based on the bivariate distribution of the variables of interest (<inline-formula><mml:math id="M19" display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M20" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>), which is estimated semi-empirically to allow for robust estimation. For a given location, we select pairs whose individual values are simultaneously larger than the individual 95th percentiles (<inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mi mathvariant="normal">sel</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi>y</mml:mi><mml:mi mathvariant="normal">sel</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), and we model these pairs via a copula-based distribution. If the defined thresholds result in a small group of selected pairs, we lower the 95th percentile selection threshold to guarantee having at least 20 pairs. The choice of 20 pairs is a trade off between having a sufficient amount of selected pairs and employing a reasonably high threshold for the fit of extreme-value parametric distributions in the tail. Furthermore, the return periods are largely insensitive to changes in the threshold (results are similar based on 20, 30, and 40 pairs; not shown). The selection thresholds are generally high: 75 % of the locations have a selected threshold larger than or equal to the 95th and 94th percentile for the precipitation- and river-based analysis, respectively. And 95 % (99 %) of the locations have a selected threshold above the 93rd (88.5th) and 89th (85th) percentile for the precipitation- and river-based analysis, respectively.</p>
      <p id="d1e501">Once pairs are selected, clusters of pairs separated by less than 3 d were considered as part of the same event represented by the maximum <inline-formula><mml:math id="M23" display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M24" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula> values observed in the cluster. Note that while this choice has the drawback of not fully respecting the assumptions of independent realisations of the extreme events, which is necessary to apply extreme-value theory in its generic form, it allows for considering multiple storm surges that may occur during a sustained period of high river discharge and that could lead to multiple compound floods.</p>
      <p id="d1e518">The return period is defined as
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M25" display="block"><mml:mtable rowspacing="0.2ex" columnspacing="1em" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mi>T</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>y</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">μ</mml:mi><mml:mrow><mml:mi>P</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mfenced open="(" close=")"><mml:mrow><mml:mi>x</mml:mi><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">and</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>y</mml:mi><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>y</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>|</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mi>x</mml:mi><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi mathvariant="normal">sel</mml:mi></mml:msub><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi mathvariant="normal">and</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>y</mml:mi><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>y</mml:mi><mml:mi mathvariant="normal">sel</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">μ</mml:mi><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi>X</mml:mi><mml:mi>Y</mml:mi></mml:mrow></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
          where <inline-formula><mml:math id="M26" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> is the average time elapsing between the selected pairs, <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>F</mml:mi><mml:mi>X</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi>X</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the marginal cumulative distribution of the excesses over the selection threshold (accordingly for <inline-formula><mml:math id="M29" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>), and <inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi>X</mml:mi><mml:mi>Y</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the copula modelling the dependence between the selected pairs (see Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F4"/> for the dependence associated with the fitted copulas in the two assessments). Note that, as the return period is obtained as a combination of the average elapsing time <inline-formula><mml:math id="M31" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> and the parametric probability density function of the data in the tail, an exact correspondence between the dependence of the copula and the return period is not expected. We model the marginal distributions of <inline-formula><mml:math id="M32" display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M33" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula> beyond the selection thresholds by a generalised Pareto distribution (GPD). We fit copulas from the families Gaussian, <inline-formula><mml:math id="M34" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>, Clayton, Gumbel, Frank, Joe, Clayton–Gumbel, Joe–Gumbel, Joe–Clayton, and Joe–Frank to the pair (<inline-formula><mml:math id="M35" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mi>X</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mi>Y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) (obtained via empirical marginal cumulative distribution function; <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx21" id="altparen.32"/>); then we select the best ranked family according to the Akaike information criterion. In general, the physical processes captured by the two assessments can differ (even at the same location); therefore we allow for the selection of different copulas in the two assessments. We fit copulas and marginal distributions via a maximum likelihood estimator (“VineCopula” R package of <xref ref-type="bibr" rid="bib1.bibx30" id="altparen.33"/>; “ismev” R package of <xref ref-type="bibr" rid="bib1.bibx16" id="altparen.34"/>). We test the goodness of fit of copulas and marginals via the Cramér–von Mises criterion (“eva” R package of <xref ref-type="bibr" rid="bib1.bibx2" id="altparen.35"/>; VineCopula R package).</p>
      <?pagebreak page1768?><p id="d1e818">When referring to the assessment of whether the CF return periods based on river discharge (<inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) are statistically different from those based on precipitation (<inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) or not, we use the concept of <italic>statistical compatibility</italic>, recently introduced by <xref ref-type="bibr" rid="bib1.bibx1" id="text.36"/>. We compute the centred 95 % (2.5 %–97.5 %) confidence interval of <inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> on the basis of 600 resampled bivariate time series of precipitation and storm surge (each of them built randomly combining observed 1-calendar-year bivariate time series; <xref ref-type="bibr" rid="bib1.bibx8" id="altparen.37"/>). <inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is regarded as being statistically compatible with <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> if <inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> lies within the 95 % confidence interval of <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and incompatible otherwise.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e910">Present-day (1980–2014) potential compound-flooding probability based on precipitation and on river discharge. Return periods of CF defined as co-occurring extremes (5-year return levels) of the CF drivers. Return period of co-occurring <bold>(a)</bold> storm surge (including waves) and precipitation (accumulated 3 d centred) extremes and <bold>(b)</bold> storm surge (including waves) and river discharge extremes. Major rivers are shown in light blue. Infinite values are shown in black.</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f01.png"/>

        </fig>

      <p id="d1e925">We qualitatively investigate how the two assessments compare for different classes of catchment size. To do so, we rank the rivers based on their catchment size and divide them into groups having the same sample size; for each group we compute different statistics to compare the two assessments: the Spearman correlation of <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, the ratio of <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and the percentage of locations with <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> compatible to <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. This binning procedure provides equally robust statistics for each bin and shows similar results for small variations in the bin size.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e992">Difference between the present-day (1980–2014) potential compound-flooding probability based on precipitation and on river discharge. Ratio (<inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) of CF return period of concurring river discharge and storm surge extremes (<inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) to CF return period of concurring precipitation (accumulated 3 d centred) and storm surge extremes (<inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). <bold>(a)</bold> The ratio where <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is statistically incompatible (at 95 % confidence level; see Methods) with <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. <bold>(b)</bold> The ratio where <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is statistically compatible with <inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, while <bold>(c)</bold> shows the coastline fraction where this happens (binned every 5<inline-formula><mml:math id="M56" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> of latitude and smoothed using a spline function). In <bold>(c)</bold>, the dashed grey line shows the 95 % level.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f02.png"/>

        </fig>

<sec id="Ch1.S2.SS1.SSS1">
  <label>2.1.1</label><title>Results and discussion</title>
      <p id="d1e1115">The spatial patterns of the potential CF return periods based on either precipitation (<inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mtext>prec</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>) or river discharge (<inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) are very similar (Fig. <xref ref-type="fig" rid="Ch1.F1"/>; Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F5"/> is identical but shows results based on extremes defined considering 2-year return levels). The results for clusters of locations with the 5 % lowest CF return periods are also similar in the two assessments (Figs. <xref ref-type="fig" rid="App1.Ch1.S1.F6"/> and <xref ref-type="fig" rid="App1.Ch1.S1.F7"/>). These hotspot regions are mainly found along the US, Central American, and southern North Atlantic coasts and in central Chile, Madagascar, and southern Japan.</p>
      <p id="d1e1149">While the spatial patterns of the CF return periods obtained from the two approaches are very similar, their relative differences can be substantial, especially at certain locations (Figs. <xref ref-type="fig" rid="Ch1.F2"/> and <xref ref-type="fig" rid="App1.Ch1.S1.F8"/>). Given that the return period computation procedure involves several uncertainty factors (e.g. bivariate model fitting and the definition of the return levels), we test the hypothesis that the return period based on the river discharge is statistically compatible (at a 95 % confidence level) with that based on precipitation. When defining extremes based on the 5-year return levels, the river-based return period is compatible with the precipitation-based value in about 82 % of the locations (Fig. <xref ref-type="fig" rid="Ch1.F2"/>c; 76 % for 2-year return levels; Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F8"/>c). The spatial distribution of locations where <inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is not statistically compatible with <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> does not seem to follow a clear spatial pattern, though it appears that <inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is lower than <inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> in northern Europe and in the tropics. The latter are areas where CF is unlikely. <inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is higher than <inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> along the Gulf of Mexico (Figs. <xref ref-type="fig" rid="Ch1.F2"/>c and <xref ref-type="fig" rid="App1.Ch1.S1.F8"/>c). Compatible <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> values are found but with large discrepancies in the tropics and above 60<inline-formula><mml:math id="M67" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N (Fig. <xref ref-type="fig" rid="Ch1.F2"/>b), consistent with the high uncertainty of these large CF return periods that do not allow for detecting potential differences between <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e1288">In areas with a tendency towards high CF return periods, e.g. the tropics, neighbour locations show divergent values in the ratio between the return periods of the two assessments (dark-blue and red dots in Fig. <xref ref-type="fig" rid="Ch1.F2"/>). Further tests showed that this behaviour is not related to the goodness of fit of the bivariate distributions; rather it appears associated with the large uncertainties of high return periods and potentially with different catchment characteristics.</p>
      <p id="d1e1293">We find that there is a tendency towards higher differences in the two assessments at locations where either or both <inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are high (i.e. where <inline-formula><mml:math id="M72" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula> approaches the value expected under the independence of the CF drivers; Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F9"/>). (This appears consistent with the high uncertainty associated with large CF return periods.) Such a finding has relevant implications, as it indicates that the two assessments tend to be similar, on average, where assessing the actual CF is more important, i.e. where there is a relatively high CF potential (Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F9"/>).</p>
      <p id="d1e1330">The spatial association of the return period map obtained from the two assessments is shown in Figs. <xref ref-type="fig" rid="Ch1.F3"/>a and <xref ref-type="fig" rid="App1.Ch1.S1.F10"/>a. The Spearman correlation between <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is <inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula> and increases as the return level threshold employed to define the extremes decreases, e.g. 0.66 and 0.73 for the 5- and 2-year return level, respectively (Figs. <xref ref-type="fig" rid="Ch1.F3"/>a and <xref ref-type="fig" rid="App1.Ch1.S1.F10"/>a). This trend in the correlation is consistent with the higher uncertainties characterising larger return periods.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e1376">Comparison of the potential compound-flooding probability based on precipitation and on river discharge. <bold>(a)</bold> Scatterplot (based on Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F5"/>) of CF return periods based on river discharge (<inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and on precipitation (<inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) for extremes defined based on 5-year return levels. Black contours represent the isolines of the kernel density containing from 10 % to 90 % of the (<inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) pairs. The identity line is shown in red. <bold>(b)</bold> Empirical probability density function of the variables (<inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M81" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) conditioned on the catchment size; the thickness of the isolines increases with the catchment size such that each bin considers one fifth of the total number of analysed rivers (3178). Each contour line (isolines of the kernel density) contains about 50 % of the (<inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) pairs. <bold>(c-e)</bold> Statistics comparing <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> as a function of the catchment size and of the return levels used to define the CF univariate extremes (see legend in <bold>a</bold>). <bold>(c)</bold> Spearman correlation between the maps of <inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M87" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. <bold>(d)</bold> <inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio. The dashed line is the centred 68 % (16th–84th percentiles) confidence interval of the ratio based on the 2-year return levels. A non-linear <inline-formula><mml:math id="M89" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis for values below 1 is plotted such that the specular cases, e.g. ratio <inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>⋅</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>⋅</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) (see <bold>b</bold>), appear symmetric with respect to <inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). (To obtain the plot, the ratio is defined as <inline-formula><mml:math id="M96" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; then if <inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M98" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> is transformed to <inline-formula><mml:math id="M99" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>. Now e.g. <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> represent specular cases; therefore, where the <inline-formula><mml:math id="M102" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis is <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, 1, 2, …, we can write <inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:math></inline-formula>, ….) See Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F10"/>b for the plot with a standard axis. <bold>(e)</bold> Percentage of locations where <inline-formula><mml:math id="M107" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is statistically compatible with <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> at the 95% confidence level. <bold>(f)</bold> Probability density function of the catchment size of the analysed rivers; 50th, 75th, and 95th percentiles of the distribution are shown in red. In <bold>(c–e)</bold>, thick lines are obtained through regressing the obtained statistical values per bin (thin lines) to the natural logarithm of the mean size of the catchment bins. All lines are regressed using linear regression, except from the median of the ratio in <bold>(d)</bold>, where a spline function is used. The slopes of the linear regressions are all significant in <bold>(c)</bold> (<inline-formula><mml:math id="M109" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> value <inline-formula><mml:math id="M110" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.0024) and significant up to the 6-year return level in <bold>(e)</bold> (<inline-formula><mml:math id="M111" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> value <inline-formula><mml:math id="M112" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.022).</p></caption>
            <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f03.png"/>

          </fig>

      <p id="d1e1897">Although some of the differences between the two assessments can be driven by uncertainties in the return period estimation, also several physical processes, e.g. topography-dependent ones, may be involved. The Spearman correlation between the two assessments decreases (<inline-formula><mml:math id="M113" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> value <inline-formula><mml:math id="M114" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.0024) as the catchment size increases (Fig. <xref ref-type="fig" rid="Ch1.F3"/>c). The latter suggests that – for larger catchments – different processes may cause either positive or negative deviations between <inline-formula><mml:math id="M115" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e1938">Water levels in the mouth of small rivers are expected to be largely influenced by the precipitation around the coast <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx33 bib1.bibx6" id="paren.38"/>, while around large rivers, inland hydrological processes are usually dominant. Therefore, we qualitatively investigate whether the actual difference between the two assessments (quantified as <inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) depends on the size of the catchment <xref ref-type="bibr" rid="bib1.bibx17" id="paren.39"/>. For example, the <inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio, defined using the 5-year return level, tends to increase with the catchment size (Fig. <xref ref-type="fig" rid="Ch1.F3"/>b; see the deviation of the scatterplot of <inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> vs. <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> from the identity line emerging with the increasing dimension of the catchment). For CF return periods defined based on 2-year return level extremes, the median <inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio is near unity for most of the catchments, even though the <inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio increases slightly for larger catchments (blue line in Fig. <xref ref-type="fig" rid="Ch1.F3"/>d). For higher return levels, the median <inline-formula><mml:math id="M123" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio increases with the size of the catchment (Fig. <xref ref-type="fig" rid="Ch1.F3"/>d), indicating that the CF assessments based on precipitation and river discharge differ largely for large rivers. For all return levels, the median <inline-formula><mml:math id="M124" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio is near unity for rivers whose catchment size is up to about <inline-formula><mml:math id="M125" display="inline"><mml:mn mathvariant="normal">5</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:mn mathvariant="normal">10</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M127" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F3"/>d), i.e. about 75 % of the rivers presently analysed (Fig. <xref ref-type="fig" rid="Ch1.F3"/>f). Binning the rivers per catchment size, we find that the variance of the <inline-formula><mml:math id="M128" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio within each bin tends to be smaller for small rivers than for large rivers (Fig. <xref ref-type="fig" rid="Ch1.F3"/>d, shown by the dashed line for the 2-year return level). However, it is important to highlight that there is substantial variance (Fig. <xref ref-type="fig" rid="Ch1.F3"/>d for the 2-year return level extremes), and that for a river of any catchment size the associated <inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio can be either small or large. Overall, the similarity of <inline-formula><mml:math id="M130" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M131" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for small rivers is highlighted by the fact that for small rivers it is more likely that <inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is statistically compatible with <inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F3"/>e). For example, Fig. <xref ref-type="fig" rid="Ch1.F3"/>e (4-year return level curve) shows that <inline-formula><mml:math id="M134" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is statistically compatible with <inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">82</mml:mn></mml:mrow></mml:math></inline-formula> % of the small rivers (catchment size <inline-formula><mml:math id="M137" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 5000 km<inline-formula><mml:math id="M138" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) and for <inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">75</mml:mn></mml:mrow></mml:math></inline-formula> % of large rivers (catchment size <inline-formula><mml:math id="M140" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 50 000 km<inline-formula><mml:math id="M141" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>). The decrease in the compatibility of <inline-formula><mml:math id="M142" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> with the catchment size (Fig. <xref ref-type="fig" rid="Ch1.F3"/>e) is statistically significant for return levels smaller than the 6-year return level (<inline-formula><mml:math id="M144" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> value <inline-formula><mml:math id="M145" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.022). However, for high return levels this decrease is not prominent, most likely<?pagebreak page1770?> due to the large uncertainty associated with longer return periods. Figure <xref ref-type="fig" rid="Ch1.F3"/>e indicates the discrepancy for large catchments in the <inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio being greater for low return levels, whereas Fig. <xref ref-type="fig" rid="Ch1.F3"/>d indicates the opposite; this is also likely caused by the larger uncertainty of return periods of higher return levels, which does not allow for detecting potential differences between large values of <inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M148" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <?pagebreak page1771?><p id="d1e2369">The differences between <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are not only controlled by the catchment size but can be the result of several other factors. During the hydrological modelling, input data artefacts or model inaccuracies, among other factors, introduce uncertainty which may contribute to the observed differences. Another important contribution should arise from the uncertainties in the bivariate return period estimation <xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx36" id="paren.40"/>, which can contribute to both positive and negative deviations between <inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. Moreover, the catchment response time to precipitation depends also on rock and soil catchment permeability <xref ref-type="bibr" rid="bib1.bibx17" id="paren.41"/>. Finally, river discharge is influenced not only by local coastal precipitation but also by the weather over the previous weeks or months over the catchment, including evaporation and potentially snowmelt <xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx6" id="paren.42"/>.</p>
      <p id="d1e2427">Clearly, the diversity of the physical processes leading to CF<inline-formula><mml:math id="M153" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:math></inline-formula> and CF<inline-formula><mml:math id="M154" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:math></inline-formula> is very relevant and can cause both positive and negative differences between <inline-formula><mml:math id="M155" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx9" id="paren.43"/>. For example, for any given catchment, a slow catchment response time may either increase or decrease the <inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio. In locations where cyclones cause frequent concurring storm surge and widespread coastal precipitation, it is not guaranteed that CF<inline-formula><mml:math id="M158" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:math></inline-formula> probability will be also high. For example, if the rainfall in the catchment upstream needs time to reach the coast long enough for the storm surge to recede, then CF<inline-formula><mml:math id="M159" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:math></inline-formula> will be unlikely, and in this case the <inline-formula><mml:math id="M160" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio will be high <xref ref-type="bibr" rid="bib1.bibx19 bib1.bibx37" id="paren.44"/>. In contrast, where the CF<inline-formula><mml:math id="M161" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:math></inline-formula> is unlikely because different weather systems cause precipitation and storm surge extremes, a relatively slow<?pagebreak page1772?> catchment response time may sometimes allow for high river discharge and storm surge to concur if e.g. a first cyclone causes precipitation driving high river discharge reaching the coast when a second cyclone drives a storm surge <xref ref-type="bibr" rid="bib1.bibx7" id="paren.45"><named-content content-type="pre">contributing to a low <inline-formula><mml:math id="M162" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio;</named-content></xref>.</p>
      <p id="d1e2564">In addition the presence of a pronounced annual cycle in river discharge can modulate the river-discharge-driven CF hazard and thus the <inline-formula><mml:math id="M163" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio. In regions where CF<inline-formula><mml:math id="M164" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:math></inline-formula> is likely, CF<inline-formula><mml:math id="M165" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:math></inline-formula> may be unlikely if the storm surge season does not coincide with the season of the high river discharge <xref ref-type="bibr" rid="bib1.bibx37" id="paren.46"><named-content content-type="pre">high <inline-formula><mml:math id="M166" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio; </named-content></xref>. In contrast, where the CF<inline-formula><mml:math id="M167" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:math></inline-formula> is unlikely, CF<inline-formula><mml:math id="M168" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:math></inline-formula> may be more likely if the storm surge season coincides with the high-river-discharge season (low <inline-formula><mml:math id="M169" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio). In addition, precipitation extremes are typically short in duration, while river discharge extremes are less dynamic. Although events exceeding the <inline-formula><mml:math id="M170" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>-year return level threshold occur both for precipitation and river discharge on average every <inline-formula><mml:math id="M171" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> years, the number of days with high river discharge can be larger than the number of days with a high precipitation amount. From a statistical point of view, the above mechanism alone would make CF<inline-formula><mml:math id="M172" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:math></inline-formula> more likely than CF<inline-formula><mml:math id="M173" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:math></inline-formula> (low <inline-formula><mml:math id="M174" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio; this effect is even more pronounced in catchments with a slow response time and especially in areas where different weather systems cause precipitation and storm surge extremes; <xref ref-type="bibr" rid="bib1.bibx8" id="altparen.47"/>). The above effect is weakened as the return level threshold used to define extremes increases due to the shorter duration of river discharge extremes. The above considerations justify the <inline-formula><mml:math id="M175" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ratio increasing with the return level choice (Fig. <xref ref-type="fig" rid="Ch1.F3"/>d).</p>
      <p id="d1e2737">While the relevance of the mechanisms discussed above may depend on the local climate, they are expected to be less relevant in very small rivers where the catchment response time is small, and thus autocorrelation in the river time series is smaller. Consistently, we find that <inline-formula><mml:math id="M176" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M177" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> tend to match more in smaller catchments. However, a higher agreement for small rivers might also arise from the relatively coarse spatial resolution of the data which would attenuate differences between precipitation and river discharges in small rivers. Overall, we find that independent of the catchment size, <inline-formula><mml:math id="M178" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> tends to be higher than <inline-formula><mml:math id="M179" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> on average (Fig. <xref ref-type="fig" rid="Ch1.F3"/>d), suggesting that the mechanisms causing <inline-formula><mml:math id="M180" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> may be more likely or relevant. Apparently this is a general remark and not a universal law, since there are also several locations where <inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> exceeds <inline-formula><mml:math id="M182" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e2827">The presented results are based on state-of-the-art model data which have been validated and discussed in previous papers <xref ref-type="bibr" rid="bib1.bibx35 bib1.bibx4 bib1.bibx11 bib1.bibx7 bib1.bibx26" id="paren.48"/>. However,  the above-mentioned validation efforts  did not include areas where field measurements are scarce, like parts of South America, Africa, and Asia <xref ref-type="bibr" rid="bib1.bibx37" id="paren.49"/>. At high latitudes, ice and snow dynamics apply a certain control to both river hydrology <xref ref-type="bibr" rid="bib1.bibx40" id="paren.50"/> and wave and storm surge dynamics <xref ref-type="bibr" rid="bib1.bibx34" id="paren.51"/>. However, such processes are not resolved by the global models used to generate the forcing datasets used in the present study. For these reasons, the present findings should be interpreted with care, especially in northern regions <xref ref-type="bibr" rid="bib1.bibx11" id="paren.52"/>.</p>
      <p id="d1e2845">The two approaches investigated here provide information only on the <italic>potential</italic> for CF. The actual CF occurrence depends also on the local topography which can favour or not favour the interaction between the CF drivers; also, concurrent but not hydrologically interacting storm surges and pluvial or fluvial flooding are relevant as they can e.g. limit the ability to respond to emergency and amplify the impacts that the two hazards would have caused if they occurred in isolation <xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx3 bib1.bibx42" id="paren.53"/>. Moreover, while the two approaches investigated here are supposed to represent different CF mechanisms, separating the CF mechanisms in this way could be misleading, as CF may happen due to a combination of river discharge, local rainfall and associated surface runoff, and high sea level. For example, in July 2019, New Orleans <xref ref-type="bibr" rid="bib1.bibx31" id="paren.54"><named-content content-type="pre">Louisiana, USA;</named-content></xref> was simultaneously threatened by Hurricane Barry causing local rainfall and a storm surge around the coast and by extremely high water discharge from the Mississippi River which lasted from March to July. CF risk assessment at the local scale should be carried out via complex hydrological modelling that can take into account the complex mechanisms causing CF, including storm surges, waves, astronomical tides, and when necessary not only fluvial or pluvial flooding but also their combination.</p>
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<sec id="Ch1.S3" sec-type="conclusions">
  <label>3</label><title>Conclusions</title>
      <p id="d1e2869">We conduct two global-scale potential CF hazard assessments, using either storm surge and precipitation or storm surge and river discharge model data, and we then compare how the choice of precipitation vs. river discharge as a covariate with storm surge affects the results. We find that the two approaches result in similar spatial CF hazard patterns, which tend to deviate as the river catchment size increases. In addition, on average, the deviations between the two assessments are smaller in regions where assessing the actual CF is more relevant, i.e. where the CF potential is high.</p>
      <p id="d1e2872">Due to data scarcity, current large-scale CF assessments rely on approaches and model-based datasets similar to those used here. This study indicates that for these large-scale assessments, a precipitation-based CF analysis can provide satisfactory information on the CF potential in estuaries of small- and medium-sized rivers (catchment smaller than about <inline-formula><mml:math id="M183" display="inline"><mml:mn mathvariant="normal">5</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M184" display="inline"><mml:mrow><mml:mn mathvariant="normal">10</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M185" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>). Moreover, a precipitation-based CF analysis allows for assessing the CF hazard arising from the interaction of local coastal rainfall and storm surges where no rivers exist or along the mouths of small rivers often not represented in global river datasets. Naturally, employing river discharge data should always be preferred to using<?pagebreak page1773?> precipitation when studying both the large- and local-scale CF in estuaries, when data are available, especially in areas where we detected large differences between the two approaches. The importance of using river discharge data is even greater in estuaries of long rivers.</p><?xmltex \hack{\clearpage}?>
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<?pagebreak page1774?><app id="App1.Ch1.S1">
  <?xmltex \currentcnt{A}?><label>Appendix A</label><title>Supporting figures</title>

      <?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F4"><?xmltex \currentcnt{A1}?><label>Figure A1</label><caption><p id="d1e2920">Kendall's <inline-formula><mml:math id="M186" display="inline"><mml:mi mathvariant="italic">τ</mml:mi></mml:math></inline-formula> correlation associated with the copulas fitted to the selected pairs of <bold>(a)</bold> precipitation and sea level and <bold>(b)</bold> river discharge and sea level.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f04.png"/>

      </fig>

<?xmltex \hack{\clearpage}?><?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F5"><?xmltex \currentcnt{A2}?><label>Figure A2</label><caption><p id="d1e2947">The same as Fig. <xref ref-type="fig" rid="Ch1.F1"/>, but the extremes are defined as 2-year return levels.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f05.png"/>

      </fig>

<?xmltex \hack{\clearpage}?><?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F6"><?xmltex \currentcnt{A3}?><label>Figure A3</label><caption><p id="d1e2964">Locations with the lowest potential compound-flooding probability based on precipitation and on river discharge. Locations with return periods below the 10th and 5th percentile are shown in black and red, respectively. The extremes are defined considering 5-year return levels. CF return periods are based on precipitation in <bold>(a)</bold> and on river discharge in <bold>(b)</bold>.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f06.png"/>

      </fig>

<?xmltex \hack{\clearpage}?><?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F7"><?xmltex \currentcnt{A4}?><label>Figure A4</label><caption><p id="d1e2984">The same as Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F6"/>, but the results are based on extremes defined considering 2-year return levels.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f07.png"/>

      </fig>

<?xmltex \hack{\clearpage}?><?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F8"><?xmltex \currentcnt{A5}?><label>Figure A5</label><caption><p id="d1e3000">The same as Fig. <xref ref-type="fig" rid="Ch1.F2"/>, but the results are based on extremes defined considering 2-year return levels.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f08.png"/>

      </fig>

<?xmltex \hack{\clearpage}?><?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F9"><?xmltex \currentcnt{A6}?><label>Figure A6</label><caption><p id="d1e3017"><bold>(a)</bold> Ratio between the CF return periods based on river discharge (<inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and on precipitation (<inline-formula><mml:math id="M188" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) as a function of <inline-formula><mml:math id="M189" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (and of the return levels used to define the CF univariate extremes; see legend in <bold>b</bold>). The dashed line is the centred 68 % (16th–84th percentiles) confidence interval of the ratio based on the 2-year return levels. Thick lines are obtained through regressing the investigated statistical values to the natural logarithm of the mean return period of the bins via a spline function. <bold>(b)</bold> The same as <bold>(a)</bold>, but the ratio is conditioned on <inline-formula><mml:math id="M190" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. As in Fig. <xref ref-type="fig" rid="Ch1.F3"/>d of the original paper, a non-linear <inline-formula><mml:math id="M191" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis for values below 1 is employed such that the specular cases, e.g. ratio <inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M193" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>⋅</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and <inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M195" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>⋅</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) (see Fig. <xref ref-type="fig" rid="Ch1.F3"/>b), appear symmetric with respect to <inline-formula><mml:math id="M196" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M197" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">river</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">prec</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>).</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f09.png"/>

      </fig>

      <?xmltex \floatpos{h!}?><fig id="App1.Ch1.S1.F10"><?xmltex \currentcnt{A7}?><label>Figure A7</label><caption><p id="d1e3200"><bold>(a)</bold> The same as Fig. <xref ref-type="fig" rid="Ch1.F3"/>a, but the results are based on extremes defined considering 2-year return levels (the figure is based on Fig. <xref ref-type="fig" rid="App1.Ch1.S1.F5"/>). <bold>(b)</bold> As Fig. <xref ref-type="fig" rid="Ch1.F3"/>d but with a linear <inline-formula><mml:math id="M198" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/20/1765/2020/nhess-20-1765-2020-f10.png"/>

      </fig>

<?xmltex \hack{\clearpage}?>
</app>
  </app-group><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e3235">Precipitation data are available on request online (<ext-link xlink:href="https://ec.europa.eu/jrc/en/publication/mswep-3-hourly-025-global-gridded-precipitation-1979-2014-merging-gauge-satellite-and-reanalysis">https://ec.europa.eu/jrc/en/publication/mswep-3-hourly-025-global-gridded-precipitation-1979-2014</ext-link> last access: 15 July 2020) <xref ref-type="bibr" rid="bib1.bibx5" id="paren.55"/>. Sea level data are available at <uri>https://data.jrc.ec.europa.eu/collection/liscoast</uri> (last access: 15 July 2020) <xref ref-type="bibr" rid="bib1.bibx35" id="paren.56"/> (further inquiries should be addressed to Michalis I. Vousdoukas). River discharge data obtained from the dataset “Paired time series of daily discharge and storm surge” are available at <uri>https://doi.org/10.5281/zenodo.3258007</uri> <xref ref-type="bibr" rid="bib1.bibx13" id="paren.57"/>.</p>
  </notes><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e3261">EB initiated the study, carried out the data analysis, and drafted the paper. EB designed the study development with contributions from MIV. EB and MIV worked on the final version of the paper. MIV performed the storm surge runs. All the authors gave conceptual inputs during the data analysis, discussed the results, and commented on the paper.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e3267">The authors declare that they have no conflict of interest.</p>
  </notes><notes notes-type="sistatement"><title>Special issue statement</title>

      <p id="d1e3273">This article is part of the special issue “Global- and continental-scale risk assessment for natural hazards: methods and practice”. It is a result of the European Geosciences Union General Assembly 2018, Vienna, Austria, 8–13 April 2018.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3279">Emanuele Bevacqua acknowledges the European COST Action DAMOCLES programme (no. CA17109). Mathieu Vrac acknowledges financial support from the EUPHEME project and CoCliServ project, which are part of ERA4CS, an ERA-NET initiated by JPI Climate and co-funded by the European Union. The authors would like to thank Lorenzo Mentaschi and Evangelos Voukouvalas, who contributed in the generation of the storm surge time series, and Dirk Eilander for creating and publicly sharing the dataset “Paired time series of daily discharge and storm surge”, which was fundamental for the development of this study. Finally, the authors would like to thank two anonymous reviewers for their valuable and constructive comments and suggestions that contributed to improving the paper.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e3284">This research has been supported by the European Research Council (grant no. 339390) and the European Union (grant no. 690462).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e3290">This paper was edited by Philip Ward and reviewed by two anonymous referees.</p>
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<abstract-html><p>Interacting storm surges and high water runoff can cause compound flooding (CF) in low-lying coasts and river estuaries. The large-scale CF hazard has been typically studied using proxies such as the concurrence of storm surge extremes either with precipitation or with river discharge extremes. Here the impact of the choice of such proxies is addressed employing state-of-the-art global datasets. Although they are proxies of diverse physical mechanisms, we find that the two approaches show similar CF spatial patterns. On average, deviations are smaller in regions where assessing the actual CF is more relevant, i.e. where the CF potential is high. Differences between the two assessments increase with the catchment size, and our findings indicate that CF in long rivers (catchment <i>≳</i>5–10×10<sup>3</sup>&thinsp;km<sup>2</sup>) should be analysed using river discharge data. The precipitation-based assessment allows for considering local-rainfall-driven CF and CF in small rivers not resolved by large-scale datasets.</p></abstract-html>
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