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  <front>
    <journal-meta><journal-id journal-id-type="publisher">NHESS</journal-id><journal-title-group>
    <journal-title>Natural Hazards and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">NHESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Nat. Hazards Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1684-9981</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/nhess-18-3267-2018</article-id><title-group><article-title>Structural weakening of the Merapi dome identified by drone photogrammetry
after the 2010 eruption</article-title><alt-title>Structural weakening of the Merapi dome identified by drone photogrammetry</alt-title>
      </title-group><?xmltex \runningtitle{Structural weakening of the Merapi dome identified by drone photogrammetry}?><?xmltex \runningauthor{H.~Darmawan et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff2">
          <name><surname>Darmawan</surname><given-names>Herlan</given-names></name>
          <email>herlan_darmawan@mail.ugm.ac.id</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Walter</surname><given-names>Thomas R.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-9925-4486</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3 aff4">
          <name><surname>Troll</surname><given-names>Valentin R.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Budi-Santoso</surname><given-names>Agus</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Dept. Physics of Earth, GFZ German Research Center for Geosciences,
Telegrafenberg, 14473, Potsdam, Germany</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Laboratory of Geophysics, Department of Physics, Faculty of
Mathematics and Natural Sciences,<?xmltex \hack{\break}?> Universitas Gadjah Mada, Yogyakarta 55281,
Indonesia</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Dept. of Earth Science, Section for Mineralogy, Petrology and
Tectonics, Uppsala University,<?xmltex \hack{\break}?> Villavägen 16, 752 36 Uppsala, Sweden</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Faculty of Geological Engineering, Universitas Padjajaran, Jatinangor
45363, Bandung, Indonesia</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>BPPTKG (Balai Penyelidikan dan Pengembangan Teknologi Kebencanaan
Geologi),<?xmltex \hack{\break}?> Jalan Cendana 15, Yogyakarta 55166, Indonesia</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Herlan Darmawan (herlan_darmawan@mail.ugm.ac.id)</corresp></author-notes><pub-date><day>12</day><month>December</month><year>2018</year></pub-date>
      
      <volume>18</volume>
      <issue>12</issue>
      <fpage>3267</fpage><lpage>3281</lpage>
      <history>
        <date date-type="received"><day>26</day><month>April</month><year>2018</year></date>
           <date date-type="rev-request"><day>7</day><month>May</month><year>2018</year></date>
           <date date-type="rev-recd"><day>22</day><month>October</month><year>2018</year></date>
           <date date-type="accepted"><day>7</day><month>November</month><year>2018</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://nhess.copernicus.org/articles/.html">This article is available from https://nhess.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://nhess.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://nhess.copernicus.org/articles/.pdf</self-uri>
      <abstract>
    <p id="d1e141">Lava domes are subjected to structural weakening that can lead to
gravitational collapse and produce pyroclastic flows that may travel up to
several kilometers from a volcano's summit. At Merapi volcano, Indonesia,
pyroclastic flows are a major hazard, frequently causing high numbers of
casualties. After the Volcanic Explosivity Index 4 eruption in 2010, a new lava dome developed on
Merapi volcano and was structurally destabilized by six steam-driven
explosions between 2012 and 2014. Previous studies revealed that the
explosions produced elongated open fissures and a delineated block in the
southern dome sector. Here, we investigated the geomorphology, structures,
thermal fingerprint, alteration mapping and hazard potential of the Merapi
lava dome by using drone-based geomorphologic data and forward-looking
thermal infrared images. The block on the southern dome of Merapi is
delineated by a horseshoe-shaped structure with a maximum depth of 8 m and it
is located on the unbuttressed southern steep flank. We identify intense
thermal, fumarole and hydrothermal alteration activities along this
horseshoe-shaped structure. We conjecture that hydrothermal alteration may
weaken the horseshoe-shaped structure, which then may develop into a failure
plane that can lead to gravitational collapse. To test this instability
hypothesis, we calculated the factor of safety and ran a numerical model of
block-and-ash flow using Titan2D. Results of the factor of safety analysis
confirm that intense rainfall events may reduce the internal friction and
thus
gradually destabilize the dome. The titan2D model suggests that a
hypothetical gravitational collapse of the delineated unstable dome sector
may travel southward for up to 4 km. This study highlights the
relevance of gradual structural weakening of lava domes, which can influence
the development fumaroles and hydrothermal alteration activities of cooling
lava domes for years after initial emplacement.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e151">Lava domes are viscous lava extrusions that accumulate at volcanic vents and
experience exogenous and endogenous growth (Hale, 2008). During
formation of lava domes, they may start lateral flow as coulees, be subject
to cooling and subsidence and can develop concentric fractures on the
flat-topped summit of the dome (Walter et al., 2013b; Salzer et al.,
2017; Rhodes et al., 2018). Many details of the development, geometric
organization and actual formation processes of dome structures remain
poorly understood. External factors such as intense rainfall, hydrothermal
alteration, gas overpressure, mechanical weakening and earthquakes may
further augment instability and promote a dome collapse (Voight and
Elsworth, 2000; Reid et al., 2001; Ball et al., 2015). Once fracture
arrangements are established in a lava<?pagebreak page3268?> dome, volcanic gas and rainwater are
able to flow that may cause hydrothermal alteration and gas overpressure
along the structure, which may lead to dome destruction even during
quiescent periods (Voight and Elsworth, 2000; Reid et al., 2001; Elsworth
et al., 2004; Simmons et al., 2004; Taron et al., 2007; Ball et al., 2015).
Structural weakening and thus instability of a lava dome due to these processes
may then cause hazardous rock falls or block-and-ash flows (Calder
et al., 2015).</p>
      <p id="d1e154">The dome collapse at Soufrière Hills Volcano (SHV), Montserrat in
1998–1999, is an example of rain-triggered collapse that followed a period of
quiescence. The SHV dome collapse produced pyroclastic density currents
(PDC) with a volume of <inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mn mathvariant="normal">22</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> that traveled up to
<inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> km from the summit (Norton et al.,
2002; Elsworth et al., 2004). The rainwater infiltrated through identified
fractures, produced gas overpressure within the lava dome carapace, and then
triggered dome collapses that were characterized by hydrothermal alteration
and structural instability (Voight, 2000; Elsworth et al.,
2004). This event demonstrates that identifying a structural weakening is
crucial for volcanic hazard mitigation.</p>
      <p id="d1e191">However, identifying the potential hazard of lava domes is often difficult
and requires high-quality observational datasets complemented by modeling
analyses (Voight, 2000). Dome building volcanoes are often steep sided
hazardous edifices, where direct access is very limited and acquisition of
high-quality field data is challenging. In contrast, remote sensing
techniques, such as satellite imageries, aerial photogrammetric and thermal
imaging can provide detailed information on the structure, deformation,
geomorphology and thermal signature of active lava domes (James and
Varley, 2012; Walter et al., 2013a; Salzer et al., 2014; Thiele et al.,
2017; Darmawan et al., 2018), which allows the study of important parameters for
assessment of dome instability and potential hazards (Voight and
Elsworth, 2000; Elsworth et al., 2004; Simmons et al., 2004; Taron et al.,
2007). In this respect, the degree of instability of lava domes can be
assessed by using a factor of safety equation (Voight and Elsworth,
2000; Simmons et al., 2004; Taron et al., 2007). Factor of safety (FS) is
widely used to calculate slope stability (Bishop, 1955) and it is
calculated by dividing resisting forces to driving forces that act on a
failure plane (<inline-formula><mml:math id="M4" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>; Voight, 2000). A result of FS <inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>
indicates a failure condition. However, in a lava dome some additional
forces may act on a failure plane due to, e.g., degassing and rainfall
activities (Simmons et al., 2004). Here, we test the first factor of
safety model at the Merapi lava dome to assess its stability under rainfall
conditions.</p>
      <p id="d1e211">In a case of structural dome instability, the hazard arising from dome
collapses can be simulated by geophysical mass flow software, such as
Titan2D (Patra et al., 2005; Sheridan et al., 2005). Titan2D is a software
to model 2-D geophysical mass flow based on a depth averaged model for an
incompressible continuum granular flow and was validated through laboratory
experiments (Patra et al., 2005). It is publicly
available and has been used to map dynamics and distribution of
block-and-ash flows at Merapi during the 2006 and 2010 eruptions (Charbonnier and Gertisser, 2009, 2012; Charbonnier et al., 2013).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p id="d1e217"><bold>(a)</bold> Shaded relief of DEM from Gerstenecker et al. (2005) shows
the morphology of Merapi volcano, the most active volcano in Indonesia.
Merapi is located <inline-formula><mml:math id="M6" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula> km from the densely populated city of
Yogyakarta and therefore the activity of Merapi is intensively monitored by
five observatories (blue dots). <bold>(b)</bold> TLS and drone photogrammetry field
campaigns have been conducted in September 2014 and October 2015,
respectively, to investigate the detailed structure and morphology of the
Merapi lava dome. Coordinates are in Universal Transverse Mercator (UTM) meters. <bold>(c)</bold> The aerial image of
the Merapi dome in 2014 shows the delineated unstable dome sector on the
southern flank that is the focus of the present investigation.</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f01.jpg"/>

      </fig>

      <p id="d1e244">In this study, we employed drone photogrammetry and terrestrial laser
scanning (TLS), thermal mapping, factor of safety calculation and Titan2D
simulation to assess structural instability and hazards potential of the
current Merapi lava dome. Combination of TLS and drone photogrammetry is
able to generate a high-resolution digital elevation model (DEM) of the
Merapi summit, which compares favorably to the satellite-based DEM. For the
first time, we are now able to generate a realistic model of the morphology
and structure at the Merapi summit. Thermal mapping by using a forward-looking infrared (FLIR) camera also
provides detailed locations of hydrothermal fluid activity. The information
of geomorphology, structure and thermal activity allows us to analyze the
factor of safety, and to set up a forward simulation of the Titan2D model.
The combined results help to better understand the relevance of dome
fracturing, structural weakening and to outline the potential hazard zone
affected in case of a dome sector collapse.</p>
<sec id="Ch1.S1.SS1">
  <title>Merapi volcano</title>
      <p id="d1e252">Merapi volcano is a basaltic to andesitic volcano that formed due to
subduction of the Indo-Australian oceanic plate beneath the Eurasian
continental plate (Hamilton, 1979). Merapi volcano is one of the most
active and dangerous volcanoes in Indonesia, with more than 1 million people
living on the volcano's flanks. Moreover, the city of Yogyakarta
with 3 million inhabitants is located only <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula> km from the
volcano's summit (Fig. 1; Lavigne et al., 2015). The volcanic
activity of Merapi has been well documented since the 1800s and its typical
eruption style is dome extrusion and block-and-ash flows (Voight et
al., 2000). The extrusion rate of a lava dome at Merapi may strongly vary,
ranging from <inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.04</mml:mn></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (Siswowidjoyo et al., 1995), up to 35 m<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> or more during, e.g., the 2010 volcanic crisis (Pallister et al., 2013).</p>
      <p id="d1e318">Merapi shows signs of interactions with surrounding environmental
influences, and for instance rainfall appears to correlate with fumarole
activity and seismic intensity (Richter et al., 2004), and tectonic
earthquakes can influence eruptive activity (Walter et al., 2007, 2015; Carr et al., 2018). The volcano erupted several times during
the last few decades, once every 3–5 years on average, with the largest
explosive event recorded in 2010. The 2010 eruption removed parts of the
summit area (Surono et al., 2012), excavated a <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula> m deep crater and was followed by re-growth of a new dome (Kubanek
et al., 2015). The new lava dome was intermittently destroyed by several
explosive events again between 2012 and 2014, which also caused elongated
open fissures (Fig. 1b, c; Walter et al., 2015),
and a horseshoe-shaped<?pagebreak page3269?> structure that highly altered and delineated the
southern part of the dome (Fig. 1c; Darmawan et al., 2018).
The horseshoe-shaped structure is posing a safety risk due to weakening from
hydrothermal alteration and may possibly collapse in the foreseeable future.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p id="d1e333"><bold>(a)</bold> Slope map of the Merapi summit shows that the Merapi
flanks are steep, especially the crater which has a slope of <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. <bold>(b)</bold> Photomosaic of drone aerial images shows that the
summit is highly fractured with 150<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> from N to E and highly altered. <bold>(c)</bold> Rock alteration occurs at the crater wall, the fissure
at the dome, and the southern sector of the dome. A cross section of lines <bold>(d)</bold> r-s and <bold>(e)</bold> p-q show
that the crater has a maximum depth of 146 m at the northeast area. The
current Merapi dome is located in the middle of the deep crater and shows a possible unstable sector as sketched in <bold>(e)</bold>.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f02.jpg"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S2">
  <title>Data and methods</title>
<sec id="Ch1.S2.SS1">
  <title>Observational data</title>
      <p id="d1e399">We conducted TLS, drone photogrammetry and
thermal infrared field campaigns to investigate geomorphology, structure,
hydrothermal alteration and thermal distribution of the Merapi lava dome.
The TLS data was acquired on<?pagebreak page3270?> 18 September 2014 by using a Riegl 6000
instrument from the eastern rim of the summit crater
(7<inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>32<inline-formula><mml:math id="M18" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>25.0161<inline-formula><mml:math id="M19" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> S, 110<inline-formula><mml:math id="M20" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>26<inline-formula><mml:math id="M21" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>51.2110<inline-formula><mml:math id="M22" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> E), looking down westward onto the dome. The TLS instrument was
set by using a pulse repetition rate (PRR) of 30 kHz, an observation range
of 0.129–4393.75 m, a theta range (vertical) of 73–120<inline-formula><mml:math id="M23" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, a
sampling angle of 0.041<inline-formula><mml:math id="M24" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and a phi range (horizontal) of
33–233<inline-formula><mml:math id="M25" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> with a sampling angle of 0.05<inline-formula><mml:math id="M26" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. We
used 12 local reflectors to correct rotation errors. The TLS instrument
extracted a 3-D point cloud model of the Merapi summit with 2.8 million data
points. A major benefit of the TLS methodology is the high-resolution and
precision in the field of view; however, shadowing effects are significant.</p>
      <p id="d1e499">In order to solve the shadow effects, we applied a structure from motion
(SfM) technique (Szeliski, 2011) to generate a 3-D model based on 2-D
drone images that were acquired on 6 October 2015. We used a DJI Phantom
drone that flew loops at a height of <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">140</mml:mn></mml:mrow></mml:math></inline-formula> m over the dome and
took nadir photographs with 2 s regular interval and 12 megapixel
resolution. These photographs were processed by using agisoft photoscan
professional software to generate a 3-D point cloud model of the Merapi
summit. We then combined the 3-D point clouds of TLS and SfM data by using
point pair-picking registration method in Cloud Compare software. More
details about the data acquisition and the processing of TLS and SfM data
are described in Darmawan et al. (2017, 2018). The combined 3-D
TLS-SfM point cloud was interpolated in ArcMap to generate a digital
elevation model (DEM) with a resolution of 0.5 m. The DEM was used for
geomorphological, topography and slope analysis.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p id="d1e515">Detail parameters to calculate depth water percolation (Eq. 1) and
factor of safety (Eq. 2)</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Parameters</oasis:entry>
         <oasis:entry colname="col2">Value</oasis:entry>
         <oasis:entry colname="col3">Source</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Thermal diffusivity (<inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.4</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M30" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math id="M31" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Taron et al. (2007)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Heat capacity of rock (<inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">918 J kg<inline-formula><mml:math id="M33" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> K</oasis:entry>
         <oasis:entry colname="col3">Taron et al. (2007); Simmons et al. (2004)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Heat capacity of water (<inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mi mathvariant="normal">W</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">4187 J kg<inline-formula><mml:math id="M35" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> K</oasis:entry>
         <oasis:entry colname="col3">Taron et al. (2007); Simmons et al. (2004)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Rain duration (<inline-formula><mml:math id="M36" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">3 h</oasis:entry>
         <oasis:entry colname="col3">Assumption</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Rain intensity (<inline-formula><mml:math id="M37" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">10–100 mm h<inline-formula><mml:math id="M38" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Data observation</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Thermal to cool fracture (<inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">200–800 <inline-formula><mml:math id="M40" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C</oasis:entry>
         <oasis:entry colname="col3">Thermal datasets and from Matthews and Barclay (2004).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Thermal to vaporized water (<inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">W</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">100 <inline-formula><mml:math id="M42" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C</oasis:entry>
         <oasis:entry colname="col3">Assumption</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Fracture spacing (<inline-formula><mml:math id="M43" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">100 m</oasis:entry>
         <oasis:entry colname="col3">Digital elevation model</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Dome sector thickness (<inline-formula><mml:math id="M44" display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> m</oasis:entry>
         <oasis:entry colname="col3">Estimation</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Density of rock (<inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">2242 kg m<inline-formula><mml:math id="M47" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Tiede et al. (2005)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Density of water (<inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">1000 kg m<inline-formula><mml:math id="M49" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Taron et al. (2007); Simmons et al. (2004)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Density of gas (<inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">0.75 kg m<inline-formula><mml:math id="M51" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Girona et al. (2015)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cohesive strength (Cs)</oasis:entry>
         <oasis:entry colname="col2">10000 kN m<inline-formula><mml:math id="M52" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Mayer et al. (2014); Pola et al. (2014)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Friction angle (<inline-formula><mml:math id="M53" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">25–45<inline-formula><mml:math id="M54" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Husein et al. (2014); Simmons et al. (2004)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Gravitational acceleration (<inline-formula><mml:math id="M55" display="inline"><mml:mi>g</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">9.8 m s<inline-formula><mml:math id="M56" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1024">To further investigate any changes related to structural instability, we
conducted drone photogrammetry on 2 September 2017 by using a DJI Mavic pro
drone. The drone flew <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> m above the dome, carried a
camera with a resolution of 12 Megapixels and captured 408 aerial
images. However, as strong degassing at the fumaroles limited visibility,<?pagebreak page3271?> 3-D
point cloud reconstruction by using the SfM–multiple virtual storage (MVS) technique was very noisy.
The aerial images acquired in 2017 were used to generate photomosaic image
and were qualitatively compared to the 2015 aerial images for structural
analysis and for alteration mapping.</p>
      <p id="d1e1038">As we mapped the structural architecture of the lava dome, we are also
interested in alteration and fumarole activities. Fractures and
lithology contrasts may lead to permeability differences that control the
pathways of thermal fluids (Ball and Pinkerton, 2006). We recorded
apparent temperature distribution of the Merapi lava dome by using a forward-looking infrared (FLIR) P660 thermal camera in September 2014. Images were
taken from the eastern crater rim close to the TLS station (Fig. 1b). The
FLIR camera operates on a spectral band of 7.5–13 <inline-formula><mml:math id="M58" display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>m which allows
us to identify an apparent temperature which was calibrated in a range
of 0–500 <inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. The resolution of the FLIR cameras is <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:mn mathvariant="normal">640</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">480</mml:mn></mml:mrow></mml:math></inline-formula> pixels. The FLIR camera is equipped with a 7<inline-formula><mml:math id="M61" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>
(<inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:mi>f</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">131</mml:mn></mml:mrow></mml:math></inline-formula>) zoom lens with a 0.38 mrad instantaneous field of view
(Walter et al., 2013a), allowing generation of very detailed and
high-resolution thermal images, with estimated pixel dimensions of
1 px <inline-formula><mml:math id="M63" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.05 m on the dome center.</p>
      <p id="d1e1098">Thermal infrared data is dependent on a number of environmental parameters,
such as the distance and emissivity of the target (the dome), the solar
reflection, the viewing angle, the atmospheric effect and the presence of
particles/gases in the electromagnetic radiation path (Spampinato
et al., 2011). We recorded the thermal images during night time (05:00 am local
time), so that background temperature was low, and insulation artefacts and
solar reflection were minimized. Other factors were solved in data
processing by setting the emissivity and transmissivity values to 0.98 and
0.7, respectively, following Carr et al. (2016) and Ball
and Pinkerton (2006). Relative humidity was set to 45 % according to
weather observation. The relative distance to the dome was 300 m on average
and the background temperature was assumed to be 10 <inline-formula><mml:math id="M64" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. After
defining the parameters, the thermal images were set to constant color
scales for all images and then were mosaicked to obtain a high-resolution
panorama image of the apparent thermal distribution of the Merapi lava dome.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Factor of safety (FS)</title>
      <?pagebreak page3272?><p id="d1e1116">Factor of safety is widely used to assess slope stability by estimating the
load carrying capacity of a flank. The factor of safety describes if a
system is stronger or weaker for the given load. It is affected, in our
case, by rainfall, and has been applied for numerous engineering problems (Aleotti and Chowdhury, 1999). On dome building volcanoes, the factor of
safety calculation allows for estimating slope instability during precipitation
events, as dome collapse events are favored by heavy rainfall (Yamasato et al., 1998; Elsworth et al., 2004). Here, we follow
the work of Simmons et al. (2004) and test the instability of the
southern sector of the Merapi lava dome during intense rainfall by first
estimating how deep rainwater is able to percolate (<inline-formula><mml:math id="M65" display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula>) through identified
fractures:
            <disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M66" display="block"><mml:mrow><mml:mi>d</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mtext>is</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:msub><mml:mi>c</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub><mml:msub><mml:mi>c</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1.13</mml:mn><mml:msqrt><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M67" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> is the rain intensity as measured by a proximal weather station, and
<inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the required thermal energy to vaporize water, <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the required thermal energy to cool the fracture surface, <inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the density
of lava dome rock and water, respectively, <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is thermal
diffusivity, <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is a non-dimensional time which is described
as <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:mi>t</mml:mi><mml:mo>/</mml:mo><mml:msup><mml:mi>l</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M75" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> is the
rainfall duration,
<inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:mi>l</mml:mi><mml:mo>=</mml:mo><mml:mi>s</mml:mi><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mi mathvariant="normal">W</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are heat capacity of water and rock, respectively.
The estimated of water percolation (<inline-formula><mml:math id="M79" display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula>) is then used to calculate the factor
of safety:
            <disp-formula id="Ch1.E2" content-type="numbered"><mml:math id="M80" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">F</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>C</mml:mi><mml:mo>×</mml:mo><mml:mi>s</mml:mi><mml:mo>+</mml:mo><mml:mo>(</mml:mo><mml:mi>W</mml:mi><mml:mo>×</mml:mo><mml:mi>cos⁡</mml:mi><mml:mfenced close=")" open="("><mml:mi mathvariant="italic">α</mml:mi></mml:mfenced><mml:mo>-</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">u</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>)</mml:mo><mml:mo>×</mml:mo><mml:mi>tan⁡</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mrow><mml:mi>W</mml:mi><mml:mo>×</mml:mo><mml:mi>sin⁡</mml:mi><mml:mfenced open="(" close=")"><mml:mi mathvariant="italic">α</mml:mi></mml:mfenced><mml:mo>+</mml:mo><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="normal">F</mml:mi><mml:mi mathvariant="normal">v</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M81" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula> is the
cohesive strength, <inline-formula><mml:math id="M82" display="inline"><mml:mi>W</mml:mi></mml:math></inline-formula> (unstable dome sector weight) <inline-formula><mml:math id="M83" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:mi>s</mml:mi><mml:mo>×</mml:mo><mml:mi>h</mml:mi><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi>g</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M85" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> is the fracture spacing, <inline-formula><mml:math id="M86" display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula> is the
unstable dome sector thickness, <inline-formula><mml:math id="M87" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> is the inclination of failure
plane, <inline-formula><mml:math id="M88" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> is friction angle and <inline-formula><mml:math id="M89" display="inline"><mml:mi>g</mml:mi></mml:math></inline-formula> is the gravitational force. During
intense rainfall, rainwater is able to percolate through identified
fractures, interacting with the hot interior of the lava dome, thus increasing degassing
activity and then generating water forces (<inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mi>d</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>×</mml:mo><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>)</mml:mo><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi>g</mml:mi></mml:mrow></mml:math></inline-formula>), uplift force from the volcanic
gas (<inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">u</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>×</mml:mo><mml:mi>d</mml:mi><mml:mo>×</mml:mo><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>)</mml:mo><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi>g</mml:mi><mml:mo>×</mml:mo><mml:mi>s</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and vaporized water force (<inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">v</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mi>d</mml:mi><mml:mo>×</mml:mo><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>)</mml:mo><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi>g</mml:mi><mml:mo>×</mml:mo><mml:mo>(</mml:mo><mml:mi>h</mml:mi><mml:mo>-</mml:mo><mml:mi>d</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>; Fig. 7a), where <inline-formula><mml:math id="M96" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">g</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
is the density of gas. A result of FS <inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> indicates a potential failure,
whilst a FS larger than 1 describes a stable condition.</p>
      <p id="d1e1711">Factor of safety calculation requires careful parameter justification. For
the parameters, we consider the rain gauge data that recorded by
hydro-meteorological stations around Merapi volcano, and set the rainfall
intensity (<inline-formula><mml:math id="M98" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>) to 10–100 mm h<inline-formula><mml:math id="M99" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. The fracture spacing (<inline-formula><mml:math id="M100" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>) is 100 m and mimics a translational fault with hanging wall thickness (<inline-formula><mml:math id="M101" display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula>) of <inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> m
(Fig. 7a). The temperature gradient from the surface to the dome interior
(<inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) is 200–800 <inline-formula><mml:math id="M104" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, which is based on our thermal
data and thermodynamic models of the lava dome interior (Matthews and
Barclay, 2004). Friction angle is from 25 to 45<inline-formula><mml:math id="M105" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>,
which is on the range of friction for rock on rock material (Husain et
al., 2014; Simmons et al., 2004). The density of Merapi rock is 2242 kg m<inline-formula><mml:math id="M106" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (Tiede et al., 2005). As the rock is progressively altered, we
assume that the dome rock is homogenous and has cohesion strength of 10 MPa,
following studies of rock strength of altered rock from Mayer et al. (2016);
Pola et al. (2014). Details of the parameters used to calculate the factor
of safety and water percolation are listed in Table 1 and a critical
discussion of the parameters can be found in Sect. 4.1.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2"><caption><p id="d1e1804">Detail input parameters in Titan2D simulation</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{0.95}[0.95]?><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="79.667717pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="42.679134pt"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="91.048819pt"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Parameters</oasis:entry>
         <oasis:entry colname="col2">Input data</oasis:entry>
         <oasis:entry colname="col3">Source</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Topography model</oasis:entry>
         <oasis:entry colname="col2">Updated DEM</oasis:entry>
         <oasis:entry colname="col3">Drone photogrammetry<?xmltex \hack{\hfill\break}?> <inline-formula><mml:math id="M107" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> TLS <inline-formula><mml:math id="M108" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> DEM from<?xmltex \hack{\hfill\break}?>Gerstnecker et al. (2005)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Number of flux source</oasis:entry>
         <oasis:entry colname="col2">1</oasis:entry>
         <oasis:entry colname="col3">Assumption</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Duration (s)</oasis:entry>
         <oasis:entry colname="col2">3600 s</oasis:entry>
         <oasis:entry colname="col3">Maximum time<?xmltex \hack{\hfill\break}?>computation</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Volume</oasis:entry>
         <oasis:entry colname="col2">300 000 m<inline-formula><mml:math id="M109" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">DEM <inline-formula><mml:math id="M110" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> failure plane<?xmltex \hack{\hfill\break}?>inclination from<?xmltex \hack{\hfill\break}?>FS analysis</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Initial velocity</oasis:entry>
         <oasis:entry colname="col2">0</oasis:entry>
         <oasis:entry colname="col3">Assumption</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Internal coulomb<?xmltex \hack{\hfill\break}?>friction angle</oasis:entry>
         <oasis:entry colname="col2">30<inline-formula><mml:math id="M111" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Charbonnier et<?xmltex \hack{\hfill\break}?>al. (2012)</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Bed coulomb<?xmltex \hack{\hfill\break}?>friction angle <?xmltex \hack{\hfill\break}?>Zone 1: <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:mi mathvariant="italic">&gt;</mml:mi><mml:mn mathvariant="normal">2426</mml:mn></mml:mrow></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>Zone 2: 2053–2425 <?xmltex \hack{\hfill\break}?>Zone 3: 1680–2052 <?xmltex \hack{\hfill\break}?>Zone 4: 1555–1679 <?xmltex \hack{\hfill\break}?>Zone 5: 1431–1554 <?xmltex \hack{\hfill\break}?>Zone 6: 1306–1430 <?xmltex \hack{\hfill\break}?>Zone 7: 1182–1305 <?xmltex \hack{\hfill\break}?>Zone 8: 0–1181</oasis:entry>
         <oasis:entry colname="col2"> <?xmltex \hack{\hfill\break}?> <?xmltex \hack{\hfill\break}?>28<inline-formula><mml:math id="M113" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>27<inline-formula><mml:math id="M114" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>26<inline-formula><mml:math id="M115" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>24<inline-formula><mml:math id="M116" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>22<inline-formula><mml:math id="M117" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>20<inline-formula><mml:math id="M118" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>18<inline-formula><mml:math id="M119" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>16<inline-formula><mml:math id="M120" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Charbonnier et<?xmltex \hack{\hfill\break}?>al. (2012) <?xmltex \hack{\hfill\break}?>Zone 1: <inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:mi mathvariant="italic">&gt;</mml:mi><mml:mn mathvariant="normal">2426</mml:mn></mml:mrow></mml:math></inline-formula> <?xmltex \hack{\hfill\break}?>Zone 2: 2053–2425 <?xmltex \hack{\hfill\break}?>Zone 3: 1680–2052 <?xmltex \hack{\hfill\break}?>Zone 4: 1555–1679 <?xmltex \hack{\hfill\break}?>Zone 5: 1431–1554 <?xmltex \hack{\hfill\break}?>Zone 6: 1306–1430 <?xmltex \hack{\hfill\break}?>Zone 7: 1182–1305 <?xmltex \hack{\hfill\break}?>Zone 8: 0–1181</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S2.SS3">
  <title>Scenario modeling of block-and-ash flows</title>
      <p id="d1e2125">Based on analysis of geomorphology, structure and factor of safety, we are
able to identify potential hazards. We then simulated a hazard scenario of
gravity driven avalanches by using Titan2D software. The Titan2D software
has been used by previous studies to simulate block-and-ash flows due to lava
dome collapses (Widiwijayanti et al., 2007; Charbonnier and Gertisser,
2009; Procter et al., 2009; Charbonnier and Gertisser, 2012; Charbonnier et
al., 2013). The input parameters of Titan2D should be defined carefully to
reduce uncertainty during simulation and to obtain the most realistic
result. For parameterization, the volume of the collapse is based on the
structurally delineated southern dome sector. The collapse volume is set to
<inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.3</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M123" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>, which represents a deep water percolation
and gentle slope failure plane (<inline-formula><mml:math id="M124" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>) scenario. The bed coulomb
friction parameter, the most sensitive parameter that controls the flow and
material distribution (Sheridan et al.,
2005; Charbonnier and Gertisser, 2009), is set to between 28 and
16<inline-formula><mml:math id="M125" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, from the top of the dome to the lowest slope, respectively
(Table 2), following a study of single dome collapses after the
14 June 2006 eruption (Charbonnier and Gertisser, 2009).
This range of the bed friction parameter will consider the topography effect
during simulation and produce realistic mass flow model. The initial
velocity is set to 0 m s<inline-formula><mml:math id="M126" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> as we assume that the failure mechanism is not
involving large magmatic pressure. We used the updated digital elevation
model of the Merapi summit from our TLS and drone photogrammetry data and
extended it in the far field by merging it with the published 2005 digital
elevation model (Gerstenecker et al., 2005). A full set
of parameters used for Titan2D simulation is listed in Table 2 and the
limitations of Titan2D are discussed in Sect. 4.1.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p id="d1e2182"><bold>(a)</bold> Detailed slope map of the Merapi lava dome that shows that the top of
the dome is relatively flat. The fissure and the northern part of the dome are
steeply inclined with a slope of <inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M128" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The southern block
possibly consists of two different flow units which are separated by a
gently inclined terrace. A cross section of the lines <bold>(b)</bold> k-l and <bold>(c)</bold> m-n that shows that the horseshoe-shaped structure has a maximum depth of 8 m.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f03.png"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S3">
  <title>Results</title>
<sec id="Ch1.S3.SS1">
  <title>Geomorphology and structure of the Merapi summit</title>
      <p id="d1e2229">The high-resolution slope map and the photomosaic show the geomorphology and
structure of the Merapi summit (Fig. 2). The 2010 explosive eruption formed
a deep crater that opened in the southeast direction and is surrounded by
old domes with slopes of 45<inline-formula><mml:math id="M129" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. Shortly after the 2010
eruption, a lava dome formed at the middle of the crater. The deep crater is
steeply inclined with a slope of <inline-formula><mml:math id="M130" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M131" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and has a
diameter of 356 m, a maximum depth of 118 m at the northwest crater wall,
146 m at the northeast crater wall and 73 m at the<?pagebreak page3273?> southwest crater wall,
as shown in cross section of lines p-q and r-s (Fig. 2a, d and e). The high-resolution drone photomosaic clearly shows that the summit is highly
fractured with an azimuth of N150<inline-formula><mml:math id="M132" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E and shows fumarole activity and yellowis sulfur deposition,
especially around the crater wall (Fig. 2b and c). A remnant of altered
rocks after the 2010 eruption is exposed at the north crater wall and southeast basal surface. Degassing activity is identified at the fissure area,
southern dome, west crater wall and northeast crater (green
points in Fig. 2c). This degassing activity causes progressive hydrothermal alteration that may weaken and destabilize the dome
rock.
Some of the altered
rocks on the crater wall fall and produce gravity driven rock falls that are
deposited inside the crater. Some materials of the 2012–2014 explosions are
also deposited inside the crater and on the top of the lava dome (Fig. 2c).</p>
      <p id="d1e2268">Further analysis of the slope and structure of the lava dome shows that the top
of the dome is relatively flat, while the open fissure is steeply inclined
with slope of <inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M134" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. A horseshoe-shaped fault-like
structure is identified and it delineates a block in the southern dome
sector (Fig. 3a). The structure can be traced for a length of over 165 m and the block has dimensions of 100 m <inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:mo>×</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula> m. The cross section profiles
of line k-l and m-n show that the maximum depths of the horseshoe-shaped
fault structure in the northwest, northeast and southwest are 6, 8 and
3 m, respectively (Fig. 3b and c). The delineated block is steeply inclined
at <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M137" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, hosts abundant fractures, has a blocky
appearance and consists of two or three steep regions, which are separated
by gently inclined terraces that may indicate different flow units as also
observed from the drone aerial image (Figs. 3a and 4a). As the unstable dome
sector is located on a steep slope (Fig. 3a), it is critical to monitor
changes on the southern part of the Merapi dome.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p id="d1e2319"><bold>(a)</bold> Photomosaic of UAV aerial images acquired in 2015 that shows
detailed structures on the Merapi lava dome. The dome is highly fractured at
the fissure area, at the dome margin and on the southern dome. <bold>(b)</bold> A
different unit flow and three fracture areas (c, d and e) are clearly
identified by our photomosaic drone aerial images. Coordinates are in UTM.
Zoomed images of drone images between 2015 and 2017 at those three fractures
area show a mechanical weakening due to hydrothermal alteration, especially
at the fracture number 5 (area e–e'). We estimate that the diameter of
the first, second, third, fourth and fifth fractures is 0.7,
0.3, 1, 1.3 and 0.3 m, respectively.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f04.jpg"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p id="d1e2336"><bold>(a)</bold> Photomosaic of high-resolution thermal images taken from the
eastern flank (inset) shows the variation of apparent thermal variation of
the Merapi dome in 2014. <bold>(b)</bold> We find high temperatures around
<inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">140</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M139" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C at the horseshoe-shaped structure and along the fracture area
of c, d and e as identified by our drone camera. High thermal pixel value
may indicate a hydrothermal fluid activity that can progressively alter and
ultimately weaken the dome.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f05.jpg"/>

        </fig>

      <p id="d1e2369">Close-range aerial images show more details of the horseshoe-shaped
structures and the southern block (Fig. 4). We find five fractures in three
different areas (c, d and e). A closer view of those fractures (first,
second, fourth and fifth) reveals that they have a width of 0.3–1.3 m (Fig. 4c, d and e). Comparison of drone aerial images between
2015 and 2017 shows a progressive hydrothermal alteration processes around
those fractures within just 2 years. The yellow color surrounding the
active fractures indicates sulfur deposit around the fumaroles, which are
stronger expressed in the 2017 images, especially around the fracture number
5 (area e-e'). It may indicate a structural weakening due to hydrothermal
alteration. The hydrothermal activities at the horseshoe-shaped structure
are also observed by our thermal camera, which is described below.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Thermal variation of the Merapi dome</title>
      <?pagebreak page3275?><p id="d1e2378">Forward-looking infrared thermal mapping allows identification of the
apparent temperature of the dome surface and the main regions of hydrothermal
fluid-flow on the horseshoe-shaped structure. We find that the mean
apparent temperature at the dome surface is about 6–14 <inline-formula><mml:math id="M140" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
(Fig. 5a). The low apparent temperature of the dome surface is related to data
acquisition that is performed at night and the insulating ash deposits that
covered the dome during six distinct phreatic explosions that occurred
between 2012 and 2014 (Darmawan et al., 2018). The highest apparent
temperatures are found at the northern margins of the dome with a maximum
temperature of 201.7 <inline-formula><mml:math id="M141" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. The high-resolution of 1 px <inline-formula><mml:math id="M142" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.05 m in
the 2014 thermal data allowed further investigation of the horseshoe-shaped
structure in more detail. We show the thermal fingerprint of the fractures
in three areas, c, d and e, with a maximum apparent temperature of
161, 150 and 31 <inline-formula><mml:math id="M143" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, respectively (Fig. 5b). The cross section temperature profile of the horseshoe-shaped structure
(Fig. 5b) shows a strong thermal signal in the horseshoe-shaped structure,
which indicates a prominent pathway for hydrothermal fluids.</p>
      <p id="d1e2415">We repeated the thermal mapping campaign of the lava dome 3 years later
(September 2017). The apparent temperature of fracture number 5 (area e)
increased from 31 up to <inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">70</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M145" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, which may indicate an
increase of hydrothermal fluid activity in fracture number 5 (area e). The
increasing of thermal activity in fracture 5 (area e) is highly correlated
with the increase of hydrothermal alteration activity as observed by drone
images in 2017 (Fig. 4e-e'). However, as the thermal cameras used in 2014
and 2017 are different, the results cannot be directly compared. More
details on this repeat thermal mapping can be found in the Supplement.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p id="d1e2439"><bold>(a)</bold> Depth of rainwater percolation, as a function of rainfall
intensity at Merapi, is controlled by the temperature of the dome. By
assuming the minimum and maximum temperature of the dome of 200
and 800 <inline-formula><mml:math id="M146" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, respectively, the estimation of depth water
percolation is 10 to 60 m (red circles) during typical rainfall (grey area).
<bold>(b)</bold> The
typical intensity of rainfall from April 2012 to July 2014 was 10–35 mm h<inline-formula><mml:math id="M147" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
(grey area) and was calculated based on average rain intensity from five
observatories near Merapi (see Fig. 1a).</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f06.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS3">
  <title>Factor of safety results</title>
      <p id="d1e2480">Assessment of factor of safety during intense rainfall first requires
quantification of the effect of rainwater. Based on a typical rainfall event
(intensity of 10–35 mm h<inline-formula><mml:math id="M148" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) and assuming a rain duration of <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> h, we calculate the rainwater percolation between 10 and 60 m by
using Eq. (1) (Fig. 6). The 10 and 60 m depth water percolation are then
used to calculate the factor of safety as a function of failure plane
inclination (Fig. 7). Results show that failure (FS <inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>) may occur when
the failure plane is 25 and 45<inline-formula><mml:math id="M151" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (<inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mo>≥</mml:mo><mml:mi mathvariant="italic">θ</mml:mi></mml:mrow></mml:math></inline-formula>) during shallow water percolation (10 m) scenario (black
lines in Fig. 7b). It indicates that friction (<inline-formula><mml:math id="M153" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>) controls
the stability during shallow water percolation. For the deep water
percolation scenario (60 m), the plane inclinations at failure mode (FS <inline-formula><mml:math id="M154" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>) are 15 and 39<inline-formula><mml:math id="M155" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for friction angles (<inline-formula><mml:math id="M156" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>) of
25 and 45<inline-formula><mml:math id="M157" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, respectively (red lines in Fig. 7b). This
indicates that friction cannot resist the total driving forces when rainwater percolates
deeply.
Calculation of the factor of safety reveals that the delineated dome sector
is particularly unstable during deep water percolation (<inline-formula><mml:math id="M158" display="inline"><mml:mrow><mml:mi>d</mml:mi><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">60</mml:mn></mml:mrow></mml:math></inline-formula> m). Using a basal inclination of 15<inline-formula><mml:math id="M159" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, the estimated
unstable rock volume during intense rainfall events is <inline-formula><mml:math id="M160" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.3</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M161" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p id="d1e2627"><bold>(a)</bold> Cross section of the Merapi lava dome shows that the
horseshoe-shaped structure may develop into a translational fault with
fracture spacing (<inline-formula><mml:math id="M162" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>) up to 100 m and a hanging wall thickness of
<inline-formula><mml:math id="M163" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> m. The stability of the unstable dome sector is
influenced by the weight (<inline-formula><mml:math id="M164" display="inline"><mml:mi>W</mml:mi></mml:math></inline-formula>), water force (<inline-formula><mml:math id="M165" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">W</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), vaporized water force
(<inline-formula><mml:math id="M166" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">V</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and gas uplift force (<inline-formula><mml:math id="M167" display="inline"><mml:mrow><mml:msub><mml:mi>F</mml:mi><mml:mi mathvariant="normal">u</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) along the fault boundary during
intense rainfall (Modified from Simmons et al., 2004). <bold>(b)</bold> Analysis of
factor of safety for the southern dome sector shows that deep water
percolation (red lines) may reduce failure plane inclination and failure may
occur even if the failure plane is inclined gently below the friction angle
(<inline-formula><mml:math id="M168" display="inline"><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="italic">&lt;</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:mrow></mml:math></inline-formula>).</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f07.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><caption><p id="d1e2713">Result of the numerical simulation of the pyroclastic block-and-ash
flow that may form due to the collapse of the delineated southern dome sector
after 1, 10, 30 and 60 min. The block-and-ash flow is deflected by the
Kendil hills (yellow triangle) within <inline-formula><mml:math id="M169" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> min after the
collapse. The red outline indicates the total inundation zone as a result of
the deposition of the block-and-ash flow material. Coordinates are in UTM
meters.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f08.jpg"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS4">
  <title>Scenario numerical model of block-and-ash flows</title>
      <p id="d1e2738">The estimated volume is now used as an input for the Titan2D simulation.
Titan2D simulation results show that the debris material mobilizes down into
the southeastern valley and will reach 1.9 km from the summit at the first
minute (Fig. 8). After 10 min, the debris materials are deflected by the
Kendil hills (yellow triangle) and the main flow travels further to Gendol
river valley with distance of 2.6 km from the summit. Within 30 min, the
main flow reaches a distance of 3.1 km and it continues to travel along
Gendol river valley. The flow finally stops with a maximum runout distance
of 3.6 km from the summit. Most of the material is deposited at the upstream
of Gendol river with a maximum thickness of <inline-formula><mml:math id="M170" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> m. The
potential hazard area (red polygon) due to the small volume of the single dome
collapse is 1.5 km<inline-formula><mml:math id="M171" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Discussion</title>
<sec id="Ch1.S4.SS1">
  <title>Limitations</title>
      <p id="d1e2772">We find some limitations during drone, TLS and thermal data acquisition due
to the complexity and hazardous access at the Merapi summit after the 2010 explosive
eruption. The drone was caught by turbulence due to fumarole activity and
strong winds, and the TLS data could only be obtained from the eastern crater
wall since a different scan position was too hazardous at the Merapi summit.
Therefore, the TLS data have significant shadowing effects. However, the
advantage of the TLS data is that it is highly accurate and the drone is able to
cover the shadow area. The combination of TLS and drone photogrammetry is
therefore able to generate a digital elevation model with a resolution of 0.5 m and a photomosaic with a resolution up to 0.03 m. We find that the
combination of TLS and drone photogrammetry is robust and can be applied for
geomorphology and structural mapping at steep sided dome building volcanoes.</p>
      <p id="d1e2775">The thermal variation was investigated by using a FLIR camera. Parameters
such as emissivity, surface roughness, viewing angle, atmospheric effects,
volcanic gas, instrumental errors, solar radiation and solar heating may
affect the pixel value of the FLIR thermal images (Spampinato et
al., 2011). The effect of solar radiation and solar heating was largely
reduced by acquiring the FLIR data before sunrise.<?pagebreak page3276?> However, parameters of
emissivity, transmissivity, relative humidity, distance and temperature
background may be influential during data processing. We tested the sensitivity
of these parameters and we found that emissivity is the most sensitive
parameter. Increasing emissivity by 0.01 will reduce the apparent
temperature by <inline-formula><mml:math id="M172" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M173" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. By assuming a range of
emissivity between 0.95 and 0.98, which is common on dome building volcanoes
(Merapi and Colima, Mexico; Walter et al., 2013a; Carr et
al., 2016), we infer that our apparent temperature has an uncertainty of
<inline-formula><mml:math id="M174" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M175" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. For the structural analysis performed, this
is an acceptable range.</p>
      <p id="d1e2816">The degree of dome instability is estimated by using the factor of safety
calculation, assuming an intense rainfall event similar to the study of Simmons et al. (2004), where the parameters of dome sector geometry
(thickness and fracture spacing), temperature, the friction angle, the rock
strength, and the intensity and duration of the rainfall may influence the
result. Our factor of safety analysis is constrained for the southern Merapi
dome sector. For this we hypothesize a fracture spacing (<inline-formula><mml:math id="M176" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>) of 100 m,
thickness (<inline-formula><mml:math id="M177" display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula>) of 40 m, cohesive strength of 10 MPa following the studies of
rock strength of altered rock from Mayer et al. (2016) and Pola et al. (2014), dome temperature of 200–800 <inline-formula><mml:math id="M178" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
during typical rainfall at Merapi (intensity of 10–35 mm h<inline-formula><mml:math id="M179" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and duration of
<inline-formula><mml:math id="M180" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> h) and friction angles of 25 and
45<inline-formula><mml:math id="M181" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (Simmons et al., 2004; Husein et al., 2014).</p>
      <p id="d1e2874">Our morphological analysis, thermal images and rainfall gauges provide
realistic information of the fracture spacing (<inline-formula><mml:math id="M182" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>), temperature to cool the
dome (<inline-formula><mml:math id="M183" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">R</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and rainfall intensity; however, the parameters of
dome thickness, rainfall duration and the temperature required to vaporize rainwater
(<inline-formula><mml:math id="M184" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) have some uncertainty. Here, we tested those parameters
and found that the rainfall duration is the most sensitive parameter as it
influences the depth of water percolation. Doubling the rainfall duration
from 3 to 6 h with an intensity of 35 mm h<inline-formula><mml:math id="M185" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> will increase the water
percolation by up to 10 m, which will decrease the factor of safety by
<inline-formula><mml:math id="M186" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.09</mml:mn></mml:mrow></mml:math></inline-formula> and reduce the failure plane inclination (<inline-formula><mml:math id="M187" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>) by
1<inline-formula><mml:math id="M188" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, while the dome thickness and temperature required to vaporize the rain
water (<inline-formula><mml:math id="M189" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) are not significantly affected. Doubling the block
thickness reduces the factor of safety by <inline-formula><mml:math id="M190" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.01</mml:mn></mml:mrow></mml:math></inline-formula> and reducing
the temperature to vaporize the water (<inline-formula><mml:math id="M191" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) from 100 to
90 <inline-formula><mml:math id="M192" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C only increases the factor of safety by <inline-formula><mml:math id="M193" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.006</mml:mn></mml:mrow></mml:math></inline-formula>. By assuming rainfall duration of 12 h during the rainy season, we
estimate the failure plane inclination have an uncertainty of <inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M195" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> that may affect the uncertainty of the volume of the collapsing
block by <inline-formula><mml:math id="M196" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">65.000</mml:mn></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M197" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>. We also assume that the rock cohesion is
homogenous, while our drone photomosaic data shows that the degree of
alteration that may influence the rock cohesion is spatially varied. We then
further analyzed the factor of safety with heterogeneous rock cohesion in
Sect. 4.3.</p>
      <p id="d1e3043">In a case of dome sector failure, the potential hazard zone is estimated by
usingTitan2D software. Our Titan2D model represents an approximation of runout distance, deposit and potential hazard area due to single small volume
dome collapses. However, Titan2D is not able to model pyroclastic surges.
The pyroclastic surges that occurred and jumped over Kendil hills during the
2010 eruption could not be modeled by Titan2D as surges are diluted, mixed
with gas and the<?pagebreak page3277?> propagation is not controlled by topography (Charbonnier et
al., 2013). In order to solve the propagation of pyroclastic surge, a
two-layer model has been proposed by assuming that pyroclastic density
currents (PDCs) consist of two distinct layers, a concentrated layer
(block-and-ash flow) and a diluted layer (ash-cloud surge; Kelfoun et al., 2017). The mobility of each layer is
solved by using a depth-averaged algorithm. Results of this model were
successful in simulating the mobility of pyroclastic density currents of
the Merapi eruption in 26 October and 5 November 2010.</p>
      <p id="d1e3046">Other limitations of Titan2D are the grain interactions which are controlled
and simply solved by coulomb frictions (bed and internal); while in reality,
the interaction of grains in pyroclastic density currents is complex, as the
grains size varies and the momentum produced by this interaction is able to
transport large lithics over great distances (<inline-formula><mml:math id="M198" display="inline"><mml:mrow><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> km; Dufek et
al., 2009). A study of grains size of pyroclastic flow also suggests that
finer grain size may produce a higher mobility of the center of the mass
flow (Cagnoli and Piersanti, 2015, 2017). As the
grains interaction is only controlled by coulomb frictions in Titan2D,
adjustment of coulomb frictions should be taken carefully and we used
validated coulomb frictions from Charbonnier et al. (2012) in this study to
obtain a reliable result.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Geomorphology and structural instability at the Merapi summit</title>
      <p id="d1e3065">The current morphology and structure on the Merapi dome show progressive
hydrothermal alteration that may cause structural weakening. Previous
studies show that hydrothermal alteration is able to weaken the dome rock up
to 0.2–10 MPa (Pola et al., 2014; Wyering et
al., 2014) and promotes a failure even during quiescence periods (Lopez and Williams, 1993; Reid et al., 2001). Our
alteration, thermal and structural mapping datasets show that the southern
Merapi dome and southwestern Merapi flank area are subjected to structural
mechanical weakening. The southern dome sector is delineated by a curved
horseshoe-shaped structure which was already identified even before the
2012–2014 explosions (Darmawan et al., 2018). The structure then became
more strongly expressed and gradually
deepened during the 2012–2014 explosions. The
horseshoe-shaped structure is now 8 m deep, highly fractured and provides
pathways for fumaroles as identified by thermal camera. The presence of
progressive hydrothermal alteration in fracture 5 (area E) probably points
to a mechanical weakening and future structural instability due to
hydrothermal alteration.</p>
      <p id="d1e3068">Whether the altered fractures are deep reaching or not, however, is
difficult to quantify. Our data only identify alteration at the surface and
our model assumes that the horseshoe-shaped fracture is deeply altered and
may transform to a translational fault due to lateral progressive
hydrothermal alteration processes. Imaging the failure plane is challenging
at the Merapi summit. Resistivity tomography could only be
realized at elevation of 2400 m (400 below the Merapi summit) at the
southern
flank of Merapi and found a hydrothermal system at a depth of 200 m
(Byrdina et al., 2017). If alteration progressively occurs
at a depth of 200 m and gradually forms a failure plane, the southern dome and
southwestern flank may be prone to serious structural weakening and instability
due to hydrothermal alteration.</p>
      <p id="d1e3071">Progressive hydrothermal alteration also intensively occurs at the open
fissure area. The open fissure is highly fractured, actively degassing and
intensively altered, as shown from our drone photomosaic image (Fig. 2b). The
latest eruption in May 2018 occurred at the fissure area. Although no
seismic or deformation precursors were observed, the thermal signal
dramatically increased 15 min before the eruption along the fissure area (BPPTKG, 2018b). Further analysis of eruption material suggests that the
May 2018 eruption contained an abundance of altered materials, which
indicates that the open fissure area is structurally already weakened due to
hydrothermal alteration. The weakened structure thus<?pagebreak page3278?> provides a pathway to
release gas overpressure and controls the location of the steam explosion
in May 2018.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><caption><p id="d1e3076">Conceptual model of slope stability shows the geometry of <bold>(a)</bold> the
southern Merapi dome sector and <bold>(b)</bold> the southwestern Merapi flank. The
hydrothermal alteration along the fracture, the estimation of ground water
and the heterogeneity of the rock cohesion are also indicated. Our
calculation of factor of safety by using the Fellenius method shows that the
southern dome is relatively stable (FS <inline-formula><mml:math id="M199" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 2.6), while the southwestern
Merapi flank is approaching a warning (FS <inline-formula><mml:math id="M200" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1.3) and requires
further monitoring and assessment.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/3267/2018/nhess-18-3267-2018-f09.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS3">
  <title>Implications for future dome failure</title>
      <p id="d1e3111">Geomorphology and structural mapping imply a structural weakening on the
southern dome, at the open fissure and at western crater wall. Results of
factor of safety calculations show that deep water percolation may reduce
the friction and may increase hydrothermal alteration that further weakens
the dome structure. However, our results of factor of safety assume that the
rock cohesion strength is homogenous, while in fact, the rock cohesion
strength is probably heterogeneous as the magnitude of alteration and
associated cohesion strength is spatially varied. Therefore, we further
analyzed the stability of the dome by using Fellenius (ordinary slice) factor of
safety and varying the rock cohesion strength. Fellenius factor of safety is
widely used to analyze slope stability and the method assumes that the mass
above the failure plane is divided into <inline-formula><mml:math id="M201" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> slices and the external forces
(vertical shear and horizontal forces, Xn and En, respectively) are zero
(Fig. 9). The acting forces on each slice are the weight, pore pressure (<inline-formula><mml:math id="M202" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>)
and rock cohesion (<inline-formula><mml:math id="M203" display="inline"><mml:mi>c</mml:mi></mml:math></inline-formula>), respectively (Fig. 9a inset). We assume that the rock
cohesion at basal failure is heterogeneous. The rock cohesion which located
close to the altered fracture is 10 MPa, while the rock cohesion of fresh
rock is 100 MPa (Pola et al., 2014; Wyering et
al., 2014) and the water deeply percolates (<inline-formula><mml:math id="M204" display="inline"><mml:mrow><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">60</mml:mn></mml:mrow></mml:math></inline-formula> m; Fig. 9). We find
that the factor of safety on the southern dome is 2.6 (Fig. 9a) which
indicates a stable condition. We infer that fresh rock is strong enough to
resist and to stabilize the dome. The factor of safety of the southwestern
flank is 1.3 which may indicate a warning condition. We therefore also
recommend monitoring the stability of the southwestern flank as
historically the southwestern flank has frequently collapsed over the past
decades.</p>
      <p id="d1e3145">Other factors, such as a new magma extrusion and gas overpressure, may also
destabilize and trigger a dome failure. Gas pressurization may promote
deep-seated failure and explosive eruptions, while slow rate magma extrusion
can gradually make the dome overly steep and trigger gravitational collapses (Voight and Elsworth, 2000).</p>
      <p id="d1e3148">Currently, a new dome is growing at the middle of open fissure with volume
of 135 000 m<inline-formula><mml:math id="M205" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> and extrusion rate of 0.01 m<inline-formula><mml:math id="M206" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math id="M207" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (BPPTKG, 2018a).
The extrusion of a new dome involves degassing activity that increases
hydrothermal alteration in the southern dome sector. Further investigation
of the interaction of the new dome extrusion and structural weakening is now
required.</p>
</sec>
<sec id="Ch1.S4.SS4">
  <title>Block-and-ash flow hazard along the Gendol valley</title>
      <p id="d1e3187">Our simulation of block failure and mobility along the Gendol valley shows
the potential hazard due to structural weakening on the southern dome. The
southern dome, with a volume of <inline-formula><mml:math id="M208" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M209" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>, may fail and produce block-and-ash flow with a maximum runout distance of
3.6 km and an affected hazard area of 1.5 km<inline-formula><mml:math id="M210" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>. This runout distance is
typical for a single dome collapse with a volume of <inline-formula><mml:math id="M211" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M212" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> (VEI <inline-formula><mml:math id="M213" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>). The single dome collapse in 2006 with a volume of <inline-formula><mml:math id="M214" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M215" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> traveled along Gendol valley and destroyed the village
of Kaliadem which was located 4.5 km from the summit (Charbonnier and
Gertisser, 2009; Ratdomopurbo et al., 2013). Therefore, we infer that our
potential hazard model is relevant and realistic for single dome collapse
with VEI 1. However, we did not consider the potential collapses of the new
lava dome that is currently forming at the open fissure and is growing above the
frozen lava dome. As the current morphology of the Merapi summit that opened
to the Gendol valley (south–southeast), we infer that the new lava dome
could potentially collapse into the Gendol valley due to<?pagebreak page3279?> magma intrusion,
gravitational instability, gas overpressure, structural weakening, intense
rainfall and earthquakes. We recommend to further monitor and investigate
the potential hazard of the new lava dome in the near future.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e3290">Detailed morphological and structural studies of the active Merapi volcano
reveal a structural weakening due to hydrothermal alteration on the southern
dome. We identify a 165 m long horseshoe-shaped structure with a depth of 6 m
that encircles the southern dome sector which has volume of <inline-formula><mml:math id="M216" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M217" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>. The structure is highly fractured and
provides pathways for hydrothermal fluids which can lead to structural
instability.</p>
      <p id="d1e3319">Our results from factor of safety calculations indicate that intense rainfall
events at the Merapi summit are able to reduce the failure plane inclination.
The southern dome may fail due to new activities or mechanical weakening. By using
Titan2D flow simulation we estimate that the collapse of the unstable dome
sector may produce block-and-ash flow that travels southward with a maximum runout distance of <inline-formula><mml:math id="M218" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:math></inline-formula> km from the summit.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e3336">Data are
available with the GFZ data service with DOI <ext-link xlink:href="https://doi.org/10.5880/GFZ.2.1.2017.003" ext-link-type="DOI">10.5880/GFZ.2.1.2017.003</ext-link> (Darmawan et al., 2017).</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e3342">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/nhess-18-3267-2018-supplement" xlink:title="pdf">https://doi.org/10.5194/nhess-18-3267-2018-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution">

      <p id="d1e3351">HD
collected the drone dataset, analyzed the data, and wrote the paper under
supervision of TRW and VRT. TRW collected the infrared data and wrote and
improved the paper. VRT wrote and improved the paper. ABS
provided the rainfall dataset.</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e3357">The authors declare that they have no conflict of
interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3363">This is a contribution to VOLCAPSE, which is a research project funded by the
European Research Council under the European Union's H2020 Programme/ERC
consolidator grant ERC-CoG 646858. The authors also acknowledge a scholarship
grant from Deutscher Akademischer Austauschdienst (DAAD), Germany, reference
no. 91525854, a research grant by the Swedish Research Council (VOLTAGE
project) and financial support by the Swedish Center for Natural Hazard and
Disaster Sciences (CNDS). We would like to also thank Mehdi Nikkhoo and
Nicole Richter for the data acquisition of the terrestrial laser scan,
Michele Pantaleo for the data acquisition of thermal images in 2014, and
Edgar Zon for supporting the 2014 fieldwork. We also thank François
Beauducel for supporting FLUKE camera recording during fieldwork in 2017 and
special thanks goes to BPPTKG (Merapi Volcano Observatory) for all of their
support during fieldwork in 2014, 2015 and 2017. We also thank Sylvain
Charbonnier and an anonymous referee for their constructive
review.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> The article processing
charges for this open-access <?xmltex \hack{\newline}?> publication were covered by a
Research <?xmltex \hack{\newline}?> Centre of the Helmholtz Association. <?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by: Giovanni Macedonio<?xmltex \hack{\newline}?> Reviewed by:
Sylvain Charbonnier and one anonymous referee</p></ack><ref-list>
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    <!--<article-title-html>Structural weakening of the Merapi dome identified by drone photogrammetry after the 2010 eruption</article-title-html>
<abstract-html><p>Lava domes are subjected to structural weakening that can lead to
gravitational collapse and produce pyroclastic flows that may travel up to
several kilometers from a volcano's summit. At Merapi volcano, Indonesia,
pyroclastic flows are a major hazard, frequently causing high numbers of
casualties. After the Volcanic Explosivity Index 4 eruption in 2010, a new lava dome developed on
Merapi volcano and was structurally destabilized by six steam-driven
explosions between 2012 and 2014. Previous studies revealed that the
explosions produced elongated open fissures and a delineated block in the
southern dome sector. Here, we investigated the geomorphology, structures,
thermal fingerprint, alteration mapping and hazard potential of the Merapi
lava dome by using drone-based geomorphologic data and forward-looking
thermal infrared images. The block on the southern dome of Merapi is
delineated by a horseshoe-shaped structure with a maximum depth of 8&thinsp;m and it
is located on the unbuttressed southern steep flank. We identify intense
thermal, fumarole and hydrothermal alteration activities along this
horseshoe-shaped structure. We conjecture that hydrothermal alteration may
weaken the horseshoe-shaped structure, which then may develop into a failure
plane that can lead to gravitational collapse. To test this instability
hypothesis, we calculated the factor of safety and ran a numerical model of
block-and-ash flow using Titan2D. Results of the factor of safety analysis
confirm that intense rainfall events may reduce the internal friction and
thus
gradually destabilize the dome. The titan2D model suggests that a
hypothetical gravitational collapse of the delineated unstable dome sector
may travel southward for up to 4&thinsp;km. This study highlights the
relevance of gradual structural weakening of lava domes, which can influence
the development fumaroles and hydrothermal alteration activities of cooling
lava domes for years after initial emplacement.</p></abstract-html>
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