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  <front>
    <journal-meta><journal-id journal-id-type="publisher">NHESS</journal-id><journal-title-group>
    <journal-title>Natural Hazards and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">NHESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Nat. Hazards Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1684-9981</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/nhess-18-1037-2018</article-id><title-group><article-title>Regional rainfall thresholds for landslide occurrence <?xmltex \hack{\break}?> using a centenary
database</article-title><alt-title>Regional rainfall thresholds for landslide occurrence using a centenary
database</alt-title>
      </title-group><?xmltex \runningtitle{Regional rainfall thresholds for landslide occurrence using a centenary
database}?><?xmltex \runningauthor{T. Vaz et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Vaz</surname><given-names>Teresa</given-names></name>
          <email>tvaz@campus.ul.pt</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Zêzere</surname><given-names>José Luís</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-3953-673X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Pereira</surname><given-names>Susana</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-9674-0964</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Oliveira</surname><given-names>Sérgio Cruz</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-0883-8564</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Garcia</surname><given-names>Ricardo A. C.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-1036-6271</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Quaresma</surname><given-names>Ivânia</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-0052-7112</ext-link></contrib>
        <aff id="aff1"><institution>Centre for Geographical Studies, Institute of Geography and Spatial
Planning, Universidade de Lisboa,<?xmltex \hack{\break}?> Lisbon, 1600-276, Portugal</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Teresa Vaz (tvaz@campus.ul.pt)</corresp></author-notes><pub-date><day>4</day><month>April</month><year>2018</year></pub-date>
      
      <volume>18</volume>
      <issue>4</issue>
      <fpage>1037</fpage><lpage>1054</lpage>
      <history>
        <date date-type="received"><day>12</day><month>October</month><year>2017</year></date>
           <date date-type="rev-request"><day>25</day><month>October</month><year>2017</year></date>
           <date date-type="rev-recd"><day>2</day><month>March</month><year>2018</year></date>
           <date date-type="accepted"><day>7</day><month>March</month><year>2018</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2018 Teresa Vaz et al.</copyright-statement>
        <copyright-year>2018</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018.html">This article is available from https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018.html</self-uri><self-uri xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018.pdf">The full text article is available as a PDF file from https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018.pdf</self-uri>
      <abstract>
    <p id="d1e127">This work proposes a comprehensive method to assess rainfall thresholds for
landslide initiation using a centenary landslide database associated with a
single centenary daily rainfall data set. The method is applied to the Lisbon
region and includes the rainfall return period analysis that was used to
identify the critical rainfall combination (cumulated rainfall duration) related to each landslide event. The spatial
representativeness of the reference rain gauge is evaluated and the rainfall
thresholds are assessed and calibrated using the receiver operating
characteristic (ROC) metrics.</p>
    <p id="d1e130">Results show that landslide events located up to 10 km from the rain gauge
can be used to calculate the rainfall thresholds in the study area; however,
these thresholds may be used with acceptable confidence up to 50 km
from the rain gauge. The rainfall thresholds obtained using linear and
potential regression perform well in ROC metrics. However, the
intermediate thresholds based on the probability of landslide events
established in the zone between the lower-limit threshold and the upper-limit threshold are much more informative as they indicate the probability
of landslide event occurrence given rainfall exceeding the threshold. This
information can be easily included in landslide early warning systems,
especially when combined with the probability of rainfall above each
threshold.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e140">Rainfall is the most important physical process for landslide triggering
in Portugal (Zêzere et
al., 2015; Vaz and Zêzere,
2016) as well as worldwide (e.g. Crozier, 1986;
Crosta and Frattini, 2008). However, the relationship
between rainfall and landslides is indirect and typically includes a process
cascade where the rainfall is followed by infiltration into the soil,
which increases the pore-water pressure that is responsible for the
decrease in the shear strength of the slope materials (Terlien,
1998; Glade and Crozier, 2005).</p>
      <p id="d1e143">During the last decades, the relationship between landslides and rainfall
has been tentatively established by the assessment of rainfall thresholds,
i.e. rainfall conditions (cumulated rainfall, intensity), that when reached
or exceeded can induce a landslide event
(Reichenbach et al., 1998;
Guzzetti et al., 2007). The rainfall
thresholds for slope failure have been proposed following a physical and
empirical approach. The first approach considers the physical basis of
the process using hydrological models and stability calculations
(Terlien, 1998; Iverson, 2000;
Frattini et al., 2009). However, it demands high-resolution data (e.g. groundwater conditions; shear strength properties)
that often are not available for large areas
(Guzzetti et al., 2007). The second
approach is statistically based and is sustained by historical records
regarding landslide events and rainfall data series
(Guzzetti et al., 2007). Several thresholds
have been proposed worldwide using the empirical approach, which can differ
according to the kind of rainfall measurements and variables and the number
of rain gauges used to calculate the threshold, as well as the geographical
extent over which the threshold is applied.</p>
      <p id="d1e146">The most common empirical rainfall thresholds used at local and regional
scales are the rainfall intensity and duration (I–D) threshold, the event
duration (E-D) threshold, the antecedent rainfall threshold and the combined
threshold. The I–D threshold links the total height of rainfall and the
rainfall intensity (Caine, 1980) and has been widely used
as a power-law threshold (e.g. Guzzetti et al., 2008; Saito et<?pagebreak page1038?> al., 2010;
Brunetti et al., 2010). It has shown good performance, especially for shallow
landslides triggered by short and intense rainfall. Alternatively, the E-D
threshold associates the cumulated-rainfall event with the rainfall event
duration (e.g. Peruccacci et al., 2012). The antecedent rainfall thresholds
assesses the influence of the antecedent rainfall on the groundwater levels
and soil moisture, thus acting as a landslide preparatory factor. This is
particularly important for deep-seated landslides induced normally by
long-lasting rainfall periods (Martelloni et al., 2012). However, the
definition of the critical rainfall period is an important source of bias for
the antecedent rainfall (e.g. Guzzetti et al., 2007; Zêzere et al., 2015)
and different periods have been proposed in the literature, ranging from a
few days to several months (e.g. Glade et al., 2000; Cardinali et al., 2006).
Finally, the combined thresholds include several combinations such as the
rainfall event combined with rainfall intensity (e.g. Onodera et al., 1974),
the event rainfall with the antecedent rainfall (e.g. Pereira and Zêzere,
2012), the event rainfall with the antecedent calibrated rainfall (e.g.
Zêzere et al., 2005).</p>
      <p id="d1e149">The rainfall thresholds for landslide activity obtained in a study area
cannot be extrapolated for other regions, namely because of changes
regarding the climatic regime (Glade et al.,
2000). To allow the comparison of rainfall thresholds obtained in different
areas, rainfall data have been normalized using two climatic
indices: the mean annual precipitation (MAP) (Cannon,
1988) and the rainy day normal (RDN) (Wilson, 1997). The
different rainfall parameters can be divided by the two climatic indices to
obtain, for instance, the normalized intensity duration (e.g.
Wieczorek et al.,
2000), the normalized
event duration (e.g. Giannecchini, 2005) and the normalized
antecedent rainfall (e.g.
Aleotti, 2004).</p>
      <p id="d1e153">The rainfall measurements used to assess rainfall thresholds for landslide
activity can be based on a single reference rain gauge (e.g.
Zêzere et al., 2005; Marques et al., 2008;
Martelloni et al., 2012) or on multiple rain gauges (e.g. Peruccacci et
al., 2012). The close proximity, similar elevation and topographical and
morphological settings are the preferable criteria with which to select the
representative area of a rain gauge (Brunetti et al.,
2010). However, the distance to where the rain gauge is spatially
representative is a critical point that often is not addressed and can be
an additional source of bias for the threshold definition, as pointed out by
Nikolopoulos et al. (2015).</p>
      <p id="d1e156">The assessment of rainfall thresholds implies the consideration of two types
of information that link rainfall and landslides in a single study area: the
rainfall events that triggered landslides in a defined time period in the
past and the rainfall events that did not trigger landslides in the same
time period. Considering the rainfall data sets associated (and
non-associated) with landslide events two distinct rainfall thresholds can
be defined: (i) the lower-limit threshold, which is the limit below which
the landslides have not been recorded, and (ii) the upper-limit threshold,
which is the limit above which landslides have always been recorded
(Glade et al., 2000). The zone between the lower-limit and upper-limit thresholds includes rainfall conditions that triggered
and did not trigger slope failures in the past. As a rule, the uncertainty
increases with the gap between the lower-limit and upper-limit
thresholds. Therefore, between the lower threshold and the upper threshold
different probabilities of landslide occurrence exist that are important to
quantify.</p>
      <p id="d1e159">The main purpose of this study is to present and discuss a comprehensive
method to assess rainfall triggering thresholds using a centenary landslide
database associated with a single centenary daily rainfall data set. In
addition, five specific objectives are stated: (i) to identify the critical
combinations of cumulated rainfall duration for landslide occurrence, (ii) to
compute the antecedent rainfall thresholds using linear and potential
regression and define the lower-limit and the upper-limit rainfall
thresholds, (iii) to assess the thresholds performance using receiver
operating characteristic (ROC) metrics, (iv) to estimate the probability of
rainfall threshold and the probability of landslide events above a specific
rainfall threshold, and (v) to identify the geographical area where the
rainfall thresholds can be applied.</p>
</sec>
<sec id="Ch1.S2">
  <?xmltex \opttitle{Study area and general characteristics of \hack{\break}the rainfall regime}?><title>Study area and general characteristics of <?xmltex \hack{\break}?>the rainfall regime</title>
      <p id="d1e171">The Lisbon region is located in the southern Portuguese Estremadura, which is
divided into two parts by the Tagus River (Fig. 1). The landscape is marked by
hills and valleys and three mountains of limited extension and altitude
(Fig. 1): the Montejunto Mountain in the north-west (666 m altitude), the
Sintra Mountain in the west (528 m) and the Arrábida Mountain in the
south (501 m).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p id="d1e176">Elevation and mean annual rainfall in the study
area (source: Daveau et al., 1977).</p></caption>
        <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f01.pdf"/>

      </fig>

      <p id="d1e185">The climate in the Lisbon region, as in Portugal, is influenced by the
subtropical anticyclone and the subpolar depression zone
(Espírito Santo et
al., 2014; Lima et al., 2015). The atmospheric general circulation combined
with the orography and the oceanic and continental influences are the most
important factors that shape the regional climate (Nunes
and Lourenço, 2015). The rainfall regime is typically irregular, with an
interannual and intra-annual variability (Kutiel and Trigo,
2014). The interannual variability is notorious in the centenary annual
rainfall data registered at the Lisboa-Geofísico rain gauge (Fig. 2).
The mean annual rainfall (MAR) is 709 mm, but the variability is very high
and wet years can be followed by severely dry years. In some climatological
years the annual rainfall reached twice the MAR (e.g. more than 1400 mm
in 1876/1877), while other climatological years did not reach half of the MAR
(e.g. less than 300 mm in 2004/2005).</p>
      <p id="d1e189">The intra-annual rainfall regime is characterized by seasonality (Fig. 3), with two important seasons (dry and wet) separated by transition periods
(Ribeiro et al., 1999). During 2 months of summer (July and
August) the rainfall is almost absent in quantity and frequency. On average,
only<?pagebreak page1039?> 1.3 % of the annual rainfall is concentrated in these months. The Azores
anticyclone influence, in its north-westerly position, explains the warm and
dry air that affects the Lisbon region during this season
(Trigo and DaCamara, 2000). The monthly rainfall is highest
from October to March, but with a strong interannual variability. On
average, this period concentrates more than 75 % of the annual rainfall,
with a frequent peak in November. This wet period is explained by the
large-scale circulation led by the Icelandic low-pressure system, which
brings moist air responsible for rainfall events (Trigo and
DaCamara, 2000). September, April, May and June are transition months and
can be highly variable from one year to another concerning the amount of
rain.</p>
      <p id="d1e192">As a rule, the types of weather circulation, associated with high rainfall
amounts, are of cyclonic and westerly type (Trigo and
DaCamara, 2000; Ramos et al., 2014).
Recently, it was found that the winter storms in Europe, responsible for
large amounts of precipitation, have a tendency to cluster temporally
(Mailier et al., 2006;
Vitolo et al., 2009;
Pinto et al., 2013). Therefore, storms
with high magnitude are followed by other storms, increasing the probability
of inducing other natural hazards, such as floods and landslides.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p id="d1e197">Annual rainfall (climatological year: September to August) at
Lisboa-Geofísico rain gauge for the period 1864/1865–2009/2010. Orange
line symbolizes the mean annual rainfall (MAR); red dots and back triangles
symbolize rainfall-triggered landslide events and non-rainfall-triggered
landslide events, respectively, at a distance up to 10 km from the
reference rain gauge.</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f02.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p id="d1e208">Monthly rainfall percentiles at Lisboa-Geofísico rain gauge
for the period 1864/1865–2009/2010. Brown dots and grey triangles symbolize the
30-day cumulated absolute antecedent rainfall for the rainfall-triggered
landslide event and for the non-rainfall-triggered landslide event,
respectively, at a distance up to 10 km from the reference rain gauge.</p></caption>
        <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f03.pdf"/>

      </fig>

</sec>
<sec id="Ch1.S3">
  <title>Data and methods</title>
<sec id="Ch1.S3.SS1">
  <title>Identification of landslide events</title>
      <p id="d1e228">The landslide database used in this study includes the
DISASTER database and has detailed information about the date and
location of landslide occurrence. The DISASTER database was carried out by
exploring several daily and weekly newspapers, published in Portugal between
1865 and 2010, which include all the landslides that caused fatalities,
injuries, missing people, evacuated and homeless people. The method used to
construct the DISASTER database has been widely described and can be found in
Zêzere et al. (2014). Additionally, using the same newspaper sources,
landslides that did not cause any human damage during the same time period
were identified and included in the database that supported this study. It
should be pointed out that falling walls and instabilities directly resulting
from engineering works were rejected. Similarly, the landslides in active
coastal cliffs were not included in the database. The database structure is
divided into two sections: landslide features and landslide damages. The
first section includes information on landslide type, temporal and spatial
location,<?pagebreak page1040?> triggering factors and newspaper metadata. The second section
refers to the human consequences of landslides (fatalities, injuries, missing
people, evacuated and homeless people), and direct and indirect damage to
buildings, structures, roads and railroads.</p>
      <p id="d1e231">Our analysis is focused on the dates of landslide occurrences. The
newspapers are a reliable data source, despite the existing uncertainty
concerning the spatial location of many reported landslide events, as well
as on their type. Only landslides with at least 1 day of accuracy were
included in the database. The spatial accuracy of landslide cases was
divided into five classes, following Zêzere et al. (2014): (i) locations with the exact coordinates (accuracy associated with scale
<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mo>:</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mn mathvariant="normal">1000</mml:mn></mml:mrow></mml:math></inline-formula>), (ii) locations based on local toponymy (accuracy associated with
scale <inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mo>:</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mn mathvariant="normal">10</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mn mathvariant="normal">000</mml:mn></mml:mrow></mml:math></inline-formula>), (iii) locations based on local geomorphology (accuracy
associated with scale <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>:</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mn mathvariant="normal">25</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mn mathvariant="normal">000</mml:mn></mml:mrow></mml:math></inline-formula> scale), (iv) locations in the centre of the
parish and (v) locations in the centre of the council. A total of 400
landslide cases were inventoried, with the majority (83 %) located with
accuracy corresponding to classes (i) to (iii). These landslides affected
clay (40.24 %), sandstone and conglomerate (22.52 %), limestone (16.52 %), volcanic (11.11 %), marly and marly limestone (9.01 %) and
granite (0.60 %). The landslide type was classified following the
Cruden and Varnes (1996) classification scheme. Slides are the dominant landslide type in the database (53.8 %), followed
by falls (14.4 %). Flows and complex slope movements are less
representative (2.4 and 1.5 %, respectively).<?pagebreak page1041?> The landslide type is
unknown in 27.9 % of the cases. In this study the analysis was performed for
all landslide types, following the approach of similar studies (e.g.
Brunetti
et al., 2010; Rosi et al., 2012; Peruccacci et al., 2017).</p>
</sec>
<sec id="Ch1.S3.SS2">
  <?xmltex \opttitle{Selection of rain gauge and identification of \hack{\break}critical rainfall
combinations}?><title>Selection of rain gauge and identification of <?xmltex \hack{\break}?>critical rainfall
combinations</title>
      <p id="d1e291">In this study the following definition was adopted for landslide events: an
individual landslide or a set of landslides that occurred on a precise date
(day). In those cases where the activity period of a landslide was reported
as lasting several days, the first day of the period was considered
for the landslide event.</p>
      <p id="d1e294">The selection of the reference rain gauge took into account the available
time series, the data quality and resolution and the climatic
representativeness. The daily rainfall data were collected at the
Lisboa-Geofísico rain gauge (latitude 38.72<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, longitude
9.15<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> W, elevation 77 m), located within the city of Lisbon. The
rainfall daily measurements at Lisboa-Geofísico started in 1864 and is
one of the few rain gauges with centennial-long daily records in Portugal. A
long time series of rainfall data is an important condition for creating
comprehensive thresholds based on the analysis of the rainfall
return period. In addition, this rain gauge presents reliable data, the
quality and completeness of which was already tested and confirmed by
Kutiel and Trigo (2014). The rainfall measurements have been
taken without interruption and always in the same place since 1864.
Furthermore, the rain gauge is climatically representative of the Lisbon
region, with a rainfall regime influenced mainly by the atmospheric general
circulation and the oceanic proximity.</p>
      <p id="d1e315">The daily rainfall refers to the period between 09:00 UTC on the previous day
and 09:00 UTC on the day of measurement, whereas the landslide dates are
ascribed to a period from 00:00 to 23:59 UTC. Due to this
difference, the date of each landslide event reported by the newspaper was
compared with the daily rainfall registered in 3 days (from the
day before up to the day after), and the day registering the highest
rainfall amount was selected as the day of the landslide event.</p>
      <p id="d1e318">The reconstruction of cumulated rainfall follows the method proposed by
Zêzere et al. (2005). In a first step, the
daily rainfall data registered at the Lisboa-Geofísico rain gauge
during the period 1864/1865–2009/2010 were organized by climatological year
(September to August). The decision to use the climatological year instead
of the hydrological year (October–September) is justified by the rainfall
regime of the study area. Starting the analysis in September, after the
month with the low values of rainfall (August), we capture the complete
transition period towards the wet season in each year. Afterwards, for each
day, from 1864 to 2010 the cumulated antecedent rainfall was calculated for
the durations of 1, 2, 3, 4, 5, 10, 15, 20, 30, 40, 50, 60, 75 and 90 days.</p>
      <p id="d1e322">The maximum annual records of daily rainfall and cumulated rainfall for
each duration were extracted and analysed using the theoretical distribution
described by Gumbel (1958). This distribution is also
known as the distribution of Fisher–Tippett and is applied to the extreme
values. With the Gumbel law it is possible to obtain the probability of
occurrence of each rainfall value within the series with <inline-formula><mml:math id="M6" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> values. The
reduced Gumbel distribution (<inline-formula><mml:math id="M7" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>) is calculated with Eq. (1):
            <disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M8" display="block"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mtext>ln</mml:mtext><mml:mfenced close=")" open="("><mml:mrow><mml:mo>-</mml:mo><mml:mtext>ln</mml:mtext><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>m</mml:mi><mml:mrow><mml:mi>N</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M9" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> is the position number of the respective observations and <inline-formula><mml:math id="M10" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> is
the total number of observations. Considering this distribution, the
theoretical frequencies can be calculated by the average and standard
deviation for the reduced Gumbel distribution (<italic>My</italic> and
<italic>Sy</italic>) and for the rainfall values
(<italic>Mx</italic> and <italic>Sx</italic>). Eq. (2) expresses the
theoretical trend:
            <disp-formula id="Ch1.E2" content-type="numbered"><mml:math id="M11" display="block"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M12" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> is the reduced variable and <inline-formula><mml:math id="M13" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> the rainfall value. The parameters
<inline-formula><mml:math id="M14" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M15" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> are calculated as follows:

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M16" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E3"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>=</mml:mo><mml:mi>S</mml:mi><mml:mi>x</mml:mi><mml:mo>/</mml:mo><mml:mi>S</mml:mi><mml:mi>y</mml:mi></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E4"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mi>M</mml:mi><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:mi>M</mml:mi><mml:mi>y</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Finally, the probability of exceedance of any rainfall value is given by the
Eq. (5):
            <disp-formula id="Ch1.E5" content-type="numbered"><mml:math id="M17" display="block"><mml:mrow><mml:mi>P</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msup></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          For each landslide event the cumulated antecedent rainfall was assessed for
the durations of 1, 2, 3, 4, 5, 10, 15, 20, 30, 40, 50, 60, 75 and 90 days.
For each antecedent rainfall the return period (RP) was calculated with Eq. (6):
            <disp-formula id="Ch1.E6" content-type="numbered"><mml:math id="M18" display="block"><mml:mrow><mml:mi mathvariant="normal">RP</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msup></mml:mrow></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          The pair (cumulated rainfall duration) with the highest return period was
considered to be the critical rainfall combination, responsible for
triggering the landslide event. This assumption is not physically based, but
has been applied in previous work (e.g. Marques et al., 2008; Zêzere et
al., 2008, 2015) and provides the best discrimination of the rainfall events
related to landslide activity (Zêzere et al., 2005). Moreover, this
approach agglomerates the rainfall that triggered the landslide event and the
antecedent rainfall that contributed as a landslide preparatory factor.</p>
      <p id="d1e581">As was previously mentioned, our landslide database was collected from
newspaper sources and in some cases the rainfall triggering is not clear.
Therefore to calculate the threshold we decided to use only the landslide
events which have a critical rainfall combination with a return period exceeding 3 years. The boundary is arbitrary, but this criterion reduces the possibility
of considering landslide events with a<?pagebreak page1042?> triggering factor other than
rainfall (e.g. human action). The landslide events associated with critical
rainfall combinations with return period less than 3 years were assumed to
not be triggered by rainfall.</p>
      <p id="d1e584">Finally, the climatological years without landslide records in the database
were selected and the maximum yearly cumulated rainfall was identified for
durations lasting from 1 to 90 consecutive days. These data were further
used as rainfall events that did not generate landslide events and are
crucial for the thresholds definition and calibration.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <title>Critical distance from the rain gauge</title>
      <p id="d1e593">The critical distance where the rain gauge is regionally representative was
evaluated by drawing several buffers up to 60 km from the rain gauge (5, 10,
15, 20, 30, 40, 50 and 60 km). The ratio between the non-rainfall-triggered
landslide events and the rainfall-triggered landslide events within each
buffer was used to identify the area where the rain gauge is representative.</p>
      <p id="d1e596">During the analysed time period (1864/1865–2009/2010) landslides in the study
area were mostly triggered by rainfall and the earthquake trigger can be
neglected (Vaz and Zêzere,
2016). The human action was an additional landslide-triggering factor, in
particular through artificial cuts and drainage constraints associated with
the progressive enlargement of urban areas. As it was already mentioned, the
reference rain gauge is located in the city of Lisbon, where the landslides
induced by human action are expected to be higher in number when compared
with the outside of the urban area. Following this assumption, the ratio
between the non-rainfall-triggered landslide events and the rainfall-triggered landslide events should decrease as the distance from the gauge
increases. If this relation does not occur we assume that the rain gauge is
no longer representative for the corresponding buffer. Therefore, the
lowest ratio between non-rainfall-triggered landslide events and rainfall-triggered landslide events was considered to define the critical distance
where the rain gauge is regionally representative to assess rainfall
thresholds for landslide occurrence.</p>
</sec>
<sec id="Ch1.S3.SS4">
  <title>Rainfall triggering thresholds assessment and calibration</title>
      <p id="d1e605">Landslide events registered within the critical distance from the rain gauge
were considered and rainfall thresholds were established using linear and
potential regression, based on cumulated rainfall duration with the highest
return period. The lower-limit and the upper-limit rainfall thresholds were
also defined following the suggestion by Glade
et al. (2000). The lower-limit and the upper-limit rainfall thresholds were
defined by linear regression based on two pairs. The lower limit was
established by iteratively selecting two landslide events associated with
different durations with the lowest values of cumulated critical rainfall
and ensuring that the complete set of landslide events fall above the
threshold. The upper limit was established by iteratively selecting the two
highest pairs (cumulated rainfall/duration) that did not trigger
landslides and ensuring that the complete set of non-landslide events fall
below the threshold.</p>
      <p id="d1e608">When representing thresholds we avoid using logarithm scales, and thresholds
were established as linear relationships instead of using a power law, with a single
exception (the potential regression threshold). These options maximize the
zone between the lower-limit and upper-limit thresholds, thus allowing the
distinction between rainfall events that generated (did not generate) landslide
events.</p>
      <p id="d1e611">The performance of rainfall thresholds was evaluated using ROC metrics. ROC
analyses are commonly used to validate susceptibility landslide models
(Beguería, 2006; Kappes et al., 2011) and it is based on confusion
matrices. The principles used in these analyses can also be applied to
calibrate the rainfall thresholds (e.g. Staley et al., 2013; Gariano et al., 2015a; Zêzere et al., 2015). The
confusion matrix is used to assess the correct and incorrect predicted
observations, for positive and negative cases
(Beguería, 2006). Therefore, the analysis
is based on the evaluation of true positive (TP), false negative (FN), true
negative (TN) and false positive (FP) cases. When applied to rainfall
thresholds the TP corresponds to the landslide events in which the rainfall
combination (cumulated rainfall duration) is above the threshold. The FN are
landslide events for which the rainfall combination (cumulated
rainfall duration) is below the threshold. The rainfall combinations that
did not resulted in landslide events are classified as TN if they are below
the threshold or FP if they are above the threshold.</p>
      <p id="d1e614">Also, four ROC metrics functions described by
Staley et al. (2013) were used in
this study (Table 1). The true positive rate (TP<inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the proportion of
landslide events that were correctly predicted by the threshold (Table 1).
The false positive rate (FP<inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the proportion of rainfall events
above the threshold for which there is no information on landslide
occurrence. The false alarm rate (FA<inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the ratio between false
predictions and the complete set of rainfall events above the threshold. The
threat score (TS) is used to evaluate the threshold to maximize the number of
correct predictions while minimizing the rate of FP and FN. A TS <inline-formula><mml:math id="M22" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1
represents a perfect model but is reduced by incorrect predictions.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1"><caption><p id="d1e664">ROC metrics (according to Staley et al., 2013).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Formulation</oasis:entry>
         <oasis:entry colname="col3">Optimal</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">value</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">True positive rate (TP<inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">TP</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mi mathvariant="normal">TP</mml:mi><mml:mrow><mml:mi mathvariant="normal">TP</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">FN</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">False positive rate (FP<inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">FP</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mi mathvariant="normal">FP</mml:mi><mml:mrow><mml:mi mathvariant="normal">FP</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">TN</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">False alarm rate (FA<inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">FA</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mi mathvariant="normal">FP</mml:mi><mml:mrow><mml:mi mathvariant="normal">TP</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">FP</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Threat score (TS)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mi mathvariant="normal">TS</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mi mathvariant="normal">TP</mml:mi><mml:mrow><mml:mi mathvariant="normal">TP</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">FN</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">FP</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?pagebreak page1043?><p id="d1e903">The probability of a rainfall event above the rainfall threshold resulting
in a landslide event was measured by the positive predictive rate
(PP<inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, which was previously described by
Bradley (1997) and
Fawcett (2006). The PP<inline-formula><mml:math id="M31" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> measures the relationship
between the rainfall events above the threshold that resulted in landslide
events and the complete set of rainfall events located above the threshold,
as follows:
            <disp-formula id="Ch1.E7" content-type="numbered"><mml:math id="M32" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">PP</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="normal">TP</mml:mi><mml:mrow><mml:mi mathvariant="normal">TP</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">FP</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          <?xmltex \hack{\newpage}?><?xmltex \hack{\noindent}?>Therefore, the PP<inline-formula><mml:math id="M33" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> is the opposite of the FA<inline-formula><mml:math id="M34" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula>
and can also be calculated by the expression:
            <disp-formula id="Ch1.E8" content-type="numbered"><mml:math id="M35" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">PP</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">FA</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          Using this approach, several linear rainfall thresholds were plotted in the
zone between the lower-limit and the upper-limit rainfall thresholds, and
the corresponding PP<inline-formula><mml:math id="M36" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> were calculated in order to compute the
probability of landslide events associated with each threshold. In addition,
the probability of each rainfall threshold was computed based on the return
period of the corresponding cumulated rainfall duration.</p>
      <p id="d1e1013">Lastly, the performance of the lower-limit threshold was assessed beyond the
critical distance of the rain gauge. For each buffer referred to in Sect. 3.2
the ratio between the FN and the total set of landslide events (TP <inline-formula><mml:math id="M37" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> FN)
was systematically evaluated. We assume the lower-limit threshold can only
be applied to those buffer distances where this ratio remains stable.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Results</title>
<sec id="Ch1.S4.SS1">
  <?xmltex \opttitle{Landslide events and critical distance from\hack{\break} the rain gauge}?><title>Landslide events and critical distance from<?xmltex \hack{\break}?> the rain gauge</title>
      <p id="d1e1038">Within the area located up to 60 km from the reference rain gauge 223
landslide events were identified dating from 1865 to 2010 (Fig. 4). However,
the return period computed for the cumulated rainfall does not exceed 3 years in 92 landslide events.
Therefore, according to the criterion defined in Sect. 3.2, these landslide
events were assumed not to have been triggered by rainfall.</p>
      <p id="d1e1041">The ratio between the number of non-rainfall-triggered landslide events and
the number of rainfall-triggered landslide events was calculated for each
buffer zone shown in Fig. 4. The results are summarized in Table 2 and were
used to define the critical distance at which the rain gauge is regionally
representative, and to select the landslide events considered to compute the
rainfall thresholds. We acknowledge the ratio differences that occurred only
to the second decimal place (Table 2), but these differences can be interpreted
considering the characteristics of the study area. Within the 5 km
buffer the calculated ratio is relatively high (0.65). The first buffer zone
includes Lisbon city centre, which explains the high number of
landslides triggered by factors other than rainfall, mainly due to human
actions. In the following buffer zone (10 km) the ratio decreases to 0.63.
This decrease was expected as the urban area extension decreases in the
second buffer, thus justifying the lower number of non-rainfall-triggered
landslides. The ratio between the non-rainfall-triggered and the rainfall-triggered landslide events increases to 0.66 within the 15 km buffer zone,
and the ratio ranges between 0.66 and 0.70 in the next buffer zones up to 60 km from the rain gauge. The increasing ratio in distance exceeding
10 km from the rain gauge cannot be attributed to the occurrence of an
unexpectedly high number of non-rainfall-triggered landslide events, but can
only be explained by a decrease in spatial representativeness of the rain
gauge data in areas beyond 10 km. Therefore, we consider 10 km the critical distance at which the rain gauge is representative,
and the rainfall thresholds were computed considering only the landslide
events registered within this zone.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><caption><p id="d1e1046">Distribution of landslides in the Lisbon region (1865/2010) and
buffer distances from the reference rain gauge.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f04.pdf"/>

        </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><caption><p id="d1e1059">Ratio of non-rainfall-triggered landslide events/rainfall-triggered landslide events for different buffer distance to the reference rain gauge.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Distance to the</oasis:entry>
         <oasis:entry colname="col2">Non-rainfall-triggered</oasis:entry>
         <oasis:entry colname="col3">Rainfall-triggered</oasis:entry>
         <oasis:entry colname="col4">Ratio (<inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:mi>a</mml:mi><mml:mo>/</mml:mo><mml:mi>b</mml:mi></mml:mrow></mml:math></inline-formula>)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">rain gauge (km)</oasis:entry>
         <oasis:entry colname="col2">landslide events (<inline-formula><mml:math id="M39" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col3">landslide events (<inline-formula><mml:math id="M40" display="inline"><mml:mi>b</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">5</oasis:entry>
         <oasis:entry colname="col2">51</oasis:entry>
         <oasis:entry colname="col3">78</oasis:entry>
         <oasis:entry colname="col4">0.65</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">10</oasis:entry>
         <oasis:entry colname="col2">60</oasis:entry>
         <oasis:entry colname="col3">96</oasis:entry>
         <oasis:entry colname="col4">0.63</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">15</oasis:entry>
         <oasis:entry colname="col2">67</oasis:entry>
         <oasis:entry colname="col3">101</oasis:entry>
         <oasis:entry colname="col4">0.66</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">20</oasis:entry>
         <oasis:entry colname="col2">69</oasis:entry>
         <oasis:entry colname="col3">105</oasis:entry>
         <oasis:entry colname="col4">0.66</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">30</oasis:entry>
         <oasis:entry colname="col2">78</oasis:entry>
         <oasis:entry colname="col3">117</oasis:entry>
         <oasis:entry colname="col4">0.67</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">40</oasis:entry>
         <oasis:entry colname="col2">86</oasis:entry>
         <oasis:entry colname="col3">125</oasis:entry>
         <oasis:entry colname="col4">0.69</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">50</oasis:entry>
         <oasis:entry colname="col2">88</oasis:entry>
         <oasis:entry colname="col3">128</oasis:entry>
         <oasis:entry colname="col4">0.69</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">60</oasis:entry>
         <oasis:entry colname="col2">92</oasis:entry>
         <oasis:entry colname="col3">131</oasis:entry>
         <oasis:entry colname="col4">0.70</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1258">In the area located up to 10 km from the reference rain gauge of
Lisboa-Geofísico 60 landslide events, with return periods below 3
years, were assumed to be non-rainfall-triggered landslides, and therefore were
not considered for the threshold calculation and analysis. Moreover,<?pagebreak page1044?> 96
rainfall-triggered landslide events were identified, which include 187
individual landslides. The yearly and monthly distributions of these
landslide events are shown in Figs. 2 and 3, respectively. The
rainfall-triggered landslide events occurred mainly in wet years: 89 % of
landslide events were registered in years with rainfall above the MAR.
The climatological years 1876/1877, 1946/1947 and 1968/1969
are in the top regarding the number of landslide events (six events in each
year). In these three climatological years the annual rainfall was above 933 mm at the reference rain gauge, which exceeds the MAR by more than 30 %.
However, there is not a direct relationship between the MAR and landslide
events because landslide occurrence is usually related to rainfall events
over a few days or weeks, which are not expressed by the mean annual
rainfall. Indeed, landslide events were also registered in 10 years with
annual rainfall below MAR, as was the case for 1909/1910, which registered two
landslide events.</p>
      <p id="d1e1261">The monthly distribution of landslide events follows the rainfall
distribution over the year in a Mediterranean climate, with dry summers and
wet winters. The landslide events essentially coincide with most rainy
months, as 92 % of events occurred from November to March. Within this
period, January and February stand out with the highest concentration of
landslide events (24 and 22.9 %, respectively). Besides the monthly
rainfall percentile, Fig. 3 represents the 30-day cumulated antecedent
rainfall for each landslide event and shows that 96 % of landslide
events are above the 70th percentile. If we consider the 90th
percentile this value decreases to 79 %, but it continues to highlight the
exceptionality of rainfall during the 30 days before the
landslides are triggered.</p>
      <p id="d1e1264">For each landslide event the critical cumulated rainfall duration was
obtained following the method described in Sect. 3.2. The obtained critical
durations associated with landslide events range from 1 to 90 consecutive
days. The monthly distribution of critical durations is shown in Fig. 5 for
the rainfall-triggered landslide events. The shorter rainfall
events (less than 20 consecutive days) occurred mainly from September to
December (56 %) at the beginning of the rainy period. On the contrary, when
associated with longer rainfall periods (more than 20 consecutive
days) the landslide events were more frequent from January to May (86 %).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p id="d1e1269">Monthly frequency of the rainfall-triggered landslide events
against the duration of the rainfall period.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f05.pdf"/>

        </fig>

      <p id="d1e1279">Figure 6 illustrates the cumulated rainfall duration combinations that
resulted in landslide events and the typical return periods established for
3, 5, 10, 25, 50, 100, 150 and 200 years. Around 64 % of the cumulated
rainfall duration that resulted in landslide events have a return period
below 10 years. However, four landslide events had a rainfall amount and
duration with a very high return period, above 150 years. Figure 6 also
identifies the landslide events that include multiple landslides and the
landslide events that are constituted by a single landslide. The
distribution of both groups is inconclusive, as the landslide events
containing multiple landslides are not always directly related to the
exceptionality of the rainfall event, i.e. the critical cumulated
rainfall duration combination with a higher return period.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p id="d1e1284">Critical combination cumulated rainfall duration that resulted in
landslide events (single and multiple landslides) and return period (RP) for
3, 5, 10, 25, 50, 100, 150 and 200 years. Distance up to 10 km from the
reference rain gauge. The non-rainfall-triggered landslide events identified
are also represented.</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f06.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <title>Rainfall thresholds for landslide triggering</title>
      <?pagebreak page1045?><p id="d1e1299">The rainfall conditions (cumulated rainfall duration) associated with each
landslide event were considered to define rainfall thresholds using linear
and potential regression (Fig. 7). The linear regression follows the equation
<inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mi>R</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5.5</mml:mn><mml:mi>D</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">124.6</mml:mn></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math id="M42" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> is the duration in days, whereas the potential
regression follows the equation <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:mi>R</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">67.8</mml:mn><mml:msup><mml:mi>D</mml:mi><mml:mn mathvariant="normal">0.46</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> (Table 3). The
coefficient of determination is very high in both cases (<inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.8</mml:mn></mml:mrow></mml:math></inline-formula>
and 0.9, respectively). Both rules can be used as rainfall thresholds for
landslide occurrence in the study area; however none of them ensure a low
number of false negative occurrences (i.e. landslide events below the
threshold).</p>
      <p id="d1e1359">To calibrate the thresholds, the maximum yearly rainfall for each duration (1
to 90 consecutive days) was calculated for those climatological years without
records of landslide events in the analysed period
(1865–2010). These records represent
rainfall events not associated with landslides and are symbolized by grey
dots in Fig. 7 (1428 dots). The majority of these rainfall events
(96.6 %) drop below the threshold obtained with the potential regression.
However, there are 57 false negatives occurrences (i.e. events that occurred
without being predicted), as well as 48 false positives (i.e. rainfall events
lying above the threshold, without any landslide reported).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p id="d1e1364">Cumulated rainfall duration thresholds for landslide events in
the Lisbon region (1865 to 2010). Distance up to 10 km from the reference
rain gauge.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f07.pdf"/>

        </fig>

      <p id="d1e1373">In the next step, the lower-limit and the upper-limit rainfall thresholds
were determined. The former establish the threshold below which there are no
true positives (landslide events), whereas the latter establish the threshold
above which there are no false positives (rainfall events without
landslides). The lower-limit threshold follows the equation <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:mi>R</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">4.4</mml:mn><mml:mi>D</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">56.5</mml:mn></mml:mrow></mml:math></inline-formula>, and the upper-limit threshold follows the equation <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:mi>R</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">7.3</mml:mn><mml:mi>D</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">235.8</mml:mn></mml:mrow></mml:math></inline-formula>,
where <inline-formula><mml:math id="M47" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> is the duration in days (Table 3).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><caption><p id="d1e1423">ROC metrics associated with rainfall thresholds and intermediate
thresholds for landslide events in the Lisbon region.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="12">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:colspec colnum="9" colname="col9" align="right"/>
     <oasis:colspec colnum="10" colname="col10" align="right"/>
     <oasis:colspec colnum="11" colname="col11" align="right"/>
     <oasis:colspec colnum="12" colname="col12" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">

         <oasis:entry colname="col1"/>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3">Equations</oasis:entry>

         <oasis:entry colname="col4">TP</oasis:entry>

         <oasis:entry colname="col5">FN</oasis:entry>

         <oasis:entry colname="col6">FP</oasis:entry>

         <oasis:entry colname="col7">TN</oasis:entry>

         <oasis:entry colname="col8">TP<inline-formula><mml:math id="M48" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col9">FP<inline-formula><mml:math id="M49" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col10">FA<inline-formula><mml:math id="M50" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col11">TS</oasis:entry>

         <oasis:entry colname="col12">PP<inline-formula><mml:math id="M51" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>

       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>

         <oasis:entry colname="col1">Regression threshold (linear)</oasis:entry>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M52" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M53" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 5.5<inline-formula><mml:math id="M54" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M55" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 124.6</oasis:entry>

         <oasis:entry colname="col4">38</oasis:entry>

         <oasis:entry colname="col5">58</oasis:entry>

         <oasis:entry colname="col6">34</oasis:entry>

         <oasis:entry colname="col7">1394</oasis:entry>

         <oasis:entry colname="col8">0.40</oasis:entry>

         <oasis:entry colname="col9">0.02</oasis:entry>

         <oasis:entry colname="col10">0.47</oasis:entry>

         <oasis:entry colname="col11">0.29</oasis:entry>

         <oasis:entry colname="col12">0.53</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">Regression threshold (potential)</oasis:entry>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M56" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M57" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 67.8<inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:msup><mml:mi>D</mml:mi><mml:mn mathvariant="normal">0.46</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4">39</oasis:entry>

         <oasis:entry colname="col5">57</oasis:entry>

         <oasis:entry colname="col6">48</oasis:entry>

         <oasis:entry colname="col7">1380</oasis:entry>

         <oasis:entry colname="col8">0.41</oasis:entry>

         <oasis:entry colname="col9">0.03</oasis:entry>

         <oasis:entry colname="col10">0.55</oasis:entry>

         <oasis:entry colname="col11">0.27</oasis:entry>

         <oasis:entry colname="col12">0.45</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">Lower-limit threshold</oasis:entry>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M59" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M60" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 4.4<inline-formula><mml:math id="M61" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M62" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 56.5</oasis:entry>

         <oasis:entry colname="col4">96</oasis:entry>

         <oasis:entry colname="col5">0</oasis:entry>

         <oasis:entry colname="col6">527</oasis:entry>

         <oasis:entry colname="col7">901</oasis:entry>

         <oasis:entry colname="col8">1</oasis:entry>

         <oasis:entry colname="col9">0.37</oasis:entry>

         <oasis:entry colname="col10">0.85</oasis:entry>

         <oasis:entry colname="col11">0.15</oasis:entry>

         <oasis:entry colname="col12">0.15</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">Upper-limit threshold</oasis:entry>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M63" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M64" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 7.3<inline-formula><mml:math id="M65" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M66" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 235.8</oasis:entry>

         <oasis:entry colname="col4">3</oasis:entry>

         <oasis:entry colname="col5">93</oasis:entry>

         <oasis:entry colname="col6">0</oasis:entry>

         <oasis:entry colname="col7">1428</oasis:entry>

         <oasis:entry colname="col8">0.03</oasis:entry>

         <oasis:entry colname="col9">0</oasis:entry>

         <oasis:entry colname="col10">0</oasis:entry>

         <oasis:entry colname="col11">0.03</oasis:entry>

         <oasis:entry colname="col12">1</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1" morerows="4">Intermediate thresholds</oasis:entry>

         <oasis:entry colname="col2">PP<inline-formula><mml:math id="M67" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 20 %</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M68" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M69" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 4.6<inline-formula><mml:math id="M70" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M71" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 68.0</oasis:entry>

         <oasis:entry colname="col4">91</oasis:entry>

         <oasis:entry colname="col5">5</oasis:entry>

         <oasis:entry colname="col6">364</oasis:entry>

         <oasis:entry colname="col7">1064</oasis:entry>

         <oasis:entry colname="col8">0.95</oasis:entry>

         <oasis:entry colname="col9">0.25</oasis:entry>

         <oasis:entry colname="col10">0.80</oasis:entry>

         <oasis:entry colname="col11">0.20</oasis:entry>

         <oasis:entry colname="col12">0.20</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">PP<inline-formula><mml:math id="M72" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 30 %</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M73" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M74" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 4.8<inline-formula><mml:math id="M75" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M76" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 84.8</oasis:entry>

         <oasis:entry colname="col4">76</oasis:entry>

         <oasis:entry colname="col5">20</oasis:entry>

         <oasis:entry colname="col6">177</oasis:entry>

         <oasis:entry colname="col7">1251</oasis:entry>

         <oasis:entry colname="col8">0.79</oasis:entry>

         <oasis:entry colname="col9">0.12</oasis:entry>

         <oasis:entry colname="col10">0.70</oasis:entry>

         <oasis:entry colname="col11">0.28</oasis:entry>

         <oasis:entry colname="col12">0.30</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">PP<inline-formula><mml:math id="M77" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 40 %</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M78" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M79" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 5.1<inline-formula><mml:math id="M80" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M81" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 98.2</oasis:entry>

         <oasis:entry colname="col4">66</oasis:entry>

         <oasis:entry colname="col5">30</oasis:entry>

         <oasis:entry colname="col6">99</oasis:entry>

         <oasis:entry colname="col7">1329</oasis:entry>

         <oasis:entry colname="col8">0.69</oasis:entry>

         <oasis:entry colname="col9">0.07</oasis:entry>

         <oasis:entry colname="col10">0.60</oasis:entry>

         <oasis:entry colname="col11">0.34</oasis:entry>

         <oasis:entry colname="col12">0.40</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">PP<inline-formula><mml:math id="M82" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 50 %</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M83" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M84" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 5.3<inline-formula><mml:math id="M85" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M86" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 113.0</oasis:entry>

         <oasis:entry colname="col4">50</oasis:entry>

         <oasis:entry colname="col5">46</oasis:entry>

         <oasis:entry colname="col6">50</oasis:entry>

         <oasis:entry colname="col7">1378</oasis:entry>

         <oasis:entry colname="col8">0.52</oasis:entry>

         <oasis:entry colname="col9">0.04</oasis:entry>

         <oasis:entry colname="col10">0.50</oasis:entry>

         <oasis:entry colname="col11">0.34</oasis:entry>

         <oasis:entry colname="col12">0.50</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">PP<inline-formula><mml:math id="M87" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 60 %</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M88" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M89" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 6.2<inline-formula><mml:math id="M90" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M91" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> 164.1</oasis:entry>

         <oasis:entry colname="col4">15</oasis:entry>

         <oasis:entry colname="col5">81</oasis:entry>

         <oasis:entry colname="col6">10</oasis:entry>

         <oasis:entry colname="col7">1418</oasis:entry>

         <oasis:entry colname="col8">0.16</oasis:entry>

         <oasis:entry colname="col9">0.01</oasis:entry>

         <oasis:entry colname="col10">0.40</oasis:entry>

         <oasis:entry colname="col11">0.14</oasis:entry>

         <oasis:entry colname="col12">0.60</oasis:entry>

       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?pagebreak page1046?><p id="d1e2168">Table 3 also summarizes the ROC metrics for the regression thresholds
(linear and potential) and the lower-limit and the upper-limit thresholds.
The TP<inline-formula><mml:math id="M92" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> measure the proportion of landslide events that occurred when
the combinations of rainfall duration are exceeded and show the efficiency
of a threshold to predict a landslide event. On the other hand, the FP<inline-formula><mml:math id="M93" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula>
measures the proportion of combinations of rainfall duration that are above
the threshold but did not result in any known landslide event. For the
potential regression threshold, the TP<inline-formula><mml:math id="M94" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> is not very high (0.41, best
value is 1) but the FP<inline-formula><mml:math id="M95" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> is a good result (0.03, the best value is
0), which means that the thresholds have a low probability of a false detection.
The TP<inline-formula><mml:math id="M96" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> is equal to 1 for the lower-limit threshold, considering that
it was drawn to avoid FN occurrences. However, the FP<inline-formula><mml:math id="M97" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> and the FA<inline-formula><mml:math id="M98" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula>
are very high (0.37 and 0.85, respectively) as a consequence of the typical
low values of the threshold. The lower limit is a conservative threshold,
and its main advantage is predicting all the landslide events, but it also
includes a very high number of false positive events. On the contrary, the
upper-limit threshold is only surpassed by true positive occurrences, so
the FP<inline-formula><mml:math id="M99" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> and FA<inline-formula><mml:math id="M100" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> have the best result (0 value). However, the
TP<inline-formula><mml:math id="M101" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> is very low (0.03) reflecting the high number of false negative
events. The threat score (TS) provides a better understating of each
threshold performance as it relates to the TP, FN and FP occurrences. The
linear regression threshold has the best result with 0.29 of TS when
compared with the potential regression threshold (0.27), the lower-limit
(0.15) and the upper-limit (0.03) thresholds (Table 3). The false alarm rate
(FA<inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> also gives a better result for the linear regression threshold in
comparison with the potential regression threshold (0.47 and 0.55,
respectively).</p>
      <p id="d1e2274">Although only the FP<inline-formula><mml:math id="M103" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> returns very good values, the regression
thresholds, linear or potential, can be used as acceptable thresholds to
predict landslide events in the study area. However, the lower-limit and the
upper-limit thresholds should not be excluded, as the zone between these
rainfall thresholds defines the boundary conditions where any rainfall event
may (or may not) cause a landslide event.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <title>Probability of landslide event and probability of rainfall above the
threshold</title>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><caption><p id="d1e2294">Intermediate thresholds based on the probability of landslide
events (20, 30, 40, 50 and 60 %) in the zone between
the lower-limit threshold and the upper-limit threshold.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f08.pdf"/>

        </fig>

      <p id="d1e2303">The PP<inline-formula><mml:math id="M104" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> summarized in Table 3 gives the probability of a rainfall event
resulting in a landslide event when the threshold is exceeded. The value
ranges from 0 to 1 where 1 indicates 100 % probability of landslide
occurrence. Accordingly, when the lower-limit threshold is exceeded, the
probability of occurrence of a landslide event is relatively low (0.15). On the contrary, when the upper-limit threshold is reached the occurrence of a
landslide event is certain (PP<inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>). The PP<inline-formula><mml:math id="M106" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> associated with
the regression thresholds is close to 0.5, but higher for the linear trend
in comparison with the potential trend (0.53 and 0.45, respectively).</p>
      <p id="d1e2338">The systematic comparison between true positives and false positives and the
PP<inline-formula><mml:math id="M107" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> calculation were taken into consideration to draw five intermediate
rainfall thresholds in the zone between the lower-limit and the upper-limit
rainfall thresholds, representing the 20, 30, 40, 50  and
60 % probabilities of the occurrence of a landslide event (Table 3 and Fig. 8).
Within this chart, any rainfall event exceeding the PP<inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>x</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula> threshold
has the <inline-formula><mml:math id="M109" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> % probability of generating a landslide event in the study area.
Further probabilities could not be computed due to a lack of data.</p>
      <p id="d1e2373">To analyse the performance of the PP<inline-formula><mml:math id="M110" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> rainfall thresholds presented in
Fig. 8, the ROC metrics were calculated and are<?pagebreak page1047?> summarized in Table 3. As
expected, the false alarm rate decreases as the PP<inline-formula><mml:math id="M111" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> increases, and
the same occurs with the true positive rate and the false positive rate.
According to the threat score (TS), the PP<inline-formula><mml:math id="M112" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 40 % and the PP<inline-formula><mml:math id="M113" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 50 % are the rainfall thresholds with the best performance
(TS <inline-formula><mml:math id="M114" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.34 in both cases).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><caption><p id="d1e2422">Return period of rainfall thresholds computed for the Lisbon region
(linear regression, lower-limit, upper-limit and intermediate thresholds
PP<inline-formula><mml:math id="M115" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 20 %, PP<inline-formula><mml:math id="M116" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 30 %, PP<inline-formula><mml:math id="M117" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 40 %,
PP<inline-formula><mml:math id="M118" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 50 %, and PP<inline-formula><mml:math id="M119" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 60 %). Dashed lines
represent conditions never registered in the rain gauge.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/18/1037/2018/nhess-18-1037-2018-f09.pdf"/>

        </fig>

      <p id="d1e2476">The return period of the rainfall associated with each calculated threshold
presents a wide variation according to the considered number of consecutive
days of cumulated rainfall (Fig. 9). As a rule, shorter durations (below 10
days) present a high return period in comparison with longer durations,
independently of the type of rainfall threshold. In the case of the upper-limit threshold, the PP<inline-formula><mml:math id="M120" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 60 % and the PP<inline-formula><mml:math id="M121" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 50 % thresholds,
the obtained return periods for the shorter durations are less realistic and
the corresponding rainfall values were never registered in the rainfall data
series of the Lisboa-Geofísico rain gauge.</p>
      <p id="d1e2497">Figure 9 also shows that the rainfall threshold is easier to reach for periods
ranging from 15 to 45 consecutive days, namely for the regression threshold
(linear), the lower-limit threshold, and the PP<inline-formula><mml:math id="M122" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 20 %,
PP<inline-formula><mml:math id="M123" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 30 % and PP<inline-formula><mml:math id="M124" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 40 % thresholds. For the
mentioned durations these thresholds will be exceeded by rainfall events with
return periods less than 10 years. However, for durations longer than 45
consecutive days, the return period of the corresponding rainfall denotes an
increasing trend for all the thresholds, although the return period remains
lower when compared with periods less than 10 consecutive days.</p>
      <p id="d1e2527">Data summarized in Figs. 8 and 9 can be combined to better characterize any
rainfall threshold. Taking as an example the PP<inline-formula><mml:math id="M125" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 60 % threshold, we can
state that the highest yearly probability that this threshold is exceeded
is 5 % (20-year return period) associated with 30 to 60 consecutive days.
The probability of landslide occurrence is 60 % given rainfall exceeding
the threshold. Therefore, the maximum yearly combined probability of a
landslide event associated with the PP<inline-formula><mml:math id="M126" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:math></inline-formula> 60 % threshold is 3 %.</p>
</sec>
<sec id="Ch1.S4.SS4">
  <title>Regional performance of the lower-limit threshold</title>
      <p id="d1e2554">Although the rainfall thresholds for landslide occurrence were defined
taking into consideration the landslide events registered up to 10 km
from the reference rain gauge of Lisboa-Geofísico, we admit that the
obtained thresholds may be valid for distances greater than 10 km. In
accordance, the performance of the lower-limit threshold was evaluated for
each buffer zone represented in Fig. 4. The ratio between the FN and the
total set of landslide events, FN / (TP <inline-formula><mml:math id="M127" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> FN),<?pagebreak page1048?> for the different buffer zones is
summarized in Table 4. As expected, the lowest ratio (0.167) corresponds to
the buffer zone of 10–15 km. The ratio remains relatively stable within
buffer zones up to 50 km from the rain gauge (ratio ranging from
0.2 to 0.297), and increases significantly in the buffer zone of 50–60 km
(0.5). Therefore, taking into account the ratio FN / (TP <inline-formula><mml:math id="M128" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> FN) we can conclude
that the prediction model remains efficient up to 50 km from the
rain gauge. Consequently, although established with landslide data
registered up to 10 km, the thresholds identified for the
Lisboa-Geofísico rain gauge may be applied with reasonable confidence
for the area within 50 km.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4"><caption><p id="d1e2574">Ratio FN <inline-formula><mml:math id="M129" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> (TP <inline-formula><mml:math id="M130" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> FN) considering the lower-limit rainfall
threshold for different buffer distances to the rain
gauge.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Distance</oasis:entry>
         <oasis:entry colname="col2">True positive</oasis:entry>
         <oasis:entry colname="col3">False negative</oasis:entry>
         <oasis:entry colname="col4">Ratio</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">(km)</oasis:entry>
         <oasis:entry colname="col2">(TP)</oasis:entry>
         <oasis:entry colname="col3">(FN)</oasis:entry>
         <oasis:entry colname="col4">FN <inline-formula><mml:math id="M131" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> (TP <inline-formula><mml:math id="M132" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> FN)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">10–15</oasis:entry>
         <oasis:entry colname="col2">20</oasis:entry>
         <oasis:entry colname="col3">4</oasis:entry>
         <oasis:entry colname="col4">0.167</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">15–20</oasis:entry>
         <oasis:entry colname="col2">7</oasis:entry>
         <oasis:entry colname="col3">2</oasis:entry>
         <oasis:entry colname="col4">0.222</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">20–30</oasis:entry>
         <oasis:entry colname="col2">26</oasis:entry>
         <oasis:entry colname="col3">11</oasis:entry>
         <oasis:entry colname="col4">0.297</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">30–40</oasis:entry>
         <oasis:entry colname="col2">23</oasis:entry>
         <oasis:entry colname="col3">7</oasis:entry>
         <oasis:entry colname="col4">0.233</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">40–50</oasis:entry>
         <oasis:entry colname="col2">8</oasis:entry>
         <oasis:entry colname="col3">2</oasis:entry>
         <oasis:entry colname="col4">0.200</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">50–60</oasis:entry>
         <oasis:entry colname="col2">5</oasis:entry>
         <oasis:entry colname="col3">5</oasis:entry>
         <oasis:entry colname="col4">0.500</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
</sec>
<sec id="Ch1.S5">
  <title>Discussion</title>
      <p id="d1e2754">This work describes a comprehensive method that establishes rainfall thresholds
based on a reference rain gauge located in an urban area. Throughout the work a
few methodological issues were highlighted, which are discussed in the
following subsections.</p><?xmltex \hack{\newpage}?>
<sec id="Ch1.S5.SS1">
  <title>The concept of landslide event</title>
      <p id="d1e2763">The concept of a landslide event is not straightforward as has been applied
in the literature to describe a landslide or a set of landslides usually
related to a specific triggering factor, such as an intense rainstorm
(Crozier and Glade, 1999; Zêzere et al.,
2014). When the landslide event is a single landslide, generally there is no
problem with identifying the date of the event that will be related to the daily
rainfall data for the rainfall threshold assessment. However, when several
landslides<?pagebreak page1049?> are triggered over consecutive days in a study area, this may be
a source of bias for the rainfall threshold definition. Usually, a date
between the start and the end of the rainfall event is selected (e.g.
Gullà et al., 2012; Gariano et al.,
2015b), and therefore, a unique combination of cumulated rainfall duration
is calculated. The selection of the landslide event date is critical for
this method as it can lead to an overestimation of the threshold,
particularly if the end date of a long-lasting rainfall event is chosen. In
these cases, the chosen cumulated rainfall duration may be not
representative of the triggering conditions of landslides that occurred at
the beginning of the event. To address this problem, in this work a
landslide event was considered to be an individual landslide or a set of
landslides that occurred on a precise date (day). Therefore, in those cases
in which different landslides occurred on consecutive days, each day was
considered a landslide event and the corresponding antecedent rainfall
was used for the rainfall threshold assessment. In addition, when the
activity period of a landslide was reported as lasting several days,
the first day of the period was considered for the landslide event.</p>
</sec>
<sec id="Ch1.S5.SS2">
  <title>The use of one or several rain gauges to assess rainfall
thresholds</title>
      <p id="d1e2772">Several benefits and drawbacks can be outlined regarding the use of a single
rain gauge or multiple rain gauges to assess rainfall thresholds for
landslide initiation. The use of multiple rain gauges is a typical option for
assessing rainfall thresholds (e.g. Caine, 1980;
Gariano et al., 2015b;
Peruccacci
et al., 2017). The main advantage lies in the proximity of the rain gauge
from the landslides, which provides a better relationship between rainfall
and landslide triggering. However, the rainfall thresholds obtained in
different rain gauges may be biased due to the different topographic and
physiographic contexts characterizing each point of rainfall measurement. In
these circumstances, the obtained rainfall thresholds will be biased by the
differences regarding the rainfall regime of each location. Therefore, the
merging and comparison of several rainfall data sets obtained in different
places should be preceded by the normalization of rainfall data.</p>
      <p id="d1e2775">In addition, this type of analysis demands a high density of rain gauges,
which is only available for recent years. In Europe the number of
stations increased after 1960 and peaked between 1980 and 1990
(Haylock et al., 2008). In Portugal, a reliable rain
gauge network has only existed since 1980, when the mean distance between
neighbouring rain gauges was about 7.9 km
(Belo-Pereira et al., 2011).
Therefore, the use of multiple rain gauges to assess rainfall thresholds in
the Lisbon region before 1980 would increase the threshold uncertainty due
to the very low density of the available rain gauges. The restriction of the
analysis to the period 1980–2010 was a possible way of overcoming
this limitation. However, this option was not considered because the number
of landslide events would be drastically reduced (from 96 to 15 landslide
events, Fig. 2), and the same would happen concerning the number of
available rainfall events that did not generate landslides. The reduction
of data representativeness would decrease the reliability of obtained
rainfall thresholds.</p>
      <p id="d1e2778">Our landslide database covers a 145-year period (from 1865 to 2010) and we
decided to analyse the complete period; thus, the selection of a single rain
gauge was inevitable. The Lisboa-Geofísico rain gauge has taken uninterrupted
rainfall measurements since 1864 and it is one of the few rain gauges in
Portugal with long-term rainfall data set. The comparable rain gauges
(Évora, Porto, Guarda and Coimbra) are located more than 100 km
from Lisbon. A long time series is important for applying the
return period and the Gumbel probability to the rainfall data. Moreover,
it provides a more reliable relationship between the rainfall conditions
and landslides, strengthening the reliability of the obtained thresholds.
This is particularly important for a climate with great variability, such as
the one existing in the study area.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <title>Empirical definition of critical rainfall period</title>
      <p id="d1e2787">Identifying the rainfall responsible for the landslide occurrence is the
basis for any empirical rainfall threshold calculation. A range of
procedures that define the rainfall critical period associated with landslide
events have been proposed in the literature (e.g.
Guzzetti et al. 2007;
Segoni et al., 2014). Moreover, even the
definition of critical rainfall is not straightforward.
Aleotti (2004) defined
the critical rainfall as the rainfall period starting when a sharp increase
in rainfall intensity is identified and ending when the first landslide is
triggered. Therefore, in such circumstances, the cumulated rainfall before
the rainfall increase is considered antecedent rainfall and is not
included in the critical rainfall. Brunetti et al. (2010) and
Peruccacci et al. (2012, 2017) use the concept of “rainfall event”, as a period of
continuous rainfall separated by a dry period, with a seasonal variability
concerning the length of the dry period (48 h in the dry season and 96 h in
the wet season). In our study, the critical rainfall joins together the
antecedent rainfall (acting as a landslide preparatory factor) and the
rainfall that triggered the landslide event. Our procedure for defining the
critical rainfall combination, which is responsible for preparing/triggering the
landslide event, is based on the return period calculation and selects the
cumulated rainfall with the highest return period.</p>
      <p id="d1e2790">This approach has the advantage of being objective and easily
reproducible for other areas, and provides rainfall thresholds with the most
optimistic results concerning the ROC metrics. However, the use of the
return period implies a “rigid” statistical relationship between the
rainfall and landslides, which does not always occur. Moreover, in some
cases, the cumulated rainfall associated with the landslide triggering is not
very high. However, the use of other empirical procedures to define the critical rainfall period, as previously
mentioned, is based on subjective
observations like the duration of the dry period that bounds the rainfall events.</p>
      <?pagebreak page1050?><p id="d1e2793">Probably, the identification of the critical rainfall period for a specific
landslide event can only be precise using coupled
geotechnical and transient hydrological physical models. However, each slope
is unique and the rainfall is not uniform both in time and space,
which explains the difficulty of establishing rainfall thresholds based on
physically based models at the regional scale.</p>
</sec>
<sec id="Ch1.S5.SS4">
  <title>Identification of rainfall-triggered landslide events</title>
      <p id="d1e2803">The uncertainty related to the triggering factor is particularly high when
newspapers are the main source of information and, additionally, when a long
time series is being analysed. As a rule, only newsworthy content is
reported by newspapers, which certainly create bias in the landslide
database. For instance, landslides that generated human damage or occurred
in an urban environment are usually highlighted, which increases the
probability that landslides triggered by human action are included in the
database, despite their exclusion whenever a description suggests an anthropic
intervention. On the contrary, landslides triggered by rainfall that did not
generate any social or economic damage were probably unreported by the
newspapers. In addition, the long time that elapsed since the occurrence of some
landslides inhibits the use of recent methods and techniques to confirm the
rainfall triggering. For example, the confirmation of landslide events using
aerial photo interpretation is only possible in Portugal for the period
after 1947.</p>
      <p id="d1e2806">Using field-based landslide inventories in the Lisbon region,
Zêzere et al. (2015)
considered a rainfall-triggered landslide event any date on which at least
five individual landslides are known to have occurred on natural slopes.
This criterion reduces the possibility of including landslides triggered
by human action. However, this criterion cannot be used in the present
study, because landslides reported in newspapers are a small
sample of the total number of triggered landslides. Therefore, any reported date, even
those reporting a single landslide, should be admitted as a “landslide event
candidate”. Addressing the issue of the triggering factor, those landslide
events associated with rainfall combinations (cumulated rainfall duration)
with a return period below 3 years were rejected as rainfall triggered. Using
field-based landslide inventories in the Lisbon region,
Zêzere et al. (2015)
showed that only 12 % of landslide events triggered by rainfall have a
cumulated rainfall return period below 3 years and landslide events were not
registered with rainfall conditions with return periods below 2 years. Given
our data source feature (based in newspaper) and our study area (integrated
in an urban area) a more conservative boundary was preferred, and therefore,
the selection of a 3-year return period.</p>
      <p id="d1e2809">This criterion can eventually eliminate some (a few) landslide events
triggered by rainfall in the study area. However, the possibility of
including non-rainfall-triggered landslide events would increase by not applying this
criterion. The inclusion of non-rainfall-triggered landslides in the
analysis would bias the rainfall thresholds as well as the ROC metrics,
generating a higher number of undesirable false alarms.</p>
      <p id="d1e2812">This criterion proved to be suitable for distinguishing between rainfall events
that triggered and did not trigger landslide events in the study area.
However, further investigations should be carried out on this topic, namely in other
study areas. An alternative method to the 3-year return period criterion
could be the calculation of the thresholds in the range 5–10 km, thus
excluding the current urban area. However, the landslide database used in
this analysis covers a very long time period (145 years) and the urban area
extension did change considerably. For example, at the end of the 19th
century extensive rural zones were present within the 5 km buffer. Moreover,
this option would reduce the number of landslide events considered in the
analysis from 96 to 37, which would reduce the reliability of the obtained
rainfall thresholds.</p>
</sec>
<sec id="Ch1.S5.SS5">
  <?xmltex \opttitle{The spatial representativeness of a rain gauge\hack{\break} data series}?><title>The spatial representativeness of a rain gauge<?xmltex \hack{\break}?> data series</title>
      <p id="d1e2824">The discussion on the spatial representativeness of a rain gauge data series
used to assess rainfall thresholds for landslide activity is scarce in the literature, which is surprising, taking into consideration the large number
of papers dealing with empirical rainfall thresholds published in recent
years. In previous work using multiple rain gauges, the distance between the
gauge and the landslides is the criterion used to select the rain gauge,
along with the setting features (e.g. elevation difference and morphological
settings) (e.g. Brunetti
et al., 2010; Peruccacci et al., 2017). However discussion on the topic
is scarce and different distances have been proposed for the same region.
For instance, for the Calabria region (Italy) Vennari et al. (2014) used 12 km as a limit, whereas Gariano
et al. (2015b) used 5 km.</p>
      <p id="d1e2827">To the best of our knowledge the spatial representativeness of a single rain
gauge used to assess rainfall thresholds was never addressed before. In this
work, we applied a method to compute the critical distance based on the
ratio of non-rainfall-triggered landslide events and rainfall-triggered
landslide events tested along several buffer zones starting from the rain
gauge at 5, 10, 15, 20, 30, 40, 50 and 60 km. Our method takes into
account both the source of landslide data (newspapers) and the location of
the rain gauge in the urban area. We acknowledge that this method is valid
in urban areas, as is the case of the Lisbon region, and can be applied in
other zones with a similar context. However, the method cannot be directly
applied in non-urban areas, which is a drawback.</p>
      <p id="d1e2830">In addition, effort was made to evaluate the regional performance of the
lower-limit threshold, which was proved to be applied with reasonable
results up to 50 km from the rain gauge. It should be pointed out
that the climatic and topographic features of the study area allow for a
spatial<?pagebreak page1051?> enlargement of the threshold. The rainfall regime of the region is
spatially consistent and it is mainly influenced by the general
circulation of the atmosphere and by proximity to the ocean, with the same weather types
associated with high rainfall (Trigo and DaCamara, 2000;
Ramos et al., 2014). In addition, the
orographic effect on the rainfall distribution is low in the region, which
enlarges the spatial representativeness of the reference rain gauge.
However, the distance at which the thresholds can be applied will always be
connected with high levels of uncertainty associated with the rainfall
discontinuity both in space and time. Therefore, the consideration of the
lower-limit threshold up to 50 km should be used only if no other
threshold is available.</p>
</sec>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e2840">The definition of rainfall thresholds for landslide initiation is typically
characterized by uncertainty, which makes the use of a probabilistic approach
highly recommended (e.g. Frattini et al., 2009;
Berti et al., 2012). In this study a
comprehensive method was applied to assess the rainfall thresholds using a
centenary database of landslides that occurred in the Lisbon region from 1865 to
2010, combined with a rainfall data set collected at the
Lisboa-Geofísico rain gauge, with uninterrupted daily measurements
since 1864. The identification of the critical rainfall combinations
responsible for preparing and triggering the landslide events were
identified by selecting the pairs (cumulated rainfall duration) with the
highest return period. Rainfall events that did not generate landslides were
also selected and included in the analysis.</p>
      <p id="d1e2843">The use of a single rain gauge to assess rainfall thresholds implies the
definition of the geographical area in which the thresholds can be applied. In
this study we demonstrated that 10 km is the optimal distance from which to compute the
rainfall thresholds, although these may be spatially extended with enough
confidence up to 50 km. These distances are based on the climatic and
physiographic characteristics of the study area and should not be directly
extrapolated to other study areas.</p>
      <p id="d1e2846">The zone between the lower-limit and the upper-limit thresholds (where
landslide events may occur) was analysed following a probabilistic approach,
based on the positive predictive rate. Therefore, a range of probabilities
of landslide event were established in association with five intermediate
thresholds (20, 30, 40, 50 and 60 %), which allow
the uncertainty to be quantified. Additionally, the performance of each threshold
was assessed using ROC metrics. This approach can be used within landslide
early warning systems as different alert levels can be associated with
different probabilities of a landslide occurrence. Future research should be
focused on the validation and application of the thresholds in a prototypical
landslide early warning system, as has been done in other areas (e.g.
Tiranti and Rabuffetti, 2010;
Calvello et al., 2015;
Segoni et al., 2015; Piciullo
et al., 2017).</p>
      <p id="d1e2849"><?xmltex \hack{\newpage}?>The probability of exceedance of any rainfall event combined with the
probability of landslide occurrence given rainfall exceeding the threshold
was also calculated. This information can be more useful to the
decision makers responsible for spatial planning, although additional
information is needed regarding the landslide magnitude and the spatial
distribution of future landslides.</p>
      <p id="d1e2854">The probabilistic approach used in this study is based on very long time
series of landslide events and rainfall measurements, which are seldom
available. This is a serious constraint on the application of the method to
other study areas where long time series of landslide events and rainfall
measurements are not available. In any case, the use of landslide
inventories covering long time periods is crucial for obtaining reliable
thresholds that are valid at the regional scale.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e2861">Landslides data are not publicly accessible because they are
currently being used in an ongoing PhD thesis. Rainfall data should be
requested from the Institute Dom Luiz (IDL).</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e2867">The authors declare that they have no conflict of
interest.</p>
  </notes><notes notes-type="sistatement">

      <p id="d1e2873">This article is part of the special issue “Landslide early
warning systems: monitoring systems, rainfall thresholds, warning models,
performance evaluation and risk perception”. It is not associated with a
conference.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e2879">This work is financed by national funds from the FCT - Foundation for
Science and Technology, I.P., in the framework of the project FORLAND – Disastrous floods and landslides in Portugal: driving forces and
applications for land use planning (PTDC/ATP-GEO/1660/2014).</p><p id="d1e2881">Teresa Vaz is a PhD fellow funded by FCT (SFRH/BD/74716/2010). Sérgio
Cruz Oliveira is a postdoc fellow funded by the FCT (SFRH/BPD/85827/2012). The
newspapers research was carried out by Ivânia Quaresma, Pedro Santos and
Susana Pereira. The authors are thankful to the IDL for the
Lisboa-Geofísico rainfall data.</p><p id="d1e2883">The authors are grateful to the two anonymous reviewers for their comments
and suggestions, which improved the quality of this paper.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: Luca Piciullo<?xmltex \hack{\newline}?>
Reviewed by: two anonymous referees</p></ack><?xmltex \hack{\newpage}?><?xmltex \hack{\newpage}?><ref-list>
    <title>References</title>

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can be used to calculate the rainfall thresholds in the study area; however,
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of landslide event occurrence given rainfall exceeding the threshold. This
information can be easily included in landslide early warning systems,
especially when combined with the probability of rainfall above each
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