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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">NHESS</journal-id>
<journal-title-group>
<journal-title>Natural Hazards and Earth System Sciences</journal-title>
<abbrev-journal-title abbrev-type="publisher">NHESS</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Nat. Hazards Earth Syst. Sci.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1684-9981</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/nhess-17-1033-2017</article-id><title-group><article-title>River predisposition to ice jams: a simplified geospatial model</article-title>
      </title-group><?xmltex \runningtitle{River predisposition to ice jams}?><?xmltex \runningauthor{S.~De~Munck et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>De Munck</surname><given-names>Stéphane</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Gauthier</surname><given-names>Yves</given-names></name>
          <email>yves.gauthier@ete.inrs.ca</email>
        <ext-link>https://orcid.org/0000-0002-1158-3876</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Bernier</surname><given-names>Monique</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-7812-4965</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Chokmani</surname><given-names>Karem</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-0018-0761</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Légaré</surname><given-names>Serge</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Centre Eau Terre Environnement, Institut National de la Recherche
Scientifique (INRS), Québec City, Québec, <?xmltex \hack{\break}?> G1K 9A9, Canada</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Ministère de la Sécurité publique (MSP), Québec City, Québec,
G1V 2L2, Canada</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Yves Gauthier (yves.gauthier@ete.inrs.ca)</corresp></author-notes><pub-date><day>6</day><month>July</month><year>2017</year></pub-date>
      
      <volume>17</volume>
      <issue>7</issue>
      <fpage>1033</fpage><lpage>1045</lpage>
      <history>
        <date date-type="received"><day>22</day><month>September</month><year>2016</year></date>
           <date date-type="rev-request"><day>6</day><month>December</month><year>2016</year></date>
           <date date-type="rev-recd"><day>29</day><month>May</month><year>2017</year></date>
           <date date-type="accepted"><day>30</day><month>May</month><year>2017</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under the Creative Commons Attribution 3.0 Unported License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/3.0/">https://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://nhess.copernicus.org/articles/.html">This article is available from https://nhess.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://nhess.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://nhess.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>Floods resulting from river ice jams pose a great risk to many
riverside municipalities in Canada. The location of an ice jam is mainly
influenced by channel morphology. The goal of this work was therefore to
develop a simplified geospatial model to estimate the predisposition of a
river channel to ice jams. Rather than predicting the timing of river ice
breakup, the main question here was to predict where the broken ice is
susceptible to jam based on the river's geomorphological characteristics.
Thus, six parameters referred to potential causes for ice jams in the
literature were initially selected: presence of an island, narrowing of the
channel, high sinuosity, presence of a bridge, confluence of rivers, and
slope break. A GIS-based tool was used to generate the aforementioned
factors over regular-spaced segments along the entire channel using
available geospatial data. An “ice jam predisposition index” (IJPI) was
calculated by combining the weighted optimal factors. Three Canadian rivers
(province of Québec) were chosen as test sites. The resulting maps were
assessed from historical observations and local knowledge. Results show that
77 % of the observed ice jam sites on record occurred in river sections
that the model considered as having high or medium predisposition. This
leaves 23 % of false negative errors (missed occurrence). Between 7
and 11 % of the highly “predisposed” river sections did not have an ice
jam on record (false-positive cases). Results, limitations, and potential
improvements are discussed.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Ice jams result from the accumulation of fragmented ice on a section of a
river, obstructing the channel and restricting the flow. Ice jams mainly
occur during the breakup season but can also form in the period of freeze-up
or even during winter when rain events cause a sudden increase of water
levels and a dismantlement of the ice cover. The resulting floods can be
socio-economically costly as well as life threatening (Beltaos and Prowse,
2001; Environment Canada, 2011). Many attempts have been made to develop
reliable forecasting methods in order to provide early warnings and to
mitigate the impacts of such events (White, 2003; Mahabir et al., 2007;
White, 2009). However, existing forecast models are often site-specific:
they combine numerous and complex triggering meteorological, hydrological,
and morphological factors (White, 2003; Beltaos, 2009; Bergeron et al.,
2011). Moreover, when breakup occurs and ice starts to move downstream,
another key question is, where would the released ice be susceptible to
jamming? The goal of this study is to provide some answers to the
aforementioned question by developing a simplified geospatial model that
would estimate the predisposition of a river channel to ice jams. This is
not a physical model simulating the processes of ice jamming but rather an
approach based on common knowledge about the general causes of ice jams and
their relationship to the morphological characteristics of the channel,
within a 2-D spatial representation (De Munck et al., 2011). Being developed
for an eventual application over large areas and multiple rivers, the
geospatial model uses simplifications and provide a “first level”
assessment of the predisposition to ice jam along the river channel. It has
been developed on three Canadian rivers in the province of Québec: the
Chaudière River, the Saint-François River, and
L'Assomption
River (Fig. 1), which are all tributaries of the
Saint Lawrence River. They each have a history of ice jams and relatively
frequent flooding of riverside municipalities. The Chaudière and
Saint-François rivers flow mostly northward, through the geological
areas of the Appalachians and of the Saint Lawrence lowlands. Their length
and drainage area are comparable: 185 km over 6682 km<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> for
the Chaudière River and 210 km over 10 230 km<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> for the
Saint-François River. L'Assomption River flows 200 km southward over
the Canadian Shield and the Saint Lawrence lowlands. It drains a 4220 km<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> watershed.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p>Location of the Chaudière River, Saint-François River, and
L'Assomption River (province of  Québec, Canada).</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f01.pdf"/>

      </fig>

</sec>
<sec id="Ch1.S2">
  <title>Background</title>
      <p>According to Shen and Lianwu (2003), the key mechanism of the initiation of
an ice jam at a river section is the convergence of ice motion,  when the
incoming ice discharge exceeds the outgoing ice discharge. The convergence
of ice flow can be produced by resisting forces to ice transport, including
impeded ice runs pushing against an intact ice cover. Both changes in
driving and resisting forces are directly and indirectly governed by the
river geometry. In the literature, there is a consensus about the channel
characteristics which can result in a reduction of ice transport capacity.
Shen and Lianwu (2003) say that a reduction in channel slope or an increase
in channel cross-section area, that is, a reduction in current velocity,
will reduce the driving forces. In contrast, a reduction in channel
top width, the existence of meandering and braided sections, as well as shoals or
islands in the channel, will increase the resistance to the ice flow.</p>
      <p>According to US Army Corp of Engineers (2002), any river section where the
slope decreases is a possible location for ice jamming. During freeze-up,
the slower-moving reaches freeze first and will likely present a thicker,
more resistant ice cover at breakup. Another possible location might be a
constriction in the channel, either natural, such as at a bend or at
islands, or at man-made features, such as bridges. A third typical location
is a shallow reach, where the ice can freeze to bars or boulders, which
represents an additional resistance to lifting and mobilization when the
discharge increases.</p>
      <p>According to Beltaos (1995, 2008), theoretical analysis and experience
suggest that sharp bends, sudden reduction in slope, and constrictions are
frequent ice jamming sites, along with areas where the ice cover may be
relatively thick and strong.</p>
      <p>According to Environment Canada (2011), there are locations which are more
susceptible to ice jam formation than others. These include the confluence
of two rivers, channel constrictions, sharp bends, islands, bridge piers,
shallow river reaches, the edge of a solid ice cover, and at sudden changes
in the slope of the water surface. Often ice jams are caused by a
combination of two or more of these factors. According to Ettema et al. (1999),
by virtue of their role in connecting channels and thereby
concentrating ice within a watershed, confluences are perceived as locations
especially prone to the occurrence of ice jams.</p>
      <p>According to Lindenschmidt and Das (2015), narrower, steeper, and relatively
straight channels are more susceptible to initiate breakup along the river.
In contrast, wider and mild slope sections of the river may have a
persistent ice cover until the end of breakup. Therefore, the presence of an
intact ice cover downstream would increase the risk of ice jams.</p>
      <p>Kalinin (2008) conducted a qualitative and quantitative study of several
parameters mentioned above. On the rivers of the Votkinsk reservoir
catchment (Russia), he found that a narrowing of the channel was present in
90 % of the ice jams reported, islands were present in 80 % of cases, and
bends were there in 70 % as well. He also observed that the simultaneous
presence of at least two of these five factors is characteristic of frequent
ice jams.</p>
      <p>We can therefore summarize the key parameters leading to ice congestion and
ice jam as
<list list-type="bullet"><list-item>
      <p>reduction in channel slope or slope break;</p></list-item><list-item>
      <p>reduction in channel top width (naturally or due to border ice);</p></list-item><list-item>
      <p>constriction in the channel from bends, meandering, islands, bridges;</p></list-item><list-item>
      <p>presence of shallow reaches and bottom bars; and</p></list-item><list-item>
      <p>presence of an intact ice cover.</p></list-item></list></p>
      <p>To estimate a channel predisposition to ice jam, we should therefore
consider narrowing of the channel, sinuosity, presence of an island,
presence of a bridge, confluence of rivers, and slope breaks. These
parameters are based on simple and relatively stable morphological
characteristics and can be derived from easily available geospatial data.
Shallow reaches and bottom bars are linked to water depth, which is variable
throughout the year. The presence of an intact ice cover is also variable
through time. For this reason, and because  bathymetry and ice maps are
not available on a large scale, these two parameters are not considered in
this study. This is a reasonable assumption since the presence of a thick
ice cover can be linked to morphological indicators, as proposed by river
ice conceptual models (e.g. Turcotte and Morse, 2013).</p>
</sec>
<sec id="Ch1.S3">
  <title>Methods</title>
<sec id="Ch1.S3.SS1">
  <title>Geospatialization of the selected parameters</title>
      <p>In this work, “geospatialization” is the spatial representation of a
physical characteristic of the channel and its transformation into a
potential ice-jamming factor. This was done using a standard geographical
information system (ArcGIS software) and some specific tools developed in
ArcObject through the FRAZIL project (Gauthier and al., 2008) for the
support of winter hydraulic modelling and ice jam early warning systems.
These tools enable the determination of the river channel centerline, its
segmentation into equal length sections, calculation of the width, and
calculation of channel sinuosity along the axis
(Fig. 2). Calculations were integrated along
segments of equal length. Sections of 250 m were found to be optimal
considering the scale at which channel characteristics vary and the size of
ice jams (hundreds of metres to kilometres; Beltaos, 2008). Shorter
sections overestimate narrowing and underestimate sinuosity. Long sections
tend to underestimate narrowing and the impact of small features (islands,
bridges). A variable length based on the homogeneity of the channel
morphology could be implemented in a subsequent version of the model.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p>Spatial representation of the channel centerline, channel width
and channel 250 m sections in presence of islands (from the FRAZIL tools).</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f02.pdf"/>

        </fig>

      <p>The model was applied over the entire Saint-François River (861 sections)
but only over the last 110 km of the Chaudière River (444 sections) and
over the last 127 km of L'Assomption River (508 sections) because there,
the upstream channel becomes very narrow and spatial data representation
changes from a polygon to a line. Input data came from CanVec, a digital
cartographic reference product of Natural Resources Canada (Natural
Resources Canada, 2017), and the  Québec Topographic Database (BDTQ)
(Énergie et Ressources Naturelles Québec, 2008). The planimetric
accuracy of these dataset is better than 2 m. Metadata do not indicate the
minimal channel width represented by polygons in the dataset. For the
three rivers in this study we calculated that all sections in a polygon
format were over 20 m wide, which would be the limitation of the model if
using this data source. Shapefile layers include river channel, watershed,
vegetated islands, bridges, rapids, and elevations.</p>
<sec id="Ch1.S3.SS1.SSS1">
  <title>Narrowing index (NI)</title>
      <p>Considering that an ice jam formation is often due to a combination of
different factors, our model proposes to combine and weight different
parameters. Four parameters are first considered: (1) natural changes in the
channel width, (2) presence of bridges, (3) presence of islands, and
(4) presence of an incoming tributary. They are linked to ice jamming processes
for distinct physical reasons. However, for simplification, we consider in
the model that they are all contributing to congestion through narrowing of
the channel section available for ice transit.</p>
      <p>For example, islands generally involve a narrowing of the main channel
(Banshchikova, 2008) as well as a breaking slope from steep to mild. Thus
moving ice is forced to slow down and to obstruct the channel. The model
would therefore consider this section as predisposed to ice jamming. The
drawback of this generalization is that the model assumes that an island
located in the middle of the channel has the same impact on restricting the
ice movement than an island closer to the shore. We did try to consider the
specific location, type, size, and shape of the islands but the complexity of
dealing with these combined parameters was generating more uncertainties in
the model results. We should also mention that with this approach, the model
does not take into account the potential release of pressure when the ice
run and some water are deflected into a secondary channel.</p>
      <p>The need for simplification also applied to bridges. A bridge is an obstacle
which disturbs the natural flow of ice moving downstream, specifically when
pillars are close to each other. According to Urroz et al. (1994), the ratio
of the distance between pillars by the channel width has to be high in order
to have a smaller impact on the moving ice process. The interaction between
ice and bridges is a balance between ice-driving and ice-resisting forces
(Beltaos et al., 2006). Bridges can act as an obstacle or a constraint. From a
hydraulic point of view, the pillars of a bridge divide the main channel
into several narrow channels, where the ice is more susceptible to jam.
Again, considering the presence of a bridge as a narrowing of the channel
enables the model to infer some predisposition to ice jamming on this
specific section. Here, we consider that a half reduction of the channel
width at bridges would give them an adequate weight in the final
predisposition model. The available datasets in this study do not specify
the characteristics of the bridges (type of bridge, number and shape of
pillars). Therefore, the drawback of this generalization is that all bridges
are considered equal. However, a user could adjust the width reduction
parameter to better fit a specific river. Also, bridges which characteristics
do not pose a risk of ice jamming could simply be removed from the input
layer.</p>
      <p>The final parameter that has to be generalized is the tributary. Small
rivers usually respond more quickly to rising runoff compared to large
rivers. A quick hydrological response in tributaries may trigger an early
breakup and send an ice run into the main channel. Since the ice cover of
the main channel is likely to still be intact, the ice run can stop at the
confluence to form an ice jam that could subsequently intercept subsequent
ice runs from the main channel to form a larger ice jam. Literature
considers that the major impact of a tributary is the potential input of ice
(or even sediment) into the main channel that would also result in reducing
the available space or would create an obstacle for ice transport in that
main channel. Again, conceptualizing the tributary as a narrowing of the
main channel allows the model to infer a predisposition for ice jamming on
this section while the specified width reduction determines the importance
of the impact. Here, the width reduction is equal to the minimal width of
the tributary at the outlet (Fig. 3). This gives
more importance to large tributaries.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p>Modification of the channel's width due to incoming tributaries.
For segment i, the adjusted width (<inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:msubsup><mml:mi>W</mml:mi><mml:mi>i</mml:mi><mml:mo>′</mml:mo></mml:msubsup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is obtained by subtracting the
minimal width of the tributary at the outlet (<inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> from the main
channel width (<inline-formula><mml:math id="M6" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>.</p></caption>
            <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f03.pdf"/>

          </fig>

      <p>Even if we fit many parameters into a unique NI, each parameter
is calculated independently and its relative importance can be adjusted. In
the end, the NI is calculated from the natural or adjusted
channel width of each 250 m section. When the width of the preceding section
is smaller than that of the actual section (Sects. 5 and 6 in
Fig. 4) the index has a value of 1 (no
narrowing). When the width of the preceding section is larger than that of
the actual section (Sects. 2 to 4 in Fig. 4),
the NI is obtained by dividing the width of the actual section
by the closer upstream maximum width. A value tending towards 0 will
indicate a stronger narrowing of the channel. It should be noted that
although a narrowing of the channel can in some instances concentrate energy
and favour transit of ice runs, the model only considers it as an aggravating
factor.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>Approach used to calculate the narrowing index, dividing the
section's width (<inline-formula><mml:math id="M7" display="inline"><mml:mi>W</mml:mi></mml:math></inline-formula>) by the upstream maximum width (<inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>.</p></caption>
            <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f04.pdf"/>

          </fig>

</sec>
<sec id="Ch1.S3.SS1.SSS2">
  <title>Sinuosity index (SI)</title>
      <p>Bends and loops are known to increase resistance to the ice flow (Shen and
Lianwu, 2003). Due to preferential flow, ice is deported towards the concave
bank and may start accumulating there, gradually reaching the opposite bank
and creating a jam (Zufelt, 1988). Here it should be noted that the
simplified model does not consider the fact that the first bend of a
meandering reach is more likely to initiate an ice jam, which could be the
case in reality.</p>
      <p>The Frazil toolbox (Gauthier and al., 2008) is used to obtain a standardized
sinuosity coefficient (SV). It uses the Sinuosity4 equation proposed by Dutton (1999) to
express the SV in values ranging between 0 and 1
(Eq. 1).
              <disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M9" display="block"><mml:mrow><mml:mi mathvariant="normal">Sinuosity</mml:mi><mml:mn mathvariant="normal">4</mml:mn><mml:mo>=</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msup><mml:mi mathvariant="normal">SV</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where SV is the curvilinear distance between two points divided by the
direct linear distance between the same two points. Calculations of SV are
based on inflection points, which separate two curves going in opposite
directions. A 0 value for Sinuosity4 means that there is no sinuosity in the section.
The distance between two inflexion points can cover adjacent 250 m sections.
The calculated sinuosity is applied to all sections it overlays. If a
section is overlaid by two different values of sinuosity, the mean value was
calculated and retained.</p>
</sec>
<sec id="Ch1.S3.SS1.SSS3">
  <title>Slope break index</title>
      <p>A change of the river bed slope from steep to mild is the typical case
involved in ice jams. Since gravity is the driving force, the ice can lose
its energy when it reaches a milder slope and can stall or arch across the
river and initiate an ice jam (Wuebben and Gagnon, 1995). Such a change of
slope is also present at the estuary of a river or at lakes and reservoirs,
where ice jams often form (Saint-Laurent et al., 2001). From a technical point
of view, this parameter should be easy to integrate to the model. A slope
break index would be calculated based on the approximate channel surface
altimetry from a digital elevation model (DEM) (Eq. 2).
              <disp-formula id="Ch1.E2" content-type="numbered"><mml:math id="M10" display="block"><mml:mrow><mml:mtext>Slope break index</mml:mtext><mml:mo>=</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">height</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">length</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula>
            Initially, we did consider this parameter in the model. The data from the
1 : 20 000 BDTQ are built over contour lines with a
<inline-formula><mml:math id="M11" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula>5 m resolution, resulting in shaky slope break index values
which produce an inadequate representation of the actual river slope.
Complete bathymetric data for the rivers under study were not available. For
this reason, this version of the model did not integrate the slope break
index. However, an accurate lidar model could be used if available. If a
future version of the model integrates the slope parameter, it should also
include rapids, since ice jams almost never initiate in rapids but often at
their foot. A low predisposition could also be manually imposed to sections
with known rapids.</p>
</sec>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Ice jam dataset</title>
      <p>The ice jam dataset is provided by the Québec Ministry of Public Safety
(MSP). The data come from digital or paper event reports provided by local
authorities under the jurisdiction of MSP (Données Québec, 2016).
The database contains ice jams reported in the province of Québec from 1985
to 2016, with approximate geolocation since most jams are longer than a
single coordinate and because this geolocation does not refer to the toe
where the jamming process is initiated. The database is not “validated” in
the sense that each event has not been compared to corresponding
hydrographs,  a few observed ice jams could be related to anchor ice or
frazil, and  reported locations do not necessarily refer to the toe
where the jamming process is initiated. Therefore, validation of the model
from this database is not absolute. However, it is nonetheless a unique source of
information in Canada. Although proceeding to a complete validation of the
database was out of the scope of this study, we have discarded observations
that could not be located with enough accuracy. Furthermore, the analysis
will consider not only the sections directly coinciding with an ice jam
observation but also neighbouring sections where the toe could have formed.
In this study, we focused on 118 historical observations: 61 ice jam reports
for the Chaudière River, 33 for the Saint-François River, and 24 for L'Assomption River.
The 61 ice jams listed on the Chaudière River were
used as test sites for calibration of the conceptual model. Then validation
of the model was performed over the other two rivers.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <?xmltex \opttitle{Conceptual model on the Chaudi\`{e}re River}?><title>Conceptual model on the Chaudière River</title>
      <p>The conceptual model proposed here integrates the NI and the
sinuosity index to establish the potential predisposition of a river channel
to ice jams, the “ice jam predisposition index” (IJPI).</p>
<sec id="Ch1.S3.SS3.SSS1">
  <title>Standardization of the index values</title>
      <p>First, we standardized the range of values for each index. Each index was
transposed into four classes, 0 to 3, from the weakest to the strongest
impact on ice jam predisposition. The thresholds between these classes were
determined using a K-means clustering approach. The model was developed
mainly with the data from the Chaudière River. However, to determine the
thresholds for the classes of narrowing and sinuosity index using K-means,
we used the entire range of values from the three rivers in this study in
order to provide a more robust and representative model. Four clusters were
created with squared Euclidian distances, replicated five times.
Table 1 shows the thresholds established from the
K-means approach.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1"><caption><p>Threshold values for the narrowing (NI) and sinuosity (SI) indices,
as determined by the K-means approach.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">NI</oasis:entry>  
         <oasis:entry colname="col3">SI</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">Class 0</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">0.56</oasis:entry>  
         <oasis:entry colname="col3">0.24</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Class 1</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">0.77</oasis:entry>  
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Class 2</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">0.92</oasis:entry>  
         <oasis:entry colname="col3">0.69</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Class 3</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S3.SS3.SSS2">
  <title>Weighting of the index values</title>
      <p>The narrowing and sinuosity indices may contribute differently to the ice
jamming process. To determine the weight of each index in the conceptual
model, we have used the same approach as Kalinin (2008), which is to cross
reference the ice jam occurrence from the historical dataset with the values
of both indices at these sites. The ice jam occurrences on the Chaudière
River were categorized into three classes: the “frequent” category was
assigned to a section where at least two ice jams were listed in the
dataset, while the “occasional” category was assigned to sections where
only one ice jam was listed. Sections with no ice jam recorded were
classified in the “rare” category. We then compared the frequent and
occasional occurrences with the values of the narrowing and sinuosity
indices at these river sections. As shown in Table 2, the NI
usually outnumbers the SI, indicating
that it should have a more important weight in the model. If we cross
reference sections with a frequent occurrence of ice jams with sections
where both indices show the maximum value (class 3), we would obtain a
ratio of 1.5 in favour of the NI. If we cross reference all
sections where an ice jam was observed, with sections where both indices
show a moderate or high value (class 2 and class 3), we also obtain
a ratio of 1.5 in favour of the NI. A multi-criteria analysis
(Saaty, 1990) then assigns a weight of 0.60 to the NI and a
weight of 0.40 to the SI.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><caption><p>Comparison of river sections with reported ice jam events (frequent
and occasional occurrences) with the narrowing and sinuosity indices at
these locations. NI / SI is the ratio of the narrowing index (NI) on the
sinuosity index (SI).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="center"/>
     <oasis:colspec colnum="3" colname="col3" align="center"/>
     <oasis:colspec colnum="4" colname="col4" align="center"/>
     <oasis:colspec colnum="5" colname="col5" align="center"/>
     <oasis:colspec colnum="6" colname="col6" align="center"/>
     <oasis:colspec colnum="7" colname="col7" align="center"/>
     <oasis:thead>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry namest="col2" nameend="col3">Number of sections with a  </oasis:entry>  
         <oasis:entry namest="col4" nameend="col5">Number of sections with a  </oasis:entry>  
         <oasis:entry namest="col6" nameend="col7">NI / SI </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry namest="col2" nameend="col3">high NI </oasis:entry>  
         <oasis:entry namest="col4" nameend="col5">high SI </oasis:entry>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Ice jams</oasis:entry>  
         <oasis:entry colname="col2">Class 2</oasis:entry>  
         <oasis:entry colname="col3">Class 3</oasis:entry>  
         <oasis:entry colname="col4">Class 2</oasis:entry>  
         <oasis:entry colname="col5">Class 3</oasis:entry>  
         <oasis:entry colname="col6">Class 2</oasis:entry>  
         <oasis:entry colname="col7">Class 3</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Frequent</oasis:entry>  
         <oasis:entry colname="col2">5</oasis:entry>  
         <oasis:entry colname="col3">3</oasis:entry>  
         <oasis:entry colname="col4">3</oasis:entry>  
         <oasis:entry colname="col5">2</oasis:entry>  
         <oasis:entry colname="col6">1.67</oasis:entry>  
         <oasis:entry colname="col7">1.5</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Occasional</oasis:entry>  
         <oasis:entry colname="col2">4</oasis:entry>  
         <oasis:entry colname="col3">4</oasis:entry>  
         <oasis:entry colname="col4">3</oasis:entry>  
         <oasis:entry colname="col5">5</oasis:entry>  
         <oasis:entry colname="col6">1.33</oasis:entry>  
         <oasis:entry colname="col7">0.8</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S3.SS3.SSS3">
  <title>Ice jam predisposition index</title>
      <p>The final step of the model is the calculation of the IJPI. The standardized class value (<inline-formula><mml:math id="M12" display="inline"><mml:mi>V</mml:mi></mml:math></inline-formula>) attributed to each index (<inline-formula><mml:math id="M13" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>)
is multiplied by the weight factor (<inline-formula><mml:math id="M14" display="inline"><mml:mi>W</mml:mi></mml:math></inline-formula>) for that index. The sum of weighted
values is divided by the sum of weighted maximal values (Eq. 3).
              <disp-formula id="Ch1.E3" content-type="numbered"><mml:math id="M15" display="block"><mml:mrow><mml:mtext>IJPI</mml:mtext><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∑</mml:mo><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:msub><mml:mi>V</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:msub><mml:mi>W</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msubsup><mml:mo>∑</mml:mo><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:msub><mml:mi>V</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:msub><mml:mi>W</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula>
            According to the maximum value (<inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>) and the normalized weight
factor, Eq. (3) can be simplified to Eq. (4).
              <disp-formula id="Ch1.E4" content-type="numbered"><mml:math id="M17" display="block"><mml:mrow><mml:mtext>IJPI</mml:mtext><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∑</mml:mo><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:msub><mml:mi>V</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:msub><mml:mi>W</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow><mml:mn mathvariant="normal">3</mml:mn></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula>
            The values resulting from the IJPI range from
0 (no predisposition to ice jam) to 1 (very high predisposition to ice jam).
Table 3 shows the 14 possible IJPI values obtained
from Eq. (4). We used box plots to study the statistical distribution of
the IJPI values on sections of the Chaudière River with listed ice jams
and on sections without ice jam (Fig. 5). To
simplify the results of the model into three main classes (high, medium, and
low predisposition to ice jams), we used the median and the third quartiles
of IJPI values as thresholds: IJPI <inline-formula><mml:math id="M18" display="inline"><mml:mo>≥</mml:mo></mml:math></inline-formula> 0.54; 0.40 <inline-formula><mml:math id="M19" display="inline"><mml:mo>≤</mml:mo></mml:math></inline-formula> IJPI &lt; 0.54;
IJPI &lt; 0.40.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p>Box plot of the IJPI values on the Chaudière River. Graph on
the left is for 250 m river sections where ice jams were reported. Graph on
the right is for river sections with no ice jam listed. Numbers represent
the median, first and third quartiles.</p></caption>
            <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f05.png"/>

          </fig>

</sec>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Results and discussion</title>
<sec id="Ch1.S4.SS1">
  <?xmltex \opttitle{Chaudi\`{e}re River}?><title>Chaudière River</title>
      <p>Figure 6 shows the results of the model applied on
all 250 m sections of the Chaudière River (calibration site). High
predisposition is shown in red, medium predisposition in orange, and low
predisposition in green. Locations of reported ice jams are indicated with
thumbtacks. The symbol is blue (correct assessment) when the ice jam falls
into a section with a medium or high predisposition. It is magenta
(false-negative error) when the reported ice jam falls into a section with a
low predisposition. Again, we have to keep in mind that there may be a
difference between the initiation site (higher predisposition) and the
observation site (anywhere along the jam). In contrast, a false-positive
error would give a high value of predisposition in a section where no ice
jam was observed. This does not mean that the model is necessarily wrong. It
is possible that ice jams on some of these sections have never been
reported. It is often the case in isolated or non-vulnerable areas. Or,
since the model gives a “predisposition”, it does not mean that an ice jam
will automatically occur or as already occurred. So the false-positive
results are to be considered objectively.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p>Map of the model results on the Chaudière River, over 250 m
sections. Thumbnails are the locations of reported ice jams. Blue is used
when the ice jam falls on a section with a moderate to high predisposition
(correct assessment). Magenta is used when the ice jam falls on a section
with a low predisposition (false-negative error).</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f06.pdf"/>

        </fig>

      <p>In total (Table 4), the model indicates that 51 of
the 444 sections (11 %) would have a high predisposition for ice jams, 69
sections (16 %) would have a medium predisposition, and 324 sections would
be at low risk. Of the 61 reported ice jams on the Chaudière River, 20
(33 %) are located on sections with a high predisposition, 23 (38 %) are
on a section with a moderate predisposition, and 18 (29 %) are on sections
with low predisposition. These 18 sightings represent the false-negative
results or where the predisposition to ice jamming was underestimated.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3"><caption><p>Possible results from the ice jam predisposition index (IJPI).
Values <inline-formula><mml:math id="M20" display="inline"><mml:mo>≥</mml:mo></mml:math></inline-formula> 0.40 were selected as
representing a moderate predisposition to ice jams while values <inline-formula><mml:math id="M21" display="inline"><mml:mo>≥</mml:mo></mml:math></inline-formula> 0.54 would represent a strong predisposition to ice
jams.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Narrowing index</oasis:entry>  
         <oasis:entry colname="col2">0</oasis:entry>  
         <oasis:entry colname="col3">1</oasis:entry>  
         <oasis:entry colname="col4">2</oasis:entry>  
         <oasis:entry colname="col5">3</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Sinuosity index</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">0</oasis:entry>  
         <oasis:entry colname="col2">0</oasis:entry>  
         <oasis:entry colname="col3">0.20</oasis:entry>  
         <oasis:entry colname="col4">0.40</oasis:entry>  
         <oasis:entry colname="col5">0.60</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">1</oasis:entry>  
         <oasis:entry colname="col2">0.13</oasis:entry>  
         <oasis:entry colname="col3">0.33</oasis:entry>  
         <oasis:entry colname="col4">0.53</oasis:entry>  
         <oasis:entry colname="col5">0.73</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">2</oasis:entry>  
         <oasis:entry colname="col2">0.26</oasis:entry>  
         <oasis:entry colname="col3">0.46</oasis:entry>  
         <oasis:entry colname="col4">0.66</oasis:entry>  
         <oasis:entry colname="col5">0.86</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">3</oasis:entry>  
         <oasis:entry colname="col2">0.40</oasis:entry>  
         <oasis:entry colname="col3">0.60</oasis:entry>  
         <oasis:entry colname="col4">0.80</oasis:entry>  
         <oasis:entry colname="col5">1</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4" specific-use="star"><caption><p>Results and accuracy of the IJPI on the Chaudière River.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col3">Model results </oasis:entry>  
         <oasis:entry namest="col4" nameend="col5" align="center">Number of river sections </oasis:entry>  
         <oasis:entry colname="col6">Reported ice jams</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">High predisposition </oasis:entry>  
         <oasis:entry colname="col4">51/444</oasis:entry>  
         <oasis:entry colname="col5">(11 %)</oasis:entry>  
         <oasis:entry colname="col6">20 (33 %)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">Medium predisposition </oasis:entry>  
         <oasis:entry colname="col4">69/444</oasis:entry>  
         <oasis:entry colname="col5">(16 %)</oasis:entry>  
         <oasis:entry colname="col6">23 (38 %)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col3">Low predisposition </oasis:entry>  
         <oasis:entry colname="col4">324/444</oasis:entry>  
         <oasis:entry colname="col5">(73 %)</oasis:entry>  
         <oasis:entry colname="col6">18 (29 %)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">False negative errors</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col6">Features present on river sections with false-negative errors </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry rowsep="1" colname="col1">Bridge</oasis:entry>  
         <oasis:entry rowsep="1" colname="col2">Island</oasis:entry>  
         <oasis:entry rowsep="1" colname="col3">Tributary</oasis:entry>  
         <oasis:entry rowsep="1" colname="col4">No specific feature</oasis:entry>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">–</oasis:entry>  
         <oasis:entry colname="col2">–</oasis:entry>  
         <oasis:entry colname="col3">3</oasis:entry>  
         <oasis:entry colname="col4">15</oasis:entry>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">False-positive errors</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">River sections with high predisposition </oasis:entry>  
         <oasis:entry colname="col4">32/444</oasis:entry>  
         <oasis:entry colname="col5">7 %</oasis:entry>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col3">but no ice jam reported </oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">River sections with medium predisposition </oasis:entry>  
         <oasis:entry colname="col4">46/444</oasis:entry>  
         <oasis:entry colname="col5">10 %</oasis:entry>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">but no ice jam reported </oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p>Table 4 also shows that of these 18 cases, 3 are
related to the presence of a major tributary in the section. This could
indicate that the value applied for channel width reduction underestimates
the actual impact of a tributary on ice jamming.</p>
      <p>However, we also have to look at these results in the context of the
uncertainty related to the geolocation and length of the ice jam reported in
the historical database. Considering that an ice jam may have a length of a
few hundred metres to a few kilometres, one could have reported the sighting
upstream from the toe of the jam, where it was initiated. The geolocation of
the point in the database would then lie upstream of the predisposed
section. This could be the case for 10 of the 18 false-negative errors on
the Chaudière River, where the ice jam is reported less than 1 km
upstream from a section with a high or medium predisposition. This would
mean that the performance of the simplified model could be underestimated.</p>
      <p>Table 4 finally shows that 32 sections (7 %) were
classified with a high predisposition to ice jams but without any event
reported. For moderate predisposition, it concerns 46 sections (10 %).
These cases are the false-positive results. As mentioned earlier, these are
not necessarily errors but it could still mean that the model is
overestimating predisposition in some areas. For example, when looking at
the false-positive cases (32 sections of high predisposition), we can
determine that in each case the class of the narrowing index is greater than
the class of the SI. This would indicate that we may
overestimate the impact of the narrowing of the channel. The false positives
can be caused by all types of narrowing but we found that five of the
“faulty” sections have a bridge. Considering that there are only a dozen
of bridges in the study area, this number tends to confirm that all bridges
are not equal and that the model could be easily improved at the local level
with specific information about bridge characteristics.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <?xmltex \opttitle{Saint-Fran\c{c}ois River}?><title>Saint-François River</title>
      <p>As mentioned earlier, the Saint-François River is comparable to the
Chaudière River. Both flow mostly northward, through the same geological
region, and have similar channel lengths and drainage areas. Results for the
IJPI on the Saint-François River are shown in
Fig. 7. As can be seen in
Table 5, the percentage of sections
classified as high, moderate, or low predisposition to ice jams are similar
to the Chaudière River. Of the 33 reported ice jams on the
Saint-François River, 11 (33 %) are located on sections with a high
predisposition, 13 (40 %) are on a section with a moderate
predisposition,
and 9 (27 %) are on sections with low predisposition (false negatives).
Here we notice that three false-negative errors occurred on sections with at
least one island.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T5" specific-use="star"><caption><p>Results and accuracy of the IJPI on the Saint-François River.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col3">Model results </oasis:entry>  
         <oasis:entry namest="col4" nameend="col5" align="center">Number of river sections </oasis:entry>  
         <oasis:entry colname="col6">Reported ice jams</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">High predisposition </oasis:entry>  
         <oasis:entry colname="col4">93/861</oasis:entry>  
         <oasis:entry colname="col5">11 %</oasis:entry>  
         <oasis:entry colname="col6">11 (33 %)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">Medium predisposition </oasis:entry>  
         <oasis:entry colname="col4">132/861</oasis:entry>  
         <oasis:entry colname="col5">15 %</oasis:entry>  
         <oasis:entry colname="col6">13 (40 %)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col3">Low predisposition </oasis:entry>  
         <oasis:entry colname="col4">636/861</oasis:entry>  
         <oasis:entry colname="col5">74 %</oasis:entry>  
         <oasis:entry colname="col6">9 (27 %)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">False negative errors</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col4">Parameters present on river sections with false-negative errors </oasis:entry>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry rowsep="1" colname="col1">Bridge</oasis:entry>  
         <oasis:entry rowsep="1" colname="col2">Island</oasis:entry>  
         <oasis:entry rowsep="1" colname="col3">Tributary</oasis:entry>  
         <oasis:entry rowsep="1" colname="col4">No specific feature</oasis:entry>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">–</oasis:entry>  
         <oasis:entry colname="col2">3</oasis:entry>  
         <oasis:entry colname="col3">–</oasis:entry>  
         <oasis:entry colname="col4">6</oasis:entry>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">False-positive errors</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">River sections with high predisposition </oasis:entry>  
         <oasis:entry colname="col4">79/861</oasis:entry>  
         <oasis:entry colname="col5">9 %</oasis:entry>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry namest="col1" nameend="col3">but no ice jam reported </oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">River sections with medium predisposition </oasis:entry>  
         <oasis:entry colname="col4">96/861</oasis:entry>  
         <oasis:entry colname="col5">11 %</oasis:entry>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry namest="col1" nameend="col3">but no ice jam reported </oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p>Map of the model results on the Saint-François River, over 250 m
sections. Thumbnails are the locations of reported ice jams. Blue is used
when the ice jam falls on a section with a moderate to high predisposition
(correct assessment). Magenta is used when the ice jam falls on a section
with a low predisposition (false-negative error).</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f07.pdf"/>

        </fig>

      <p>The number of sections with false-positive results is similar to the
Chaudière River also (17 % vs. 20 %). However, when looking at the
false-positive errors with a high predisposition index (79 sections), only
46 show that the NI is greater than the class of the SI. But again, the number of “faulty” sections with the presence of a
bridge (12) is quite high since there are around 20 bridges on the
Saint-François River.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><caption><p>Examples of false-negative errors on the Saint-François River for
site A, B, C, and D.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f08.png"/>

        </fig>

      <p>In Fig. 8, we take a closer look at some
false-negative errors because not foreseeing an area at risk is more
significant in terms of public safety. These errors could be caused by a
parameter not considered in the model (e.g. slope break), by the
simplification approach, or by an inaccurate geolocation of the observation.
In site A (Fig. 8) the shape of the channel and
the presence of islands are probably enough to trigger an ice jam. But the
islands are small (may even be bars) and do not seem to impact on the mean
narrowing calculated over the sections. The problem is then related to
generalization and scale. In A, we can see that the area has shallow waters
(not considered in the model), which could also support ice jamming. In site
B, the model sees the bends upstream and downstream but again, misses the
islands. Here they are located in a wider section of the channel, cancelling
the narrowing effect. In site C, the first island causes a sudden narrowing
well detected by the model. But the main channel width remains stable over
the next sections, again cancelling the potential narrowing impact of the
islands. However, the changes in direction of the main channel should have
increase predisposition. In site D, the land strip going into the channel
could have caused the ice jam. But the feature is so localized compared to
the section's length that it may not sufficiently affect the mean width to
register as a narrowing. Thus, the error here could be related to scale.
Finally, let us note that if we cannot identify with certainty the cause of a
false-negative error, either from channel characteristics, model
generalization or scale, there is still the possibility that the ice jam was
initiated by the presence of an intact ice cover. According to Lindenschmidt
and Das (2015), wider and mild slope sections of the river are more
susceptible to have a persistent ice cover until the end of breakup. Again,
this is a time-dependent parameter, which is not directly considered by the
model. Also, there is the possibility that the observation point did not
correspond to the ice jam toe.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <title>L'Assomption River</title>
      <p>We could expect to get different results from L'Assomption River, as it
flows southward in a different geological area and has a much higher
sinuosity in its lower portion. Figure 9 shows the
results of IJPI on L'Assomption River. According to
Table 6 the percentage of sections classified as
having a high or moderate predisposition to ice jams is higher by about
20 % compared to the two other rivers. Of the 24 reported ice jams on L'Assomption River, 14 (58 %) are located on sections with a high
predisposition and 10 (42 %) are on a section with a moderate
predisposition. There are no false negatives. However, with more sections at
risk (meandering channel) and a smaller ice jam dataset, false-positive
errors are naturally higher (31 %). As expected, more false-positive
errors are on sections where the SI is greater than the
NI. Finally, as for the other rivers, the bridges seem to
create some overestimation of the risk as eight false positives are at sections
where a bridge is present (on a total of 14 bridges over the study area).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T6" specific-use="star"><caption><p>Results and accuracy of the IJPI on L'Assomption River.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Model results</oasis:entry>  
         <oasis:entry namest="col2" nameend="col3" align="center">Number of river sections </oasis:entry>  
         <oasis:entry colname="col4">Reported ice jams</oasis:entry>  
         <oasis:entry colname="col5"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">High predisposition</oasis:entry>  
         <oasis:entry colname="col2">98/508</oasis:entry>  
         <oasis:entry colname="col3">19 %</oasis:entry>  
         <oasis:entry colname="col4">14 (58 %)</oasis:entry>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Medium predisposition</oasis:entry>  
         <oasis:entry colname="col2">133/508</oasis:entry>  
         <oasis:entry colname="col3">26 %</oasis:entry>  
         <oasis:entry colname="col4">10 (42 %)</oasis:entry>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Low predisposition</oasis:entry>  
         <oasis:entry colname="col2">277/508</oasis:entry>  
         <oasis:entry colname="col3">55 %</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">False-positive errors</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">River sections with high predisposition</oasis:entry>  
         <oasis:entry colname="col2">55/508</oasis:entry>  
         <oasis:entry colname="col3">11 %</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">but no ice jam reported</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">River sections with medium predisposition</oasis:entry>  
         <oasis:entry colname="col2">100/508</oasis:entry>  
         <oasis:entry colname="col3">20 %</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">but no ice jam reported</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><caption><p>Map of the model results on L'Assomption River, over 250 m
sections. Thumbnails are the locations of reported ice jams. Blue is used
when the ice jam falls on a section with a moderate to high predisposition
(correct assessment). Magenta is used when the ice jam falls on a section
with a low predisposition (false-negative error).</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/17/1033/2017/nhess-17-1033-2017-f09.pdf"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p>A geospatial model for estimating a river's predisposition to ice jams was
proposed based on the key morphologic parameters leading to ice jams. For
simplification of the model, four factors were integrated into a single
NI: natural narrowing, presence of islands, and bridges and
incoming tributaries. A SI was also calculated. Each index was
standardized and given a weight. Calibration was done on the Chaudière
River and validation was performed on the Saint-François and
L'Assomption rivers in Québec, Canada. The model was set up using 250 m long
river sections. The development and validation phases were supported by the
ice jam database of the MSP, with historical
observations from 1985 to 2016. This database presents a certain degree of
uncertainty, particularly concerning the location of some of the reported
ice jams (toe and length). It is nonetheless a great tool to document areas
at risk of ice jams and to assess the reliability of the proposed model.</p>
      <p>The model produced between 11 and 19 % of river sections classed as having
a high predisposition to ice jams and between 15 and 26 % of river
sections presenting a moderate risk. When compared to the historical
observations, most reported ice jams fall into these sections (71 % on the
Chaudière River, 73 % on the Saint-François River, and 100 % on
L'Assomption River). Ice jams that occurred on low predisposition areas are
called false-negative errors. The uncertain geolocation of the reported ice
jams may account for part of these since a majority of false-negative errors
are located less than 1 km from sections with a higher
predisposition. However, results tend to show that the model underestimates
the role of islands and tributaries in the initiation of an ice jam. Some
errors left unexplained could be related to time-dependent parameters not
integrated into the model such as water depth or the presence of an intact
ice cover, although both are indirectly related to channel morphology.</p>
      <p>River sections that are categorized with a predisposition to ice jam but
where no ice jam was reported are called false-positive cases (17 % for
the Chaudière River, 20 % for the Saint-François River, and 31 % for
L'Assomption River). They are not necessarily errors since the
historical dataset is not exhaustive and because a predisposition is not a
certainty. However, the results show that the model could overestimate the
impact of bridges.</p>
      <p>Overall, the results of this geospatial model are very promising. Even in a
conceptual form and by using only parameters that are mostly stable over
time, the model seems to correctly represent the nature of the river and the
areas where the morphology has an impact on ice jam occurrence. Having
applied the model over three different rivers also ensures a certain degree
of transferability to the approach.</p>
      <p>However, it is important to understand some limitations of the model. First,
it is not developed for freeze-up ice jams occurring from frazil
accumulation or hanging dams but it addresses ice jams following a breakup
event. Also, it is a simplified model, intended to work with data easily
available for most rivers. It does not simulate the physical processes of
ice jams but rather locates areas where the morphology of the channel
presents some characteristics known to initiate ice jams. The model gives a
first level assessment of the ice jam potential of rivers. Some fine tuning
may have to be done if high-resolution data or local knowledge
becomes available on a specific river, in order to better take into account
some local and more complex causes of ice jams.</p>
      <p>Even in its present version, the model is already providing valuable
information to the MSP and to the
municipalities located along the studied rivers. In addition to forecasting
potential ice jam flooding sites, an improved version of the model could
bring information for land planning, zoning, bridge construction, or
insurance evaluation. In the province of Québec, the historical database is
a great tool to document areas at risk of ice jams. The geospatial model is
now a complementary tool to map these areas, as well as others for which no
ice jam has yet been reported. Also, the model is a valuable tool for
provinces or countries where no ice jam database exists.</p>
      <p>For a future version of the model, potential developments could be
<list list-type="bullet"><list-item>
      <p>to consider attenuating factors, such as a section located immediately
downstream a reservoir or directly within a rapid;</p></list-item><list-item>
      <p>to consider the width, shape, and length of the contributing reach upstream
from a predisposed section (is there potentially enough incoming ice to
produce a jam?);</p></list-item><list-item>
      <p>to consider sudden channel widening (dissipation of the energy and ice run
stalling);</p></list-item><list-item>
      <p>to take into account the presence of hydraulic structures (weirs, dams, dam
reservoirs, etc.);</p></list-item><list-item>
      <p>to test the model using the US Ice Jam database (Carr et al., 2015);
and</p></list-item><list-item>
      <p>certainly to use the slope index, upon availability of accurate
elevation data.</p></list-item></list>
The authors are presently starting the application of the model on all
rivers prone to ice jams in the province of Québec. They are also planning
the work on a new version of the model that will be integrated within an ice
jam vigilance and alert system, combining spatial predisposition, temporal
forecasting, and ice status.</p>
</sec>

      
      </body>
    <back><notes notes-type="competinginterests">

      <p>The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p>The research presented here was funded by a NSERC Discovery Grant
(2009–2014) to Monique Bernier (INRS). The setup of the ice jam dataset was
funded by the Québec Ministry of Public Safety (MSP). The authors would also
like to thank Jimmy Poulin and Fatou Sene from INRS and Nicolas Gignac from
the MSP for their contribution.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: Bruno Merz<?xmltex \hack{\newline}?>
Reviewed by: two anonymous referees</p></ack><ref-list>
    <title>References</title>

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    </app></app-group></back>
    <!--<article-title-html>River predisposition to ice jams: a simplified geospatial model</article-title-html>
<abstract-html><p class="p">Floods resulting from river ice jams pose a great risk to many
riverside municipalities in Canada. The location of an ice jam is mainly
influenced by channel morphology. The goal of this work was therefore to
develop a simplified geospatial model to estimate the predisposition of a
river channel to ice jams. Rather than predicting the timing of river ice
breakup, the main question here was to predict where the broken ice is
susceptible to jam based on the river's geomorphological characteristics.
Thus, six parameters referred to potential causes for ice jams in the
literature were initially selected: presence of an island, narrowing of the
channel, high sinuosity, presence of a bridge, confluence of rivers, and
slope break. A GIS-based tool was used to generate the aforementioned
factors over regular-spaced segments along the entire channel using
available geospatial data. An <q>ice jam predisposition index</q> (IJPI) was
calculated by combining the weighted optimal factors. Three Canadian rivers
(province of Québec) were chosen as test sites. The resulting maps were
assessed from historical observations and local knowledge. Results show that
77 % of the observed ice jam sites on record occurred in river sections
that the model considered as having high or medium predisposition. This
leaves 23 % of false negative errors (missed occurrence). Between 7
and 11 % of the highly <q>predisposed</q> river sections did not have an ice
jam on record (false-positive cases). Results, limitations, and potential
improvements are discussed.</p></abstract-html>
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Urroz, G. E., Schaefer, J., and Ettema, R.: Bridge-pier location and ice
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