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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">NHESS</journal-id>
<journal-title-group>
<journal-title>Natural Hazards and Earth System Science</journal-title>
<abbrev-journal-title abbrev-type="publisher">NHESS</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Nat. Hazards Earth Syst. Sci.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1684-9981</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/nhess-15-2439-2015</article-id><title-group><article-title><?xmltex \hack{\vspace{5mm}}?>Railway deformation detected by DInSAR over active sinkholes in the Ebro Valley evaporite karst, Spain</article-title>
      </title-group><?xmltex \runningtitle{Railway deformation due to active sinkholes detected by DInSAR}?><?xmltex \runningauthor{J.~P. Galve et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Galve</surname><given-names>J. P.</given-names></name>
          <email>jpgalve@ugr.es</email>
        <ext-link>https://orcid.org/0000-0001-5780-821X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Castañeda</surname><given-names>C.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Gutiérrez</surname><given-names>F.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-5407-940X</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Departamento de Geodinámica, Universidad de Granada, Campus de Fuentenueva s/n, 18071 Granada, Spain</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Estación Experimental de Aula Dei, EEAD-CSIC, Ave. Montañana 1005, 50059 Zaragoza, Spain</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Departamento de Ciencias de la Tierra, Universidad de Zaragoza, C/Pedro Cerbuna 12, 50009 Zaragoza, Spain</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">J. P. Galve (jpgalve@ugr.es)</corresp></author-notes><pub-date><day>2</day><month>November</month><year>2015</year></pub-date>
      
      <volume>15</volume>
      <issue>11</issue>
      <fpage>2439</fpage><lpage>2448</lpage>
      <history>
        <date date-type="received"><day>25</day><month>May</month><year>2015</year></date>
           <date date-type="rev-request"><day>16</day><month>June</month><year>2015</year></date>
           <date date-type="rev-recd"><day>6</day><month>October</month><year>2015</year></date>
           <date date-type="accepted"><day>18</day><month>October</month><year>2015</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://nhess.copernicus.org/articles/.html">This article is available from https://nhess.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://nhess.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://nhess.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>Subsidence was measured for the first time on railway tracks in the central
sector of Ebro Valley (NE Spain) using Differential Synthetic Aperture Radar
Interferometry (DInSAR) techniques. This area is affected by evaporite karst
and the analysed railway corridors traverse active sinkholes that produce
deformations in these infrastructures. One of the railway tracks affected by
slight settlements is the Madrid–Barcelona high-speed line, a form of
transport infrastructure highly vulnerable to ground deformation processes.
Our analysis based on DInSAR measurements and geomorphological surveys
indicates that this line shows dissolution-induced subsidence and compaction
of anthropogenic deposits (infills and embankments). Significant
sinkhole-related subsidence was also measured by DInSAR techniques on the
Castejón–Zaragoza conventional railway line. This study demonstrates
that DInSAR velocity maps, coupled with detailed geomorphological surveys,
may help in the identification of the railway track sections that are
affected by active subsidence.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Human infrastructures located in karst environments may be
affected by severe ground instability problems <xref ref-type="bibr" rid="bib1.bibx50 bib1.bibx27" id="paren.1"/>. In
particular, the occurrence and activity of sinkholes in carbonate and
evaporite karst terrains is one of the main causes of subsidence-related
damage and accidents on conventional railways <xref ref-type="bibr" rid="bib1.bibx22" id="paren.2"/>. Deflections
in the railway track caused by dissolution-induced settlement can compromise
safety on transportation infrastructure <xref ref-type="bibr" rid="bib1.bibx21" id="paren.3"/>. The implementation
of monitoring and early-warning systems on potentially problematic railway
stretches may constitute an effective mitigation measure, mainly aimed at
preventing accidents. Differential Synthetic Aperture Radar Interferometry
(DInSAR) may be postulated as a useful subsidence monitoring technique for
railways. Most of the reported Interferometric Synthetic Aperture Radar
(InSAR) applications to the monitoring of high-speed railways (HSR) have been
developed in China and Taiwan. In these countries, railway and highway
infrastructure are experiencing rapid development and they traverse numerous
areas affected by ground instability phenomena
<xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx19 bib1.bibx30 bib1.bibx45 bib1.bibx49 bib1.bibx52 bib1.bibx55 bib1.bibx9 bib1.bibx20" id="paren.4"/>. The
instability processes that produce most problems on Chinese railways, and are
the main targets of InSAR analyses, are related to groundwater abstraction
<xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx55" id="paren.5"/> and permafrost <xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx46" id="paren.6"/>. For a railway
built upon permafrost, <xref ref-type="bibr" rid="bib1.bibx46" id="text.7"/> documented temporal variations of
deformation in relation to rainfall and air temperature, and measured higher
strain in topographically lower areas, where water accumulation increases the
impact of thawing and freezing. Further, the activity of sinkholes has been
monitored using DInSAR in different geological settings of Germany
<xref ref-type="bibr" rid="bib1.bibx44" id="paren.8"/>, Israel <xref ref-type="bibr" rid="bib1.bibx4 bib1.bibx1 bib1.bibx36" id="paren.9"/>, Italy
<xref ref-type="bibr" rid="bib1.bibx14 bib1.bibx15" id="paren.10"/>, Jordan <xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx12" id="paren.11"/>, Spain
(<xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx8" id="altparen.12"/>, <xref ref-type="bibr" rid="bib1.bibx26" id="altparen.13"/>, <xref ref-type="bibr" rid="bib1.bibx17" id="altparen.14"/>) and USA
(<xref ref-type="bibr" rid="bib1.bibx3" id="altparen.15"/>, <xref ref-type="bibr" rid="bib1.bibx39" id="altparen.16"/>).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p>Geographic location of the studied railway sections.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/15/2439/2015/nhess-15-2439-2015-f01.pdf"/>

      </fig>

      <p>Here, we present DInSAR displacement profiles that reveal previously
undetected active subsidence on sections of different railways in the
surroundings of Zaragoza, Ebro Valley evaporite karst, NE Spain
(Fig. <xref ref-type="fig" rid="Ch1.F1"/>). The Cenozoic bedrock in the analysed area of the
Ebro Valley consists of subhorizontally lying halite- and glauberite-bearing
evaporites of the Zaragoza Formation <xref ref-type="bibr" rid="bib1.bibx42" id="paren.17"/>
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>). Subsurface dissolution results in the development
of numerous sinkholes affecting both the evaporitic bedrock and the alluvial
cover <xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx40" id="paren.18"><named-content content-type="post">and references therein</named-content></xref>. Active subsidence
associated with these sinkholes causes costly damage to man-made structures
<xref ref-type="bibr" rid="bib1.bibx25 bib1.bibx28" id="paren.19"><named-content content-type="pre">e.g.</named-content></xref>. The dissolution-induced ground deformation
can be studied quantitatively using InSAR techniques as illustrated by
previous works <xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx8 bib1.bibx26 bib1.bibx17" id="paren.20"><named-content content-type="pre">cf.,</named-content></xref>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p>Geological map of the surroundings of Zaragoza and a geological
cross section of the central sector of the Ebro Valley. From the geological
point of view, the railway tracks crosses the central sector of the Ebro
Cenozoic Basin and is underlain by subhorizontally lying evaporites of the
Oligo-Miocene Zaragoza Gypsum Formation <xref ref-type="bibr" rid="bib1.bibx41" id="paren.21"/>. This formation is
composed of gypsum, anhydrite, glauberite and halite units <xref ref-type="bibr" rid="bib1.bibx42" id="paren.22"/>.
Sinkholes are caused by subsurface dissolution and the consequent deformation
and/or internal erosion of the overlying sediments. Detailed descriptions of
the dissolution and subsidence processes in the study area can be found in
<xref ref-type="bibr" rid="bib1.bibx24" id="text.23"/>, <xref ref-type="bibr" rid="bib1.bibx16" id="text.24"/> and <xref ref-type="bibr" rid="bib1.bibx2" id="text.25"/>.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/15/2439/2015/nhess-15-2439-2015-f02.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p>Section of the Castejón–Zaragoza railway built on a buried
sinkhole and affected by active karst subsidence. <bold>(a)</bold> Aerial
photograph taken in 1956. Arrow points to a ponded sector within the large
subsidence depression. <bold>(b)</bold> Orthoimage from 2009 with ALOS-derived
displacement rates on PSs. Dotted white line defines the boundaries of known
active sinkholes. <bold>(c)</bold> Photographs of the location indicated with
arrows in <bold>(a)</bold>  and <bold>(b)</bold>, showing obvious deformation in the
railways.</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/15/2439/2015/nhess-15-2439-2015-f03.jpg"/>

      </fig>

      <p>We have analysed two railway stretches. One of them includes two parallel
railways, a conventional one and the Madrid–Barcelona high-speed line. Here,
1850 m and 1900 m long sections are built on embankments and in excavated
trenches, respectively. The latter are flanked by cuttings that expose
subsidence structures. The other stretch with active subsidence includes a
4000 m long section of the conventional Castejón–Zaragoza railway
(Fig. <xref ref-type="fig" rid="Ch1.F1"/>). Both railway corridors traverse large sinkholes
previously documented in geomorphological maps
<xref ref-type="bibr" rid="bib1.bibx47 bib1.bibx48 bib1.bibx16" id="paren.26"/>. Some of these sinkholes were defined as
being active on the basis of surficial signs of settlement and on the occurrence of
collapses within them. For example, on 1 March 2003, a collapse sinkhole with
5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> diameter formed beneath the high-speed railway a few months before
its inauguration <xref ref-type="bibr" rid="bib1.bibx22" id="paren.27"/>. We also observed obvious deformation in
a poorly maintained subsidiary railroad of the Castejón–Zaragoza line,
coinciding with the location of a sinkhole mapped on the basis of geomorphic
criteria (Fig. <xref ref-type="fig" rid="Ch1.F3"/>). However, so far the precise area affected by
active subsidence has not been identified, nor has its settlement rates been
measured. The data obtained by DInSAR analyses represents a step forward in the sinkhole risk analysis
for avoiding accidents such as the derailment of a freight train caused by a
collapse sinkhole in the conventional Madrid–Barcelona railway on
11 September 1991 (at km 360.7; <xref ref-type="bibr" rid="bib1.bibx23" id="paren.28"/>) (Fig. <xref ref-type="fig" rid="Ch1.F2"/>).
In this work we integrate DInSAR deformation data with different subsidence
evidence (geomorphic, deformed sediments, damaged man-made structures). The
convergence of the different lines of evidence is used to support the utility
of DInSAR for monitoring railways affected by dissolution-induced subsidence.</p>
</sec>
<sec id="Ch1.S2">
  <title>SAR data and processing methods</title>
      <p>Archived data from two orbital SAR (Synthetic Aperture Radar) missions have been used to produce the
InSAR deformation maps analysed in this work. One of the data sets includes
C-band data of 29 ENVISAT ASAR images acquired at 22:00 on ascending
orbits from 2 May 2003 to 17 September 2010 (track 58, frame 829). The other
data set comprises L-band data of 13 ALOS PALSAR images acquired at
22:30 in ascending mode and HH polarization, and it covers a period from
12 February 2007 to 7 April 2010 (track 665, frame 820).</p>
      <p>The SAR images were processed using the Stable Point Network (SPN) technique
<xref ref-type="bibr" rid="bib1.bibx13" id="paren.29"/>. Preprocessing was carried out using the DIAPASON
interferometric algorithm <xref ref-type="bibr" rid="bib1.bibx34" id="paren.30"/>. This algorithm incorporates the
persistent scatterer and distributed scatterer approaches based on
full-resolution and medium-resolution data, respectively. The topographic
component of the interferometric phase was removed using the Spanish
photogrammetric elevation model “GISOleícola” with a spatial
resolution of 20 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>.</p>
      <p>The ENVISAT-ASAR-derived displacement rate map was produced at full
resolution from a total of 61 interferograms. The persistent scatterers (PSs)
were selected, establishing a coherence threshold of 0.46 on the basis of the
SAR amplitude selection criterion. The average line of sight (LOS) displacement rate and the
LOS displacement time series of each PS were derived from the Single Look
Complex (SLC) ASAR images. Displacement rate values
<inline-formula><mml:math display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 2 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> were considered as non-stable points as it is
usually defined for ENVISAT C-band data <xref ref-type="bibr" rid="bib1.bibx35 bib1.bibx5" id="paren.31"/>. The
ALOS-PALSAR-derived displacement rate map was produced at a ground resolution
of about <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>25</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">m</mml:mi><mml:mo>×</mml:mo><mml:mn>25</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> and a coherence threshold of 0.40 was established. In this case, displacement rates
<inline-formula><mml:math display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 4 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> were considered as indicative of surface
deformation. This threshold is consistent with values used by other authors
<xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx5" id="paren.32"/>. Additional technical information on SAR data sets
and DInSAR deformation profiles is listed in Table 1.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>Profiles with DInSAR-derived LOS deformation data obtained along the
analysed railway sections. Data from the Madrid–Barcelona railway corridor
are represented alongside a topographic profile showing the stretches built on
embankment and excavated trenches. Dark grey and light grey zones indicate
sections built on sinkholes classified as being active and inactive, respectively.
See location of profiles in Fig. 1.</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/15/2439/2015/nhess-15-2439-2015-f04.pdf"/>

      </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F5" specific-use="star"><caption><p>Evidence of karst subsidence associated with the track of the
Madrid–Zaragoza high-speed railway. <bold>(a)</bold> Orthoimage of 2009 with
ENVISAT DInSAR PS data indicating the main sinkholes and large karst
depressions. <bold>(b)</bold> Cracks on a house where ENVISAT DInSAR map indicate
subsidence. <bold>(c)</bold> General view of the excavation indicated in
<bold>(a)</bold>. <bold>(d)</bold> Log and scheme of the walls of the excavation.
Note the wedging-out of the sinkhole fill and the tilted terrace gravel
beds.</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://nhess.copernicus.org/articles/15/2439/2015/nhess-15-2439-2015-f05.pdf"/>

      </fig>

</sec>
<sec id="Ch1.S3">
  <title>Railway deformation detected by DInSAR and interpretation</title>
      <p>Railways served as good reflection features for ALOS and ENVISAT sensors,
providing a relatively high density of measurement points, especially in the
ALOS-derived map. Two profiles of LOS displacement rates have been
constructed along the railway corridors using the InSAR maps
(Fig. <xref ref-type="fig" rid="Ch1.F4"/>). We analysed ALOS and ENVISAT data in each profile
and selected the best results to be presented in this work: ALOS measurements
in the Castejón–Zaragoza railway line, and ENVISAT PS points in the
Madrid–Zaragoza profile (Fig. <xref ref-type="fig" rid="Ch1.F4"/>).</p>
      <p>The displacement rates measured in the SW and NE portions of the analysed
Madrid–Zaragoza railway section, as high as <inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>6.6 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>
(negative values indicate subsidence), may be related to compaction of the
embankments, as the direct correlation between subsidence rates and
embankment height suggests (Fig. <xref ref-type="fig" rid="Ch1.F4"/>, Profile 1). LOS displacement
rates indicate rapid settlement (<inline-formula><mml:math display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 4 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) in the NE sector
of the analysed stretch, coinciding with the location of a buried depression
of unknown origin, filled a few decades ago and identified with aerial
photographs. Here, subsidence is most probably related to compaction of
anthropogenic deposits, which may exceed 10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> including the
embankment. However, further investigations would be required to rule out the
potential contribution of dissolution-induced subsidence (e.g. trenching,
geophysics, vertical extensometers).</p>
      <p>The negative LOS displacement values measured in the sector where the
path of the railway has been excavated in Quaternary alluvium can be
attributed to dissolution-induced subsidence. There is a significant number
of points with LOS displacement rates below <inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> between 1500 and 2700 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>
in Profile 1. In this sector, the railways run across
subdued sinkholes recognized in old aerial photographs and expressed in
cuttings as deformed Quaternary alluvium <xref ref-type="bibr" rid="bib1.bibx47 bib1.bibx48 bib1.bibx16" id="paren.33"/>. The
sinkhole cluster comprises a large diffuse-edged depression and several
smaller subcircular sinkholes <xref ref-type="bibr" rid="bib1.bibx16" id="paren.34"/> (Fig. <xref ref-type="fig" rid="Ch1.F5"/>). In
addition to the DInSAR deformation data, several lines of evidence
consistently indicate active subsidence in some sectors of the sinkhole
cluster: enclosed depressions, severe cracking on buildings, conspicuous sags
and wide fissures on roads and small collapse sinkholes, including the 2003
event. An excavation carried out at the SW edge of the large depression for
the foundation of a bridge exposed tilted Quaternary deposits dipping toward
the depression centre (Fig. <xref ref-type="fig" rid="Ch1.F5"/>). Two sedimentary packages
were distinguished. The lower one corresponds to pre-sinkhole terrace gravel
deposits with an apparent NE dip of 14–17<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The upper one corresponds to
natural sinkhole fill deposits that pinch out towards the SW (sinkhole
edge). The dip of these sediments progressively attenuates upwards
(cumulative wedge-out), suggesting synsedimentary subsidence.</p>
      <p>The high density of measurement points derived from the ALOS data along the
Castejón–Zaragoza railway provides valuable information on the activity
of three previously inventoried sinkholes traversed by the infrastructure. A
clear subsidence zone, with negative LOS displacement rates as high as
<inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>9.7 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, coincides with a sinkhole of about 300 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>
in diameter previously classified as being active (Figs. <xref ref-type="fig" rid="Ch1.F3"/>
and <xref ref-type="fig" rid="Ch1.F4"/>, Profile 2). Here, ground motion values show a
consistent pattern with increasing subsidence rates towards the centre of the
sinkhole (Fig. <xref ref-type="fig" rid="Ch1.F3"/>). The LOS displacement values measured in
the other two sinkholes, previously described as inactive <xref ref-type="bibr" rid="bib1.bibx16" id="paren.35"/>,
suggest ground stability or very slow subsidence
(<inline-formula><mml:math display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 2 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p>Main characteristics of the SAR data sets and DInSAR deformation
profiles.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="center"/>
     <oasis:colspec colnum="4" colname="col4" align="center"/>
     <oasis:thead>
       <oasis:row rowsep="1">

         <oasis:entry colname="col1"/>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3">ENVISAT</oasis:entry>

         <oasis:entry colname="col4">ALOS</oasis:entry>

       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
       <?xmltex \rotentry?>
         <oasis:entry rowsep="1" colname="col1" morerows="11">SAR acquisition</oasis:entry>

         <oasis:entry colname="col2">Band/polarization</oasis:entry>

         <oasis:entry colname="col3">C/VV</oasis:entry>

         <oasis:entry colname="col4">L/HH</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Wavelength (cm)</oasis:entry>

         <oasis:entry colname="col3">5.6</oasis:entry>

         <oasis:entry colname="col4">23.6</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Incidence angle</oasis:entry>

         <oasis:entry colname="col3">23</oasis:entry>

         <oasis:entry colname="col4">38.7</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Revisiting period (days)</oasis:entry>

         <oasis:entry colname="col3">35</oasis:entry>

         <oasis:entry colname="col4">46</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Orbital track/frame</oasis:entry>

         <oasis:entry colname="col3">58/829</oasis:entry>

         <oasis:entry colname="col4">665/820</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Acquisition geometry</oasis:entry>

         <oasis:entry colname="col3">Ascending</oasis:entry>

         <oasis:entry colname="col4">Ascending</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Pixel size (m) radar geometry</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mo>×</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">8</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Data set period</oasis:entry>

         <oasis:entry colname="col3">May 2003–Sept 2010 (7.38 years)</oasis:entry>

         <oasis:entry colname="col4">Feb 2007–Apr 2010  (3.15 years)</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Temporal span between two acquisitions (days)</oasis:entry>

         <oasis:entry colname="col3"/>

         <oasis:entry colname="col4"/>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Mean</oasis:entry>

         <oasis:entry colname="col3">96</oasis:entry>

         <oasis:entry colname="col4">96</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Maximum</oasis:entry>

         <oasis:entry colname="col3">700</oasis:entry>

         <oasis:entry colname="col4">414</oasis:entry>

       </oasis:row>
       <oasis:row rowsep="1">

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Minimum</oasis:entry>

         <oasis:entry colname="col3">5</oasis:entry>

         <oasis:entry colname="col4">46</oasis:entry>

       </oasis:row>
       <oasis:row>
       <?xmltex \rotentry?>
         <oasis:entry rowsep="1" colname="col1" morerows="5">SAR processing</oasis:entry>

         <oasis:entry colname="col2">Number of SAR images</oasis:entry>

         <oasis:entry colname="col3">29</oasis:entry>

         <oasis:entry colname="col4">13</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Number of interferograms</oasis:entry>

         <oasis:entry colname="col3">61</oasis:entry>

         <oasis:entry colname="col4">78</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Maximum spatial baseline (<inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col3">138</oasis:entry>

         <oasis:entry colname="col4">393</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Maximum temporal baseline (days)</oasis:entry>

         <oasis:entry colname="col3">1050</oasis:entry>

         <oasis:entry colname="col4">1150</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">DEM (pixel size)</oasis:entry>

         <oasis:entry colname="col3">GIS Oleícola (20 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col4">GIS Oleícola (20 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>)</oasis:entry>

       </oasis:row>
       <oasis:row rowsep="1">

         <oasis:entry colname="col2">Coherence threshold</oasis:entry>

         <oasis:entry colname="col3">0.46</oasis:entry>

         <oasis:entry colname="col4">0.4</oasis:entry>

       </oasis:row>
       <oasis:row>
       <?xmltex \rotentry?>
         <oasis:entry colname="col1" morerows="15">DInSAR deformation profiles</oasis:entry>

         <oasis:entry colname="col2">Railway line</oasis:entry>

         <oasis:entry colname="col3">Madrid–Barcelona</oasis:entry>

         <oasis:entry colname="col4">Castejón–Zaragoza</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Length (km)</oasis:entry>

         <oasis:entry colname="col3">3.75</oasis:entry>

         <oasis:entry colname="col4">4</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Width (m)</oasis:entry>

         <oasis:entry colname="col3">50</oasis:entry>

         <oasis:entry colname="col4">70</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">No. of measurement points</oasis:entry>

         <oasis:entry colname="col3">436</oasis:entry>

         <oasis:entry colname="col4">198</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Type of point</oasis:entry>

         <oasis:entry colname="col3">Persistent scatterer</oasis:entry>

         <oasis:entry colname="col4">Pixel (<inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 25 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>)</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Density of measurement points (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">points</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col3">116.3</oasis:entry>

         <oasis:entry colname="col4">49.5</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">LOS displacement rate (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">yr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col3"/>

         <oasis:entry colname="col4"/>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Mean</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.4</oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2.4</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Maximum value (uplift)</oasis:entry>

         <oasis:entry colname="col3">2.1</oasis:entry>

         <oasis:entry colname="col4">1</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Minimum value (subsidence)</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>8.6</oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>9.7</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Standard deviation</oasis:entry>

         <oasis:entry colname="col3">1.3</oasis:entry>

         <oasis:entry colname="col4">1.8</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2">Cumulative LOS displacement (mm)</oasis:entry>

         <oasis:entry colname="col3"/>

         <oasis:entry colname="col4"/>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Mean</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>11.1</oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>7</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Maximum value (uplift)</oasis:entry>

         <oasis:entry colname="col3">12</oasis:entry>

         <oasis:entry colname="col4">3.9</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Minimum value (subsidence)</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>57.6</oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>28.9</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col2"><?xmltex \hack{~~~}?>Standard deviation</oasis:entry>

         <oasis:entry colname="col3">9.5</oasis:entry>

         <oasis:entry colname="col4">5.2</oasis:entry>

       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S4">
  <title>Discussion</title>
      <p>The presented data illustrate that DInSAR offers promising potential for
monitoring railways that are affected by sinkhole activity and dissolution-induced
subsidence. This postulate is supported by two relevant aspects of our
investigation. (1) There is a good spatial correlation between the
deformation values measured by DInSAR and unambiguous field evidence of
active subsidence associated with sinkholes. (2) We obtained good results
using InSAR data derived from a regional investigation
<xref ref-type="bibr" rid="bib1.bibx17" id="paren.36"><named-content content-type="pre">see</named-content></xref>. Detailed analyses focused on railway tracks or on
specific sections of the infrastructure should provide higher density and
more accurate deformation data than in the profiles presented in this paper.</p>
      <p>Railways are linear features that are commonly positioned on relatively flat surfaces that
act as adequate reflectors for the spaceborne SAR systems, providing
spatially dense and temporarily stable coherent scatterers
<xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx46" id="paren.37"/>. <xref ref-type="bibr" rid="bib1.bibx9" id="text.38"/> illustrate the strong backscattering
of railways in ALOS PALSAR and ENVISAT ASAR amplitude images, compared with
the surrounding features. The density of natural reflection points depends on
the land cover, the number of images used in the InSAR analysis, the adopted
processing parameters and algorithm type, the selected coherence threshold
and the spatial resolution of radar imagery <xref ref-type="bibr" rid="bib1.bibx51" id="paren.39"/>. In our case,
ENVISAT displacement points cover a larger area in the Madrid–Zaragoza
profiles (NW–SE orientation) than the ALOS displacement data. On the
contrary, ALOS data provided the best distribution of measured points along
the Castejón–Zaragoza stretch (NE–SW orientation). Apparently, this
difference could be attributed to the relative orientation of the railway
tracks with respect to the flight path of sensors. However, both the ENVISAT
and ALOS data correspond to ascending paths and, consequently, the
differences observed between the two DInSAR displacement rate maps cannot be
related to the course of the satellites. <xref ref-type="bibr" rid="bib1.bibx18" id="text.40"/> and <xref ref-type="bibr" rid="bib1.bibx45" id="text.41"/> have
obtained deformation sequences covering long time spans analysing PSs along
railways. <xref ref-type="bibr" rid="bib1.bibx45" id="text.42"/> measured numerous minor and locally distributed
displacements that were not detected by levelling. <xref ref-type="bibr" rid="bib1.bibx9" id="text.43"/> obtained a
higher density of PSs with ALOS PALSAR data than with ENVISAT ASAR data. This
was probably due to the longer wavelength of the former and the higher
critical baseline applied to generate the ALOS interferograms of the small baseline subset (SBAS) method
<xref ref-type="bibr" rid="bib1.bibx32" id="paren.44"/>. This resulted in higher coherence, especially in zones with
high deformation gradients and in man-made features such as the railway
embankment. <xref ref-type="bibr" rid="bib1.bibx32" id="text.45"/> inferred that the difference in the distribution
of PSs derived from L- and C-band data are controlled by their different
scattering mechanisms. In the PALSAR results, the railway embankment was more
easily detected because of its resolution (10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>). Man-made linear
features were dominated by the dihedral scattering and resulted in a high
density of PS points in the PALSAR results. For ENVISAT data, despite the strong
backscattering of the railway, motion was not detected using the PS method,
probably due to the noise caused by the scattering mechanism of instable land
surfaces.</p>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions and final considerations</title>
      <p>DInSAR techniques allowed
the detection of previously unknown settlement in several stretches of two
major railway lines of NE Spain. The area in the outskirts of Zaragoza
is severely affected by evaporite karst subsidence. This deformation was
detected thanks to medium-resolution surface velocity maps generated through
the analysis of archived data of the ENVISAT and ALOS SAR missions. The
results show that DInSAR methods allow deformation of railways to be identified and
monitored, that may otherwise compromise both serviceability and safety.</p>
      <p>DInSAR velocity maps coupled with detailed geomorphological maps may help in
the identification and characterization of the railway stretches affected by
active deformation that may require site-specific monitoring. These stretches
may be controlled by using real-time advanced ground-based monitoring
techniques such as motorized total station systems that measure prisms
attached directly to the structure, time-domain reflectometry (TDR) coaxial
cable sensors <xref ref-type="bibr" rid="bib1.bibx38" id="paren.46"><named-content content-type="pre">cf.,</named-content></xref> or GB-InSAR <xref ref-type="bibr" rid="bib1.bibx31" id="paren.47"><named-content content-type="pre">cf.,</named-content></xref>.
DInSAR also could be an alternative to these expensive techniques where
catastrophic collapse can be ruled out and the ground deformation does not
show dangerous subsidence rates (according to the admissible deformation of
the railway track). Site-specific investigations combining more adequate and
higher-resolution SAR data with ground references (e.g. corner reflectors,
GPS benchmarks) may provide a very precise monitoring system. PS detection in
linear infrastructures is improving substantially by using high-resolution
data (e.g. CosmoSkyMed, TerraSAR-X) <xref ref-type="bibr" rid="bib1.bibx20 bib1.bibx37 bib1.bibx54 bib1.bibx33" id="paren.48"/>.
High-resolution imagery can provide a point density 10 times higher than
medium-resolution data <xref ref-type="bibr" rid="bib1.bibx6" id="paren.49"/>. <xref ref-type="bibr" rid="bib1.bibx54" id="text.50"/> found dense PSs in
highways and railways using high-resolution TerraSAR-X data due to the
presence of numerous stable objects distributed along the infrastructure,
such as lamps, stones or fences. Future studies in our study area should
focus on the monitoring of deformation using TerraSAR-X and COSMO-SkyMed data
coupled with other ground-based measurements.</p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>This research has been funded by the Spanish national projects CGL2010-16775,
AGL2012-40100 and CGL2013-40867-P (Spanish Ministry of Economy and
Competitiveness and FEDER), the Regional projects 2012/GA-LC-021 and 2012/GA
LC 036 (DGA-La Caixa) and the European Interreg IV B SUDOE project
DO-SMS-SOE1/P2/F157. Jorge Pedro Galve was contracted under the DGA-La Caixa
project and is now developing his work thanks to a “Juan de la Cierva” research
contract from the Spanish Ministry of Economy and Competitiveness. SPN maps
(derived from ENVISAT and ALOS data) were produced by Altamira Information
S.L. (Spain). The 2009 orthophotos are products of the National Geographic
Institute of Spain (Instituto Geográfico Nacional) available at:
<uri>http://centrodedescargas.cnig.es/CentroDescargas/index.jsp</uri>. Comments by
two anonymous reviewers and suggestions by the journal's editor, Mario
Parise, helped us improve this work. <?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: M. Parise <?xmltex \hack{\newline}?>
Reviewed by: two anonymous referees</p></ack><ref-list>
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